0001127602-17-021088.txt : 20170609 0001127602-17-021088.hdr.sgml : 20170609 20170609170601 ACCESSION NUMBER: 0001127602-17-021088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170608 FILED AS OF DATE: 20170609 DATE AS OF CHANGE: 20170609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRIVATEBANCORP, INC CENTRAL INDEX KEY: 0000889936 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363681151 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 SOUTH LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126837100 MAIL ADDRESS: STREET 1: 120 SOUTH LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: PRIVATEBANCORP INC DATE OF NAME CHANGE: 19990408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carey Paul E CENTRAL INDEX KEY: 0001601585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34066 FILM NUMBER: 17903694 MAIL ADDRESS: STREET 1: 120 SOUTH LASALLE CITY: CHICAGO STATE: IL ZIP: 60603 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-06-08 0000889936 PRIVATEBANCORP, INC PVTB 0001601585 Carey Paul E 120 S. LASALLE ST. CHICAGO IL 60603 1 Principal Accounting Officer Common Stock 2017-06-08 4 M 0 1041 14.39 A 22162 D Common Stock 2017-06-08 4 M 0 4005 17.95 A 26167 D Common Stock 2017-06-08 4 M 0 1777 27.94 A 27944 D Common Stock 2017-06-08 4 S 0 6823 59.72 D 21121 D Common Stock 2017-06-08 4 S 0 9493 59.83 D 11628 D Common Stock 554.06 I By 401(k) Option To Purchase Common Stock 14.39 2017-06-08 4 M 0 1041 0 D 2015-03-01 2022-02-22 Common Stock 1041 0 D Option To Purchase Common Stock 17.95 2017-06-08 4 M 0 4005 0 D 2016-03-01 2023-02-22 Common Stock 4005 0 D Option To Purchase Common Stock 27.94 2017-06-08 4 M 0 1777 0 D 2017-03-01 2024-02-21 Common Stock 1777 0 D Reflects the weighted average sales price of multiple transactions reported on this line. The shares were sold at prices that ranged from $59.71 to $59.74. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price. Options were granted on February 22, 2012, one-third of which vested on March 1 of each of 2013, 2014 and 2015. /s/ Zack Christensen, Attorney-in-Fact 2017-06-09