0001127602-14-002599.txt : 20140122
0001127602-14-002599.hdr.sgml : 20140122
20140122191127
ACCESSION NUMBER: 0001127602-14-002599
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140117
FILED AS OF DATE: 20140122
DATE AS OF CHANGE: 20140122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRIVATEBANCORP, INC
CENTRAL INDEX KEY: 0000889936
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 363681151
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 120 SOUTH LASALLE STREET
STREET 2: 4TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126837100
MAIL ADDRESS:
STREET 1: 120 SOUTH LASALLE STREET
STREET 2: 4TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: PRIVATEBANCORP INC
DATE OF NAME CHANGE: 19990408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GUYETTE JAMES M
CENTRAL INDEX KEY: 0001184762
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34066
FILM NUMBER: 14541295
MAIL ADDRESS:
STREET 1: 111 TOLLGATE WAY
CITY: FALLS CHURCH
STATE: VA
ZIP: 22046
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-01-17
0000889936
PRIVATEBANCORP, INC
PVTB
0001184762
GUYETTE JAMES M
C/O PRIVATEBANCORP, INC.
120 S. LASALLE ST.
CHICAGO
IL
60603
1
Common Stock
2014-01-17
4
M
0
260.3521
A
114714.3521
D
Common Stock
2014-01-17
4
D
0
0.3521
28.92
D
114714
D
Common Stock
2014-01-22
4
J
0
11707
30.37
D
0
I
By GRAT
Common Stock
2014-01-22
4
J
0
11707
30.37
A
126421
D
Common Stock
9800
I
Held By Spouse
Phantom Stock Units
2014-01-17
4
M
0
260.3521
D
Common Stock
260.3521
9405.6078
D
On January 17, 2014, the reporting person received 260 shares of common stock in settlement of an equal number of phantom stock units held pursuant to the Company's deferred compensation plan.
Adjusted to reflect change in ownership from indirect to direct related to annuity payments made in the form of shares to the reporting person from the GRAT.
In accordance with an asset substitution provision in the GRAT, the reporting person elected to substitute cash for the remaining shares in his GRAT resulting in a reduction of shares held indirectly in the GRAT and a corresponding increase in shares held directly by the reporting person. This substitution may be deemed a purchase. The price reflects the average of the high and the low on the date of transfer, which is the value assigned to the stock for purposes of determining the amount of cash to be contributed in substitution.
The phantom stock units convert to common stock of the Issuer on a 1-for-1 basis.
The phantom stock units are to be settled in common stock of the Issuer upon the date previously elected by the reporting person.
/s/ Elizabeth Nemeth, Attorney-in-Fact
2014-01-22