0001209191-13-024316.txt : 20130506 0001209191-13-024316.hdr.sgml : 20130506 20130506200024 ACCESSION NUMBER: 0001209191-13-024316 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130502 FILED AS OF DATE: 20130506 DATE AS OF CHANGE: 20130506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GTCR GOLDER RAUNER II LLC CENTRAL INDEX KEY: 0001262953 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34066 FILM NUMBER: 13817635 BUSINESS ADDRESS: STREET 1: GTCR GOLDER RAUNER LLC STREET 2: SUITE 6100, SEARS TOWER CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GTCR Partners IX, L.P. CENTRAL INDEX KEY: 0001421266 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34066 FILM NUMBER: 13817637 BUSINESS ADDRESS: BUSINESS PHONE: (312) 382-2200 MAIL ADDRESS: STREET 1: 300 N. LASALLE STREET STREET 2: SUITE 5600 CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRIVATEBANCORP, INC CENTRAL INDEX KEY: 0000889936 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363681151 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 SOUTH LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126837100 MAIL ADDRESS: STREET 1: 120 SOUTH LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: PRIVATEBANCORP INC DATE OF NAME CHANGE: 19990408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GTCR FUND IX/B L P CENTRAL INDEX KEY: 0001358714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34066 FILM NUMBER: 13817636 BUSINESS ADDRESS: STREET 1: 300 N. LASALLE STREET STREET 2: SUITE 5600 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-382-2200 MAIL ADDRESS: STREET 1: 300 N. LASALLE STREET STREET 2: SUITE 5600 CITY: CHICAGO STATE: IL ZIP: 60654 4 1 c532405_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2013-05-02 0000889936 PRIVATEBANCORP, INC PVTB 0001358714 GTCR FUND IX/B L P 300 N. LASALLE STREET SUITE 5600 CHICAGO IL 60654 1 0 1 0 0001421266 GTCR Partners IX, L.P. 300 N. LASALLE STREET SUITE 5600 CHICAGO IL 60654 1 0 1 0 0001262953 GTCR GOLDER RAUNER II LLC 300 N. LASALLE STREET SUITE 5600 CHICAGO IL 60654 1 0 1 0 Common Stock 2013-05-02 4 C 0 277034 0 A 1157749 D Common Stock 2013-05-02 4 S 0 283986 18.90 D 873763 D Non-Voting Common Stock 2013-05-02 4 C 0 277034 0 D Common Stock 277034 225037 D GTCR FUND IX/B, L.P. ("FUND IX/B") is the direct beneficial owner of shares reported in Tables I and II. GTCR Partners IX, L.P. ("GTCR Partners IX") is the general partner of FUND IX/B and GTCR Golder Rauner II, L.L.C. ("GTCR") is the general partner of GTCR Partners IX. As such, GTCR Partners IX and GTCR may be deemed to be beneficial owners of the shares reported in Tables I and II. The filing of this form shall not be deemed an admission that GTCR Partners IX or GTCR is, for Section 16 purposes or otherwise, the beneficial owner of those shares. Each share of Non-Voting Common Stock is convertible into Common Stock on a one-for-one basis. The conversion of the Non-Voting Common Stock to Common Stock will be completed in connection with the settlement of the sale of Common Stock. The Non-Voting common Stock is convertible into Common Stock at any time and has no expiration date. FUND IX/B, collectively with GTCR FUND IX/A, L.P. and GTCR CO-INVEST III, L.P., has the right to appoint a representative to serve as a Director of Private Bancorp, Inc. Mr. Collin E. Roche currently serves as its representative on the board of PrivateBancorp, Inc. /s/ Dennis M. Myers under a Power of Attorney 2013-05-06 /s/ Dennis M. Myers under a Power of Attorney 2013-05-06 /s/ Dennis M. Myers under a Power of Attorney 2013-05-06