0001127602-14-002599.txt : 20140122 0001127602-14-002599.hdr.sgml : 20140122 20140122191127 ACCESSION NUMBER: 0001127602-14-002599 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140117 FILED AS OF DATE: 20140122 DATE AS OF CHANGE: 20140122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRIVATEBANCORP, INC CENTRAL INDEX KEY: 0000889936 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363681151 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 SOUTH LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126837100 MAIL ADDRESS: STREET 1: 120 SOUTH LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: PRIVATEBANCORP INC DATE OF NAME CHANGE: 19990408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUYETTE JAMES M CENTRAL INDEX KEY: 0001184762 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34066 FILM NUMBER: 14541295 MAIL ADDRESS: STREET 1: 111 TOLLGATE WAY CITY: FALLS CHURCH STATE: VA ZIP: 22046 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-01-17 0000889936 PRIVATEBANCORP, INC PVTB 0001184762 GUYETTE JAMES M C/O PRIVATEBANCORP, INC. 120 S. LASALLE ST. CHICAGO IL 60603 1 Common Stock 2014-01-17 4 M 0 260.3521 A 114714.3521 D Common Stock 2014-01-17 4 D 0 0.3521 28.92 D 114714 D Common Stock 2014-01-22 4 J 0 11707 30.37 D 0 I By GRAT Common Stock 2014-01-22 4 J 0 11707 30.37 A 126421 D Common Stock 9800 I Held By Spouse Phantom Stock Units 2014-01-17 4 M 0 260.3521 D Common Stock 260.3521 9405.6078 D On January 17, 2014, the reporting person received 260 shares of common stock in settlement of an equal number of phantom stock units held pursuant to the Company's deferred compensation plan. Adjusted to reflect change in ownership from indirect to direct related to annuity payments made in the form of shares to the reporting person from the GRAT. In accordance with an asset substitution provision in the GRAT, the reporting person elected to substitute cash for the remaining shares in his GRAT resulting in a reduction of shares held indirectly in the GRAT and a corresponding increase in shares held directly by the reporting person. This substitution may be deemed a purchase. The price reflects the average of the high and the low on the date of transfer, which is the value assigned to the stock for purposes of determining the amount of cash to be contributed in substitution. The phantom stock units convert to common stock of the Issuer on a 1-for-1 basis. The phantom stock units are to be settled in common stock of the Issuer upon the date previously elected by the reporting person. /s/ Elizabeth Nemeth, Attorney-in-Fact 2014-01-22