-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gv6ft1dcdfLeEMFslERsoiMCF5K/9tiQmk6yjCp7AgfBV3ocCRbBtGYUOn1Ubpvu 38JEeKe5BF5W9ZmZ1AHHYw== 0001005477-04-002461.txt : 20040624 0001005477-04-002461.hdr.sgml : 20040624 20040624173603 ACCESSION NUMBER: 0001005477-04-002461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040622 FILED AS OF DATE: 20040624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SENECA FOODS CORP /NY/ CENTRAL INDEX KEY: 0000088948 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FRUITS, VEG & PRESERVES, JAMS & JELLIES [2033] IRS NUMBER: 160733425 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3736 SOUTH MAIN STREET CITY: MARION STATE: NY ZIP: 14534 BUSINESS PHONE: 315 926 8100 MAIL ADDRESS: STREET 1: 3736 SOUTH MAIN STREET CITY: MARION STATE: NY ZIP: 14505 FORMER COMPANY: FORMER CONFORMED NAME: PIERCE S S COMPANY INC DATE OF NAME CHANGE: 19861210 FORMER COMPANY: FORMER CONFORMED NAME: SENECA FOODS CORP DATE OF NAME CHANGE: 19780425 FORMER COMPANY: FORMER CONFORMED NAME: SENECA GRAPE JUICE CORP DATE OF NAME CHANGE: 19710419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARL MARKS MANAGEMENT CO L P /NY/ CENTRAL INDEX KEY: 0000942826 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01989 FILM NUMBER: 04880283 BUSINESS ADDRESS: STREET 1: 135 E 57TH ST CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129098400 MAIL ADDRESS: STREET 1: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar123.xml FORM 4 X0202 4 2004-06-22 0 0000088948 SENECA FOODS CORP /NY/ SENEA 0000942826 CARL MARKS MANAGEMENT CO L P /NY/ 900 THIRD AVENUE, 33RD FLOOR NEW YORK NY 10022 0 0 1 0 Convertible Participating Preferred Stock, par value $.025 2004-06-22 4 S 0 640000 16.95 D 1998-09-02 Class A Common Stock, par value $.25 640000 2355736 I See footnote numbers 3 and 4 The Convertible Participating Preferred Stock, par value $.025, is convertible on a share for share basis into Class A Common Stock, par value $.25. Not applicable. The Reporting Person is a Delaware limited partnership and registered investment adviser, and is the sole general partner of (i) Carl Marks Strategic Investments, L.P. ("CMSI"), a Delaware limited partnership and private investment partnership, and (ii) Carl Marks Strategic Investments II, L.P. ("CMSIII"), a Delaware limited partnership and private investment partnership. The sale transaction reported above was effectuated by CMSIII. As of the date hereof, CMSI and CMSIII owned, in the aggregate, 2,355,736 shares of the Convertible Participating Preferred Stock, par value $.025 (the "Shares") of Seneca Foods Corporation (the "Issuer"). The Shares which are owned by CMSI and CMSIII may be deemed to be beneficially owned (i) indirectly by the Reporting Person, as general partner of CMSI and CMSIII, and (ii) indirectly, on a shared basis, by three individual general partners of the Reporting Person, the general partner of CMSI and CMSIII, who share the power to direct the vote or disposition of such securities. The three individual general partners of CMMC and CMSI and CMSIII have filed or will file separately statements pursuant to Section 13 and Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the securities of the Issuer which they may be deemed to beneficially own. The Reporting Person's interests in the securities reported herein as being indirectly beneficially owned by the Reporting Person are limited to its pecuniary interest in CMSI and CMSIII, if any. /s/ Andrew M. Boas, its General Partner 2004-06-24 -----END PRIVACY-ENHANCED MESSAGE-----