-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DST1/Oy0jboV1bNLInBI6WITsEE8hMaE0G8N7gmTRI6uwqvvD7MsgIcSF/RpUzRF 33oin+fm1Eig01qEXEsE4Q== 0001047469-98-005979.txt : 19980218 0001047469-98-005979.hdr.sgml : 19980218 ACCESSION NUMBER: 0001047469-98-005979 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GALAGEN INC CENTRAL INDEX KEY: 0000889872 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 411719104 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48559 FILM NUMBER: 98538049 BUSINESS ADDRESS: STREET 1: 4001 LEXINGTON AVE N CITY: ARDEN HILLS STATE: MN ZIP: 55440 BUSINESS PHONE: 6124812105 MAIL ADDRESS: STREET 1: 4001 LEXINGTON AVE NORTH CITY: ARDEN HILLS STATE: MN ZIP: 55126 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LAND O LAKES INC CENTRAL INDEX KEY: 0001032562 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4001 LEXINGTON AVENUE N CITY: ARDEN HILLS STATE: MN ZIP: 55126 BUSINESS PHONE: 6124812020 MAIL ADDRESS: STREET 1: 4001 LEXINGTON AVENUE N CITY: ARDEN HILLS STATE: MN ZIP: 55126 SC 13G/A 1 SCHEDULE 13G/A --------------------------- OMB APPROVAL --------------------------- OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response....14.90 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) GalaGen Inc. ----------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share ----------------------------------------------------------------------------- (Title of Class of Securities) 362913 10 5 ----------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 - ------------------------ ----------------------------- CUSIP NO. 362913 10 5 13G PAGE 2 OF 5 PAGES - ------------------------ ----------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Land O'Lakes, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / Not Applicable (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Minnesota - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 1,215,869 --------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY --------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 1,215,869 PERSON --------------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,215,869 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) Not Applicable - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 16.7%** - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO*** - -------------------------------------------------------------------------------- ** Calculated based on 7,234,974 shares outstanding as of December 31, 1997, and Land O'Lakes, Inc.'s right to acquire beneficial ownership of 57,265 shares within 60 days. *** Cooperative corporation. Page 2 of 5 Item 1. (a) Name of Issuer GalaGen Inc. (b) Address of Issuer's Principal Executive Offices 4001 Lexington Avenue North Arden Hills, Minnesota 55126 Item 2. (a) Name of Person Filing Land O'Lakes, Inc. (b) Address of Principal Business Office or, if None, Residence 4001 Lexington Avenue North Arden Hills, Minnesota 55126 (c) Citizenship Not Applicable. (d) Title of Class of Securities Common Stock, $.01 par value (e) CUSIP Number 362913 10 5 Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b), check whether the person filing is a: (a) / / Broker or Dealer registered under section 15 of the Act (b) / / Bank as defined in section 3(a)(6) of the Act (c) / / Insurance Company as defined in section 3(a)(19) of the Act (d) / / Investment Company registered under section 8 of the Investment Company Act (e) / / Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d-1(b)(1)(ii)(F) (g) / / Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) / / Group, in accordance with Section 240.13d-1(b)(1)(ii)(H) Not Applicable Page 3 of 5 Item 4. Ownership (a) Amount Beneficially Owned 1,215,869 (b) Percent of Class 16.7%** (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 1,215,869 (ii) shared power to vote or to direct the vote 0 (iii)sole power to dispose or to direct the disposition of 1,215,869 (iv) shared power to dispose or to direct the disposition of 0 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following . Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable Item 8. Identification and Classification of Members of the Group Not Applicable Item 9. Notice of Dissolution of Group Not Applicable ** Calculated based on 7,234,974 shares outstanding as of December 31, 1997, and Land O'Lakes, Inc.'s right to acquire beneficial ownership of 57,265 shares within 60 days. Page 4 of 5 Item 10. Certification Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 1998 ---------------------------------------- Date /s/ Ronald O. Ostby ---------------------------------------- Signature Ronald O. Ostby, Group Vice President and Chief Financial Officer of Land O'Lakes, Inc. ---------------------------------------- Name -----END PRIVACY-ENHANCED MESSAGE-----