-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VSHFWP/1AECOX+g2soC8hEOZdjiB8PjwblNriRW7ETiTs2+wFhrVH/CCJ8hSZoE0 H7jFFLZCL85v9uMbGmu01A== 0001005477-04-002467.txt : 20040624 0001005477-04-002467.hdr.sgml : 20040624 20040624175137 ACCESSION NUMBER: 0001005477-04-002467 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040622 FILED AS OF DATE: 20040624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SENECA FOODS CORP /NY/ CENTRAL INDEX KEY: 0000088948 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FRUITS, VEG & PRESERVES, JAMS & JELLIES [2033] IRS NUMBER: 160733425 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3736 SOUTH MAIN STREET CITY: MARION STATE: NY ZIP: 14534 BUSINESS PHONE: 315 926 8100 MAIL ADDRESS: STREET 1: 3736 SOUTH MAIN STREET CITY: MARION STATE: NY ZIP: 14505 FORMER COMPANY: FORMER CONFORMED NAME: PIERCE S S COMPANY INC DATE OF NAME CHANGE: 19861210 FORMER COMPANY: FORMER CONFORMED NAME: SENECA FOODS CORP DATE OF NAME CHANGE: 19780425 FORMER COMPANY: FORMER CONFORMED NAME: SENECA GRAPE JUICE CORP DATE OF NAME CHANGE: 19710419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carl Marks Strategic Investments II, L.P. CENTRAL INDEX KEY: 0001295372 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01989 FILM NUMBER: 04880326 BUSINESS ADDRESS: STREET 1: 900 THIRD AVENUE - 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-909-8400 MAIL ADDRESS: STREET 1: 900 THIRD AVENUE - 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar123.xml FORM 4 X0202 4 2004-06-22 1 0000088948 SENECA FOODS CORP /NY/ SENEA 0001295372 Carl Marks Strategic Investments II, L.P. C/O CARL MARKS MANAGEMENT COMPANY, L.P. 900 THIRD AVENUE, 33RD FLOOR NEW YORK NY 10022 0 0 1 0 Convertible Participating Preferred Stock, par value $.025 2004-06-22 4 S 0 640000 16.95 D 1998-09-02 Class A Common Stock, par value $.25 640000 51575 D The Convertible Participating Preferred Stock, par value $.025, is convertible on a share for share basis into Class A Common Stock, par value $.25. Not applicable. The Reporting Person disclaims beneficial ownership of the securities reported herein as such securities may be deemed to be beneficially owned (i) indirectly by Carl Marks Management Company, L.P. ("CMMC"), a Delaware limited partnership and registered investment adviser that is the sole general partner of the Reporting Person, and (ii) the three individual general partners of CMMC. CMMC and the three individual general partners of CMMC have filed or will file separately statements pursuant to Section 13 and Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the securities of Seneca Foods Corporation which they may be deemed to beneficially own. /s/ Andrew M. Boas, Carl Marks Strategic Investments II, L.P. by Carl Marks Management Company, L.P., it general partner, by Andrew M. Boas, its general partner 2004-06-24 -----END PRIVACY-ENHANCED MESSAGE-----