0001019687-14-002028.txt : 20140519 0001019687-14-002028.hdr.sgml : 20140519 20140519213945 ACCESSION NUMBER: 0001019687-14-002028 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140508 FILED AS OF DATE: 20140519 DATE AS OF CHANGE: 20140519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSUMER PORTFOLIO SERVICES INC CENTRAL INDEX KEY: 0000889609 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 330459135 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19500 JAMBOREE ROAD CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9497536800 MAIL ADDRESS: STREET 1: 19500 JAMBOREE ROAD CITY: IRVINE STATE: CA ZIP: 92612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harton John Patrick CENTRAL INDEX KEY: 0001605827 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14116 FILM NUMBER: 14856280 MAIL ADDRESS: STREET 1: 19500 JAMBOREE ROAD CITY: IRVINE STATE: CA ZIP: 92612 3 1 harton_f3.xml OWNERSHIP DOCUMENT X0206 3 2014-05-08 0 0000889609 CONSUMER PORTFOLIO SERVICES INC CPSS 0001605827 Harton John Patrick 19500 JAMBOREE ROAD IRVINE CA 92612 0 1 0 0 Sr, Vice President Common Stock, no par value 35250 D Employee stock option (right to buy) 7.97 2023-05-07 Common stock, no par value 30000 D Employee stock option (right to buy) 0.77 2019-05-13 Common stock, no par value 30000 D Employee stock option (right to buy) 1.94 2022-07-16 Common stock, no par value 7000 D Employee stock option (right to buy) 1.20 2022-04-03 Common stock, no par value 18000 D Employee stock option (right to buy) 1.03 2021-06-03 Common stock, no par value 25000 D Employee stock option (right to buy) 1.81 2020-04-27 Common stock, no par value 12000 D Employee stock option (right to buy) 6.86 2023-02-01 Common stock, no par value 25000 D Employee stock option (right to buy) 1.75 2012-05-23 2021-11-23 Common stock, no par value 6250 D Employee stock option (right to buy) 1.50 2012-05-23 2021-11-23 Common stock, no par value 2500 D Employee stock option (right to buy) 1.50 2015-12-30 Common stock, no par value 5000 D Employee stock option (right to buy) 1.50 2016-10-25 Common stock, no par value 10000 D Employee stock option (right to buy) 1.50 2017-07-30 Common stock, no par value 10000 D Employee stock option (right to buy) 1.50 2018-01-30 Common stock, no par value 10000 D Employee stock option (right to buy) 1.50 2010-06-10 2015-04-29 Common stock, no par value 5000 D Employee stock option (right to buy) 1.50 2017-02-27 Common stock, no par value 2500 D Employee stock option (right to buy) 1.50 2017-05-22 Common stock, no par value 15000 D Becomes or became exercisable in increments of 20% on the dates that are 9 years, 8 years, 7 years, 6 years and 5 years prior, respectively, to the expiration date. Becomes or became exercisable as to 80% of the total on June 10, 2010, and as to the remaining increment of 20% of the total on December 30, 2010. Becomes or became exercisable as to 60% of the total on June 10, 2010, and as to increments of 20% of the total on the dates that are 6 years and 5 years prior, respectively, to the expiration date. Becomes or became exercisable as to 40% of the total on June 10, 2010, and as to increments of 20% of the total on the dates that are 7 years, 6 years and 5 years prior, respectively, to the expiration date. /s/ John P. Harton 2014-05-19