0001127602-17-021514.txt : 20170615 0001127602-17-021514.hdr.sgml : 20170615 20170615171245 ACCESSION NUMBER: 0001127602-17-021514 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170615 FILED AS OF DATE: 20170615 DATE AS OF CHANGE: 20170615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRIVATEBANCORP, INC CENTRAL INDEX KEY: 0000889936 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363681151 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 SOUTH LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126837100 MAIL ADDRESS: STREET 1: 120 SOUTH LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: PRIVATEBANCORP INC DATE OF NAME CHANGE: 19990408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Case Karen B. CENTRAL INDEX KEY: 0001417013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34066 FILM NUMBER: 17914185 MAIL ADDRESS: STREET 1: 2431 NORTH BURLING STREET CITY: CHICAGO STATE: IL ZIP: 60614 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-06-15 0000889936 PRIVATEBANCORP, INC PVTB 0001417013 Case Karen B. C/O PRIVATEBANCORP, INC. 120 S. LASALLE ST. CHICAGO IL 60603 1 President of CRE Banking Common Stock 2017-06-15 4 M 0 78125 26.10 A 186136 D Common Stock 2017-06-15 4 S 0 78125 60.17 D 108011 D Stock Option (Right to Buy) 26.10 2017-06-15 4 M 0 78125 0 D 2017-11-01 Common Stock 78125 0 D Reflects the weighted average sales price of multiple transactions reported on this line. The shares were sold at prices that ranged from $60.05 to $60.31. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price. Options were granted November 1, 2007. Fifty percent were scheduled to vest upon achievement of specific performance targets. The remaining 50% vested 20% every year on the anniversary of the date of grant and became fully vested after five years. Of the 125,000 options originally granted in 2007, 62,500 vested based on time-vesting requirements and 15,625 of the total 62,500 performance-vested options vested pursuant to the terms of the options providing for minimum vesting at 25%. The remaining 46,875 performance-vested options did not vest due to failure to achieve specific performance targets. /s/ Zack Christensen, Attorney-in-Fact 2017-06-15