0000902595-15-000005.txt : 20150127 0000902595-15-000005.hdr.sgml : 20150127 20150127114607 ACCESSION NUMBER: 0000902595-15-000005 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150120 FILED AS OF DATE: 20150127 DATE AS OF CHANGE: 20150127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pudong Science & Technology Investment (Cayman) Co., Ltd. CENTRAL INDEX KEY: 0001621285 STATE OF INCORPORATION: F4 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 15550773 BUSINESS ADDRESS: STREET 1: 13 BUILDING, NO. 439, CHUNXIAO ROAD STREET 2: ZHANGJIANG HIGH-TECH PARK, PUDONG CITY: SHANGHAI STATE: F4 ZIP: 201203 BUSINESS PHONE: 86-021-50276328 MAIL ADDRESS: STREET 1: 13 BUILDING, NO. 439, CHUNXIAO ROAD STREET 2: ZHANGJIANG HIGH-TECH PARK, PUDONG CITY: SHANGHAI STATE: F4 ZIP: 201203 3 1 te48337_3.xml OWNERSHIP DOCUMENT X0206 3 2015-01-20 0 0000889971 LIGHTPATH TECHNOLOGIES INC LPTH 0001621285 Pudong Science & Technology Investment (Cayman) Co., Ltd. 13 BUILDING, NO. 439, CHUNXIAO ROAD ZHANGJIANG HIGH-TECH PARK, PUDONG SHANGHAI F4 201203 CHINA 0 0 1 0 Class A Common Stock 2270026 D Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. /s/ Xudong Zhu, director of the reporting person 2015-01-27