0001127602-15-029505.txt : 20151023
0001127602-15-029505.hdr.sgml : 20151023
20151023174224
ACCESSION NUMBER: 0001127602-15-029505
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151022
FILED AS OF DATE: 20151023
DATE AS OF CHANGE: 20151023
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRIVATEBANCORP, INC
CENTRAL INDEX KEY: 0000889936
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 363681151
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 120 SOUTH LASALLE STREET
STREET 2: 4TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126837100
MAIL ADDRESS:
STREET 1: 120 SOUTH LASALLE STREET
STREET 2: 4TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: PRIVATEBANCORP INC
DATE OF NAME CHANGE: 19990408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hague Bruce R.
CENTRAL INDEX KEY: 0001417006
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34066
FILM NUMBER: 151173573
MAIL ADDRESS:
STREET 1: 54 COVENTRY ROAD
CITY: NORTHFIELD
STATE: IL
ZIP: 60093
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-10-22
0000889936
PRIVATEBANCORP, INC
PVTB
0001417006
Hague Bruce R.
C/O PRIVATEBANCORP, INC.
120 SOUTH LASALLE ST.
CHICAGO
IL
60603
1
Pres. of Natl. Com. Banking
Common Stock
2015-10-22
4
M
0
78125
26.10
A
207721.69
D
Common Stock
2015-10-22
4
M
0
25338
14.39
A
233059.69
D
Common Stock
2015-10-22
4
S
0
81867
40.4766
D
151192.69
D
Common Stock
2015-10-22
4
S
0
37473
40.6358
D
113719.69
D
Common Stock
2015-10-23
4
S
0
7527
41.4351
D
106192.69
D
Common Stock
1300
I
Held By Spouse
Stock Option (Right to Buy)
26.10
2015-10-22
4
M
0
78125
0
D
2017-11-01
Common Stock
78125
0
D
Option To Purchase Common Stock
14.39
2015-10-22
4
M
0
25338
0
D
2022-02-22
Common Stock
25338
0
D
These shares were sold in connection with the option exercises reported on this form in order to pay the exercise price and related tax obligations upon exercise.
Reflects the weighted average sales price of multiple transactions reported on this line. The shares were sold at prices that ranged from $40.29 to $40.82. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
Reflects the weighted average sales price for multiple transactions reported on this line. The shares were sold at prices that ranged from $40.50 to $40.82. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
Reflects the weighted average sales price for multiple transactions reported on this line. The shares were sold at prices that ranged from $41.42 to $41.48. Upon the request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
Includes 3,761.45 shares held by 401(k) based on the latest quarterly reporting as of September 30, 2015.
Options were granted November 1, 2007 and become fully vested on December 31, 2012.
Options were granted on February 22, 2012, one-third of which vested on March 1 of each of 2013, 2014 and 2015.
/s/ Elizabeth Nemeth, Attorney-in-Fact
2015-10-23