-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EcCaFx49khOD9dMvtcLEolq9S9gmituPTd223amkK5exYCqgTL1vPam3s+Inn7yM ttuiCxQYevGUv0oB8dZ49w== 0000950123-10-057668.txt : 20100611 0000950123-10-057668.hdr.sgml : 20100611 20100611172641 ACCESSION NUMBER: 0000950123-10-057668 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100611 ITEM INFORMATION: Other Events FILED AS OF DATE: 20100611 DATE AS OF CHANGE: 20100611 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRIVATEBANCORP, INC CENTRAL INDEX KEY: 0000889936 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363681151 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34066 FILM NUMBER: 10893291 BUSINESS ADDRESS: STREET 1: 120 SOUTH LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126837100 MAIL ADDRESS: STREET 1: 120 SOUTH LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: PRIVATEBANCORP INC DATE OF NAME CHANGE: 19990408 8-K 1 c02403e8vk.htm FORM 8-K Form 8-K
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 11, 2010

PRIVATEBANCORP, INC.
 (Exact name of registrant as specified in its charter)
         
Delaware   001-34066   36-3681151
(State or other Jurisdiction of Incorporation)   (Commission File Number)   (IRS Employer Identification No.)
     
120 S. LaSalle St.
Suite 400
Chicago, Illinois
   60603
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (312) 564-2000
 
Not Applicable
(Former name or former address if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 

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Item 8.01. Other Events.

On June 7, 2010, Ralph B. Mandell, Chairman of the Board of Directors of PrivateBancorp, Inc. (the “Company”), entered into a prearranged stock sales plan intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. The plan provides for potential daily sales by Mr. Mandell of up to an aggregate 150,000 shares of the Company’s common stock through May 31, 2011, subject to certain conditions, including minimum price thresholds and limitations on the number of shares sold. Mr. Mandell currently beneficially owns approximately 1,063,111 shares of the Company’s common stock, and the plan is part of his long-term investment strategy to diversify his assets. Mr. Mandell had a similar sales plan that expired in February 2010. Sales, if any, under the plan will be reported by Mr. Mandell on future Form 4 filings with the Securities and Exchange Commission, as appropriate.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     
Date: June 11, 2010 PRIVATEBANCORP, INC.
 
 By: /s/ Jennifer R. Evans
 
    
 
   Jennifer R. Evans
General Counsel and Corporate Secretary

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