0001127602-15-029505.txt : 20151023 0001127602-15-029505.hdr.sgml : 20151023 20151023174224 ACCESSION NUMBER: 0001127602-15-029505 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151022 FILED AS OF DATE: 20151023 DATE AS OF CHANGE: 20151023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRIVATEBANCORP, INC CENTRAL INDEX KEY: 0000889936 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363681151 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 SOUTH LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126837100 MAIL ADDRESS: STREET 1: 120 SOUTH LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: PRIVATEBANCORP INC DATE OF NAME CHANGE: 19990408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hague Bruce R. CENTRAL INDEX KEY: 0001417006 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34066 FILM NUMBER: 151173573 MAIL ADDRESS: STREET 1: 54 COVENTRY ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-10-22 0000889936 PRIVATEBANCORP, INC PVTB 0001417006 Hague Bruce R. C/O PRIVATEBANCORP, INC. 120 SOUTH LASALLE ST. CHICAGO IL 60603 1 Pres. of Natl. Com. Banking Common Stock 2015-10-22 4 M 0 78125 26.10 A 207721.69 D Common Stock 2015-10-22 4 M 0 25338 14.39 A 233059.69 D Common Stock 2015-10-22 4 S 0 81867 40.4766 D 151192.69 D Common Stock 2015-10-22 4 S 0 37473 40.6358 D 113719.69 D Common Stock 2015-10-23 4 S 0 7527 41.4351 D 106192.69 D Common Stock 1300 I Held By Spouse Stock Option (Right to Buy) 26.10 2015-10-22 4 M 0 78125 0 D 2017-11-01 Common Stock 78125 0 D Option To Purchase Common Stock 14.39 2015-10-22 4 M 0 25338 0 D 2022-02-22 Common Stock 25338 0 D These shares were sold in connection with the option exercises reported on this form in order to pay the exercise price and related tax obligations upon exercise. Reflects the weighted average sales price of multiple transactions reported on this line. The shares were sold at prices that ranged from $40.29 to $40.82. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price. Reflects the weighted average sales price for multiple transactions reported on this line. The shares were sold at prices that ranged from $40.50 to $40.82. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price. Reflects the weighted average sales price for multiple transactions reported on this line. The shares were sold at prices that ranged from $41.42 to $41.48. Upon the request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price. Includes 3,761.45 shares held by 401(k) based on the latest quarterly reporting as of September 30, 2015. Options were granted November 1, 2007 and become fully vested on December 31, 2012. Options were granted on February 22, 2012, one-third of which vested on March 1 of each of 2013, 2014 and 2015. /s/ Elizabeth Nemeth, Attorney-in-Fact 2015-10-23