-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wq5YsGJNcM3gepzhImJkdKHkBys6NTZBKhp7J/9FLhFgawk2kw8HIbkq1fqW/XSU F6ImAmEX+MjMTOBtLX7JYA== 0001357681-09-000002.txt : 20090721 0001357681-09-000002.hdr.sgml : 20090721 20090721165637 ACCESSION NUMBER: 0001357681-09-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090717 FILED AS OF DATE: 20090721 DATE AS OF CHANGE: 20090721 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSUMER PORTFOLIO SERVICES INC CENTRAL INDEX KEY: 0000889609 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 330459135 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16355 LAGUNA CANYON CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9497536800 MAIL ADDRESS: STREET 1: 16355 LAGUNA CANYON ROAD CITY: IRVINE STATE: CA ZIP: 92618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEICHTMAN LAUREN B CENTRAL INDEX KEY: 0001259959 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14116 FILM NUMBER: 09955506 MAIL ADDRESS: STREET 1: 335 NORTH MAPLE DRIVE STE 240 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVINE ARTHUR E CENTRAL INDEX KEY: 0001259958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14116 FILM NUMBER: 09955507 MAIL ADDRESS: STREET 1: 335 NORTH MAPLE DRIVE STE 240 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVINE LEICHTMAN CAPITAL PARTNERS INC CENTRAL INDEX KEY: 0001259957 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14116 FILM NUMBER: 09955508 MAIL ADDRESS: STREET 1: 335 NORTH MAPLE DRIVE STE 240 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LLCP Partners IV GP, LLC CENTRAL INDEX KEY: 0001439015 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14116 FILM NUMBER: 09955509 BUSINESS ADDRESS: STREET 1: 335 NORTH MAPLE DRIVE SUITE 240 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: (310) 275-5335 MAIL ADDRESS: STREET 1: 335 NORTH MAPLE DRIVE SUITE 240 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levine Leichtman Capital Partners IV, L.P. CENTRAL INDEX KEY: 0001438895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14116 FILM NUMBER: 09955510 BUSINESS ADDRESS: STREET 1: 335 NORTH MAPLE DRIVE STREET 2: SUITE 240 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: (310) 275-5335 MAIL ADDRESS: STREET 1: 335 NORTH MAPLE DRIVE STREET 2: SUITE 240 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-07-17 0000889609 CONSUMER PORTFOLIO SERVICES INC CPSS 0001438895 Levine Leichtman Capital Partners IV, L.P. 335 N. MAPLE DRIVE SUITE 240 BEVERLY HILLS CA 90210 0 0 1 0 0001439015 LLCP Partners IV GP, LLC 335 N. MAPLE DRIVE SUITE 240 BEVERLY HILLS CA 90210 0 0 1 0 0001259957 LEVINE LEICHTMAN CAPITAL PARTNERS INC 335 N. MAPLE DRIVE SUITE 240 BEVERLY HILLS CA 90210 0 0 1 0 0001259958 LEVINE ARTHUR E 335 N. MAPLE DRIVE SUITE 240 BEVERLY HILLS CA 90210 0 0 1 0 0001259959 LEICHTMAN LAUREN B 335 N. MAPLE DRIVE SUITE 240 BEVERLY HILLS CA 90210 0 0 1 0 Warrant 2.4672 2009-07-17 4 J 0 1564324 0 D 2008-09-16 2018-06-30 Common Stock, no par value 1564324 0 D Warrant 1.44 2009-07-17 4 J 0 1564324 0 A 2008-09-16 2018-06-30 Common Stock, no par value 1564324 1564324 D The Issuer previously issued to Levine Leichtman Capital Partners IV, L.P. (the "Partnership") a warrant (LLCP-FMV 1) to purchase shares of Common Stock of the Issuer (the "Warrant"). The Warrant represents the right to purchase 1,564,324 shares of Common Stock of the Issuer (subject to adjustment). On July 17, 2009, the Issuer and the Partnership entered into a Second Amendment to the Warrant ("Amendment No. 2"). Pursuant to Amendment No. 2, the exercise price of the Warrant was reduced from $2.4672 per share to $1.44 per share. This Form 4 is being filed solely to reflect the reduction of the exercise price of the Warrant effected by Amendment No. 2. Under the terms of the Warrant, the number of shares subject to the Warrant and the exercise price of the Warrant are subject to adjustment upon the occurrence of certain events. This Form 4 is being filed by more than one reporting person. Levine Leichtman Capital Partners IV, L.P. (the "Partnership") is the direct beneficial owner of the securities described above. LLCP Partners IV GP, LLC (the "General Partner") is the sole general partner of the Partnership. Levine Leichtman Capital Partners, Inc. ("Capital Corp.") is the sole manager of the General Partner. Arthur E. Levine is a director and shareholder of, and the President of, Capital Corp. Lauren B. Leichtman is a director and shareholder of, and the Chief Executive Officer of, Capital Corp. Each of the General Partner, Capital Corp., Mr. Levine and Ms. Leichtman may be deemed to be an indirect beneficial owner of the equity securities reported herein and disclaims beneficial ownership of such equity securities except to the extent of his, her or its indirect pecuniary interest therein. /s/ Steven E. Hartman, Vice President, on behalf of Levine Leichtman Capital Partners, Inc., the sole manager of LLCP Partners IV, L.P., which is the sole general partner of Levine Leichtman Capital Partners IV, L.P. 2009-07-21 /s/ Steven E. Hartman, Vice President, on behalf of Levine Leichtman Capital Partners, Inc., the sole manager of LLCP Partners IV, L.P. 2009-07-21 /s/ Steven E. Hartman, Vice President, on behalf of Levine Leichtman Capital Partners, Inc. 2009-07-21 /s/ Arthur E. Levine 2009-07-21 /s/ Lauren B. Leichtman 2009-07-21 -----END PRIVACY-ENHANCED MESSAGE-----