0001104659-20-140749.txt : 20201231 0001104659-20-140749.hdr.sgml : 20201231 20201231074331 ACCESSION NUMBER: 0001104659-20-140749 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20201231 DATE AS OF CHANGE: 20201231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shanghai Pudong Science & Technology Investment Co., Ltd. CENTRAL INDEX KEY: 0001621281 STATE OF INCORPORATION: F4 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 201427497 BUSINESS ADDRESS: STREET 1: 13 BUILDING, NO. 439, CHUNXIAO ROAD STREET 2: ZHANGJIANG HIGH-TECH PARK, PUDONG CITY: SHANGHAI STATE: F4 ZIP: 201203 BUSINESS PHONE: 86-021-50276328 MAIL ADDRESS: STREET 1: 13 BUILDING, NO. 439, CHUNXIAO ROAD STREET 2: ZHANGJIANG HIGH-TECH PARK, PUDONG CITY: SHANGHAI STATE: F4 ZIP: 201203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 4 1 tm2039593d1_4.xml OWNERSHIP DOCUMENT X0306 4 2020-12-31 1 0000889971 LIGHTPATH TECHNOLOGIES INC LPTH 0001621281 Shanghai Pudong Science & Technology Investment Co., Ltd. 46F, BLDNG 1, LUJIAZUI CENTURY FINANCIAL PLAZA, NO. 729 STH YANGGAO ROAD SHANGHAI F4 200127 CHINA 0 0 0 1 Former 10% Owner Shanghai Pudong Science and Technology Investment Co., Ltd. currently owns the entire outstanding share capital of Pudong Science and Technology Investment (Cayman) Co., Ltd. which directly holds the shares of the Issuer. Shanghai Pudong Science and Technology Investment Co., Ltd. ceased to be a beneficial owner of more than ten percent of the outstanding shares of the Issuer's class A common stock and ceased to be subject to Section 16. /s/ Xudong Zhu, director of the reporting person 2020-12-31