0001181431-11-053857.txt : 20111031
0001181431-11-053857.hdr.sgml : 20111031
20111031101946
ACCESSION NUMBER: 0001181431-11-053857
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111027
FILED AS OF DATE: 20111031
DATE AS OF CHANGE: 20111031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GAYNOR JOSEPH J JR
CENTRAL INDEX KEY: 0001199402
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27548
FILM NUMBER: 111166901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000889971
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 860708398
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2603 CHALLENGER TECH CT
STREET 2: SUITE 100
CITY: ORLANDO
STATE: FL
ZIP: 32826
BUSINESS PHONE: 4073824003
4
1
rrd324575.xml
10/27/2011 ISO AWARD
X0304
4
2011-10-27
0
0000889971
LIGHTPATH TECHNOLOGIES INC
LPTH
0001199402
GAYNOR JOSEPH J JR
2603 CHALLENGER TECH COURT
SUITE 100
ORLANDO
FL
32826
1
1
0
0
President & CEO
Class A Common
12253
D
Class A Common
722
D
Non-qualified stock option
3.47
2008-07-24
2016-07-24
Class A Common
15000
0
D
Non-qualified stock option
4.80
2007-10-27
2016-10-27
Class A Common
20000
0
D
Incentive stock option
3.05
2008-11-06
2017-11-06
Class A Common
15000
0
D
Incentive stock option
2.10
2009-01-31
2018-01-31
Class A Common
30000
0
D
8% Convertible Debt
1.40
2008-08-01
2011-08-01
Class A Common
12175
0
D
Common stock warrant
1.68
2008-08-01
2013-08-01
Class A Common
5275
0
D
Common stock warrant
1.89
2008-08-01
2013-08-01
Class A Common
2841
0
D
Common stock warrant
.87
2008-12-31
2013-12-31
Class A Common
3159
0
D
Common stock option
2.66
2011-02-04
2020-02-04
Class A Common
50000
0
D
Common stock warrant
2.48
2010-10-08
2015-10-08
Class A Common
228
0
D
incentive stock option
2.69
2011-11-03
2020-11-03
Class A Common
25000
0
D
Incentive stock option
1.39
2011-10-27
4
A
0
40000
1.39
A
2012-10-27
2021-10-27
Class A Common
40000
218678
D
Vests over 4 years.
These stock options vest over two years.
These warrants were issued pursuant to amendment #1 to 8% senior debentures.
These shares are annual interest payment on convertible debentures.
/s/ Joseph James Gaynor
2011-10-31