0000889936-13-000048.txt : 20130807 0000889936-13-000048.hdr.sgml : 20130807 20130807170105 ACCESSION NUMBER: 0000889936-13-000048 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130523 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20130807 DATE AS OF CHANGE: 20130807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRIVATEBANCORP, INC CENTRAL INDEX KEY: 0000889936 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363681151 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34066 FILM NUMBER: 131018781 BUSINESS ADDRESS: STREET 1: 120 SOUTH LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126837100 MAIL ADDRESS: STREET 1: 120 SOUTH LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: PRIVATEBANCORP INC DATE OF NAME CHANGE: 19990408 8-K/A 1 pvtb080720138-kaboardsdeci.htm 8-K/A PVTB 08.07.2013 8-KA Boards Decision on Frequency of SOP vote

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM 8-K/A
(Amendment No. 1)
Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 23, 2013
PRIVATEBANCORP, INC.
(Exact Name of Registrant as Specified in its Charter)
____________________________
Delaware
001-34066
36-3681151
(State or other jurisdiction
of incorporation)
(Commission file number)
(I.R.S. employer
identification no.)
120 S. LaSalle
Chicago, Illinois 
 
60603 
(Zip Code)
(Address of principal executive offices)
 
 

Registrant’s telephone number, including area code: (312) 564-2000
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8‑K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (See General Instruction A.2 below):
[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a‑12 under the Exchange Act (17 CFR 240.14a‑12)
[ ]
Pre-commencement communications pursuant to Rule 14d‑2(b) under the Exchange Act (17 CFR 240.14d‑2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e‑4(c) under the Exchange Act (17 CFR 240.13e‑4(c))



EXPLANATORY NOTE

PrivateBancorp, Inc. (the “Company”) is filing this Amendment No. 1 to its Current Report on Form 8-K filed on May 24, 2013 for the sole purpose of disclosing the Company’s decision as to the frequency with which it will include advisory votes on executive compensation in future annual meeting proxy materials.
 
 Item 5.07. Submission of Matters to a Vote of Security Holders.

As previously reported, at the Company’s 2013 Annual Meeting of Stockholders held on May 23, 2013, a majority of the shares voted were cast in favor of holding future advisory votes on executive compensation on an annual basis. After consideration of the stockholder vote, and in line with its recommendation disclosed in the Company’s 2013 Proxy Statement filed on April 12, 2013, the Board of Directors has determined that it intends to include an advisory vote on executive compensation at each Annual Meeting until such time as the Board determines to again seek stockholders’ input on the frequency of such votes. The Company will be required to hold another stockholder advisory vote on the frequency of votes on executive compensation no later than its 2019 Annual Meeting.



SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: August 7, 2013
PRIVATEBANCORP, INC.
 
 
By: /s/ Larry D. Richman
 
 
Larry D. Richman
 
 
President and Chief Executive Officer