S-3 1 fs3_072403.txt FORM S_3 As filed with the Securities and Exchange Commission on July 24, 2003 Registration No. 333- =============================================================================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PRIVATEBANCORP, INC. (Exact Name of Registrant as Specified in Its Charter)
DELAWARE 36-3681151 State or Other Jurisdiction TEN NORTH DEARBORN STREET (IRS Employer of Incorporation or Organization) CHICAGO, ILLINOIS 60602 Identification Number) (312) 683-7100
(Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant's Principal Executive Offices) DENNIS L. KLAESER CHIEF FINANCIAL OFFICER TEN NORTH DEARBORN STREET CHICAGO, ILLINOIS 60602 (312) 683-7100 (Name, Address, Including Zip Code, and Telephone Number, Including Area Code, of Agent for Service) The Commission is requested to send copies of all communications to:
JENNIFER R. EVANS, ESQ. EDWIN S. DEL HIERRO, ESQ. VEDDER, PRICE, KAUFMAN & KAMMHOLZ, P.C. BARACK FERRAZZANO KIRSCHBAUM PERLMAN & NAGELBERG LLC 222 NORTH LASALLE STREET, SUITE 2600 333 WEST WACKER DRIVE, SUITE 2700 CHICAGO, ILLINOIS 60601-1003 CHICAGO, ILLINOIS 60606 (312) 609-7500 (312) 984-3100
Approximate date of commencement of proposed sale to the public: As soon as practicable after the effectiveness of this Registration Statement. If the only securities being registered on this form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. [X] If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. [_] If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [X] (REGISTRATION NO. 333-104779) If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [_] If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. [_] CALCULATION OF REGISTRATION FEE
=========================================================================================================================== TITLE OF EACH CLASS OF AMOUNT TO BE PROPOSED MAXIMUM PROPOSED MAXIMUM AMOUNT OF SECURITIES TO BE REGISTERED REGISTERED OFFERING PRICE PER SHARE AGGREGATE OFFERING PRICE REGISTRATION FEE --------------------------------------------------------------------------------------------------------------------------- Common Stock, no par value 230,000 $31.25 $7,187,500 $581.47 ===========================================================================================================================
_______________ THIS REGISTRATION STATEMENT SHALL BECOME EFFECTIVE UPON FILING WITH THE COMMISSION IN ACCORDANCE WITH RULE 462(b) UNDER THE SECURITIES ACT OF 1933, AS AMENDED. INCORPORATION OF CERTAIN INFORMATION BY REFERENCE This Registration Statement is being filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended. The contents of the Registration Statement on Form S-3 (File No. 333-104779) filed by PrivateBancorp, Inc. with the Securities and Exchange Commission (the "Commission") on April 25, 2003, which was declared effective by the Commission on July 24, 2003, including all amendments and exhibits thereto, are incorporated by reference into this Registration Statement. PART II INFORMATION NOT REQUIRED IN PROSPECTUS ITEM 16. EXHIBITS 5.1 Opinion of Vedder, Price, Kaufman & Kammholz, P.C. regarding legality.* 23.1 Consent of Ernst & Young LLP.* 23.2 Consent of Vedder, Price, Kaufman & Kammholz, P.C. (included in Exhibit 5.1). 24.1 Power of Attorney (incorporated herein by reference to Exhibit 24.1 to Registrant's Registration Statement on Form S-3 (File No. 333-104779)). --------------------------- * Filed herewith. II-1 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Chicago, State of Illinois, on this 24th day of July, 2003. PRIVATEBANCORP, INC. By: /s/ Ralph B. Mandell -------------------- Ralph B. Mandell Chairman, President and Chief Executive Officer Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons on the 24th day of July, 2003 in the capacities indicated.
SIGNATURE TITLE --------- ----- /s/ Ralph B. Mandell Chairman, President and Chief Executive --------------------------------------------- Officer Ralph B. Mandell /s/ Dennis L. Klaeser Chief Financial Officer ------------------------------------------------------ Dennis L. Klaeser /s/ Lisa M. O'Neill Controller ------------------------------------------------------ Lisa M. O'Neill /s/ Donald L. Beal* Director ------------------------------------------------------ Donald L. Beal /s/ Naomi T. Borwell* Director ------------------------------------------------------ Naomi T. Borwell /s/ William A. Castellano* Director ------------------------------------------------------ William A. Castellano /s/ Robert F. Coleman* Director ------------------------------------------------------ Robert F. Coleman /s/ John E. Gorman* Director ------------------------------------------------------ John E. Gorman /s/ William A. Goldstein* Director ------------------------------------------------------ William A. Goldstein S-1 /s/ Alvin J. Gottlieb* Director ------------------------------------------------------ Alvin J. Gottlieb /s/ James M. Guyette* Director ------------------------------------------------------ James M. Guyette /s/ Richard C. Jensen* Director ------------------------------------------------------ Richard C. Jensen /s/ Philip M. Kayman* Director ------------------------------------------------------ Philip M. Kayman /s/ William R. Langley* Director ------------------------------------------------------ William R. Langley /s/ Thomas F. Meagher* Director ------------------------------------------------------ Thomas F. Meagher /s/ William J. Podl* Director ------------------------------------------------------ William J. Podl /s/ Michael B. Susman* Director ------------------------------------------------------ Michael B. Susman * Signed pursuant to power of attorney By: /s/ Ralph B. Mandell ------------------------------------------------- Ralph B. Mandell Attorney-in-fact
S-2 EXHIBIT LIST 5.1 Opinion of Vedder, Price, Kaufman & Kammholz, P.C. regarding legality.* 23.1 Consent of Ernst & Young LLP.* 23.2 Consent of Vedder, Price, Kaufman & Kammholz, P.C. (included in Exhibit 5.1). 24.1 Power of Attorney (incorporated herein by reference to Exhibit 24.1 to Registrant's Registration Statement on Form S-3 (File No. 333-104779)). --------------------------- * Filed herewith.