-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AxcWbROQaipouFchxIrjsgmiErfXKv5LEfFWIsE7RT1KtJUC98kTa7GKtliCjbOH O3QCnGojojjKzU3VsY4gOw== 0001127602-09-014485.txt : 20090626 0001127602-09-014485.hdr.sgml : 20090626 20090626153240 ACCESSION NUMBER: 0001127602-09-014485 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090622 FILED AS OF DATE: 20090626 DATE AS OF CHANGE: 20090626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MANDELL RALPH B CENTRAL INDEX KEY: 0001134663 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34066 FILM NUMBER: 09912799 MAIL ADDRESS: STREET 1: 1146 LATHROP AVE CITY: RIVER FOREST STATE: IL ZIP: 60305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRIVATEBANCORP, INC CENTRAL INDEX KEY: 0000889936 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363681151 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 SOUTH LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126837100 MAIL ADDRESS: STREET 1: 120 SOUTH LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: PRIVATEBANCORP INC DATE OF NAME CHANGE: 19990408 4/A 1 form4a.xml PRIMARY DOCUMENT X0303 4/A 2009-06-22 2009-06-24 0000889936 PRIVATEBANCORP, INC PVTB 0001134663 MANDELL RALPH B 1146 LATHROP AVENUE RIVER FOREST IL 60305 1 1 Chairman of the Board Common Stock 2009-06-22 4 S 0 2500 22.2587 D 918851 D Common Stock 2009-06-24 4 S 0 2500 21.0245 D 916351 D Common Stock 2009-06-23 4 S 0 2500 21.04 D 913851 D This amendment is being filed solely for the purpose of adding footnotes 3 through 5. No other amendments to the original filing are being made. Sales pursuant to previously disclosed Rule 10b5-1 Plan entered into by Mr. Mandell. Reflects the weighted average sale price for multiple transactions reported on this line. The shares were sold at prices that ranged from $22.18 to $22.35. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares purchased at each separate price. Reflects the weighted average sale price for multiple transactions reported on this line. The shares were sold at prices that ranged from $21.00 to $21.16. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares purchased at each separate price. Reflects the weighted average sale price for multiple transactions reported on this line. The shares were sold at prices that ranged from $21.00 to $21.10. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares purchased at each separate price. Includes 18,733 shares held by Mr. Mandell in the issuer's Savings and Retirement Plan as of March 31, 2009. /s/ Molly Moore, Attorney-in-Fact 2009-06-26 -----END PRIVACY-ENHANCED MESSAGE-----