-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UeRkQVctWjbQoE81iRKbvnY+pSG6rTKQ4vo7iQip3ZyZ5isihCmUs0fTqvF98Eye 5CbH63esEyc3BT+dxB5EXw== 0000912057-97-004972.txt : 19970222 0000912057-97-004972.hdr.sgml : 19970222 ACCESSION NUMBER: 0000912057-97-004972 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GALAGEN INC CENTRAL INDEX KEY: 0000889872 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 471719104 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48559 FILM NUMBER: 97530250 BUSINESS ADDRESS: STREET 1: 4001 LEXINGTON AVE N CITY: ARDEN HILLS STATE: MN ZIP: 55440 BUSINESS PHONE: 6124812105 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LAND O LAKES INC CENTRAL INDEX KEY: 0001032562 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4001 LEXINGTON AVENUE N CITY: ARDEN HILLS STATE: MN ZIP: 55126 BUSINESS PHONE: 6124812020 MAIL ADDRESS: STREET 1: 4001 LEXINGTON AVENUE N CITY: ARDEN HILLS STATE: MN ZIP: 55126 SC 13G 1 SCH 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ------ GALAGEN INC. --------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share --------------------------------------------- (Title of Class of Securities) 362913 10 5 --------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 4 Pages CUSIP No. 362913 10 5 13G Page 2 of 4 Pages - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons Land O'Lakes, Inc. - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) / / Not Applicable - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Minnesota - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Beneficially Power Owned by 1,212,618 Each Reporting -------------------------------------------------- Person With (6) Shared Voting Power 0 -------------------------------------------------- (7) Sole Dispositive Power 1,212,618 -------------------------------------------------- (8) Shared Dispositive Power 0 - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,212,618 - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* Not Applicable - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 16.7%** - ------------------------------------------------------------------------------- (12) Type of Reporting Person* 00*** - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! ** Calculated based on 7,163,769 shares outstanding as of December 31, 1996, and Land O'Lakes, Inc.'s right to acquire beneficial ownership of 67,555 shares within 60 days. *** Cooperative corporation. ITEM 1(A). NAME OF ISSUER GalaGen Inc. - ------------------------------------------------------------------------------- ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 4001 Lexington Avenue North Arden Hills, MN 55126 - ------------------------------------------------------------------------------- ITEM 2(A). NAME OF PERSON(S) FILING Land O'Lakes, Inc. - ------------------------------------------------------------------------------- ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE 4001 Lexington Avenue North Arden Hills, MN 55126 - ------------------------------------------------------------------------------- ITEM 2(C). CITIZENSHIP Not Applicable - ------------------------------------------------------------------------------- ITEM 2(D). TITLE OF CLASS OF SECURITIES Common Stock, $.01 par value - ------------------------------------------------------------------------------- ITEM 2(E). CUSIP NUMBER 362913 10 5 - ------------------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A Not Applicable ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: 1,212,618 shares. --------------------------------------------------------------------------- (b) Percent of Class: 16.7%** --------------------------------------------------------------------------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 1,212,618 ----------------------------------------------------------------- ** Calculated based on 7,163,769 shares outstanding as of December 31, 1996, and Land O'Lakes, Inc.'s right to acquire beneficial ownership of 67,555 shares within 60 days. Page 3 of 4 Pages (ii) shared power to vote or to direct the vote 0 ----------------------------------------------------------------- (iii) sole power to dispose or to direct the disposition of 1,212,618 ----------------------------------------------------------------- (iv) shared power to dispose or to direct the disposition of 0 ----------------------------------------------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. / / Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable - ------------------------------------------------------------------------------- ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable - ------------------------------------------------------------------------------- ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable - ------------------------------------------------------------------------------- ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable - ------------------------------------------------------------------------------- ITEM 10. CERTIFICATION Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1997 ---------------------------------------- (Date) ---------------------------------------- (Signature) Ronald O. Ostby, Group Vice President and Chief Financial Officer of Land O'Lakes, Inc ---------------------------------------- (Name/Title) Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----