0000902664-13-003779.txt : 20131114
0000902664-13-003779.hdr.sgml : 20131114
20131114214233
ACCESSION NUMBER: 0000902664-13-003779
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110321
FILED AS OF DATE: 20131114
DATE AS OF CHANGE: 20131114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OVERLAND STORAGE INC
CENTRAL INDEX KEY: 0000889930
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 953535285
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 9112 SPECTRUM CENTER BOULEVARD
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 8585715555
MAIL ADDRESS:
STREET 1: 9112 SPECTRUM CENTER BOULEVARD
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
FORMER COMPANY:
FORMER CONFORMED NAME: OVERLAND DATA INC
DATE OF NAME CHANGE: 19961212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hall George E.
CENTRAL INDEX KEY: 0001566939
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22071
FILM NUMBER: 131222296
MAIL ADDRESS:
STREET 1: C/O CLINTON GROUP INC, 601 LEXINGTON AVE
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLINTON GROUP INC
CENTRAL INDEX KEY: 0001134119
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22071
FILM NUMBER: 131222297
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2128250400
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clinton Magnolia Master Fund, Ltd.
CENTRAL INDEX KEY: 0001567109
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22071
FILM NUMBER: 131222298
BUSINESS ADDRESS:
STREET 1: C/O CLINTON GROUP INC., 601 LEXINGTON AV
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-825-0400
MAIL ADDRESS:
STREET 1: C/O CLINTON GROUP INC., 601 LEXINGTON AV
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
3
1
p13-2024form3.xml
CLINTON GROUP, INC.
X0206
3
2011-03-21
0
0000889930
OVERLAND STORAGE INC
OVRL
0001567109
Clinton Magnolia Master Fund, Ltd.
C/O CLINTON GROUP INC., 601 LEXINGTON AV
51ST FLOOR
NEW YORK
NY
10022
1
0
1
1
See Remarks
0001134119
CLINTON GROUP INC
C/O CLINTON GROUP INC, 601 LEXINGTON AVE
51ST FLOOR
NEW YORK
NY
10022
0
0
1
0
0001566939
Hall George E.
C/O CLINTON GROUP INC, 601 LEXINGTON AVE
51ST FLOOR
NEW YORK
NY
10022
0
0
1
0
Common Stock, no par value ("Common Stock")
2832861
I
See footnote
Warrant (right to buy)
1.71
2011-03-21
2016-03-21
Common Stock
1246458
I
See footnote
The securities reported on this line may be deemed to be indirectly beneficially owned by Clinton Group, Inc. ("CGI"), which securities are directly held by Clinton Magnolia Master Fund, Ltd. ("CMAG"). CGI is deemed to be the indirect beneficial owner of such securities by virtue of its position as investment manager of CMAG. George E. Hall is deemed to be the indirect beneficial owner of such securities by virtue of his direct and indirect control of CGI.
For purposes of Rule 16a-1(a)(2) of the 1934 Act, each of the reporting persons disclaims beneficial ownership of the shares reported herein to the extent such beneficial ownership exceeds its pecuniary interest therein.
Mr. Joseph De Perio, an employee of CGI, serves as a member of the board of directors of the Issuer. CGI may therefore be deemed to be a director by deputization.
CLINTON MAGNOLIA MASTER FUND, LTD., By: Clinton Group, Inc., its investment manager, /s/ Francis Ruchalski, Chief Financial Officer
2013-11-14
CLINTON GROUP, INC., /s/ Francis Ruchalski, Chief Financial Officer
2013-11-14
/s/ George E. Hall, George E. Hall
2013-11-14