-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FP5tud2mgtWzJ/d++uFvtaWhSw8JSz4h4X4/wBXeYwjUEIIAlm7opNwMcKYnwW3Y qz3pFAN+JSoOKIZ60C/vkQ== 0000909518-09-000473.txt : 20090721 0000909518-09-000473.hdr.sgml : 20090721 20090721195433 ACCESSION NUMBER: 0000909518-09-000473 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090721 FILED AS OF DATE: 20090721 DATE AS OF CHANGE: 20090721 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SENECA FOODS CORP /NY/ CENTRAL INDEX KEY: 0000088948 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FRUITS, VEG & PRESERVES, JAMS & JELLIES [2033] IRS NUMBER: 160733425 STATE OF INCORPORATION: NY FISCAL YEAR END: 0629 BUSINESS ADDRESS: STREET 1: 3736 SOUTH MAIN STREET CITY: MARION STATE: NY ZIP: 14505 BUSINESS PHONE: 315 926 8100 MAIL ADDRESS: STREET 1: 3736 SOUTH MAIN STREET CITY: MARION STATE: NY ZIP: 14505 FORMER COMPANY: FORMER CONFORMED NAME: PIERCE S S COMPANY INC DATE OF NAME CHANGE: 19861210 FORMER COMPANY: FORMER CONFORMED NAME: SENECA FOODS CORP DATE OF NAME CHANGE: 19780425 FORMER COMPANY: FORMER CONFORMED NAME: SENECA GRAPE JUICE CORP DATE OF NAME CHANGE: 19710419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARL MARKS MANAGEMENT CO L P /NY/ CENTRAL INDEX KEY: 0000942826 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01989 FILM NUMBER: 09955964 BUSINESS ADDRESS: STREET 1: 135 E 57TH ST CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129098400 MAIL ADDRESS: STREET 1: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 4 1 cmmc_form4ex.xml X0303 4 2009-07-21 1 0000088948 SENECA FOODS CORP /NY/ SENEA 0000942826 CARL MARKS MANAGEMENT CO L P /NY/ 900 THIRD STREET NEW YORK NY 10022 0 0 0 1 Former 10% Owner Class A Common Stock 2009-07-21 4 S 0 2355736 22 D 0 D The Reporting Person is a Delaware limited partnership and registered investment adviser, and is the sole general partner of (i) Carl Marks Strategic Investments, L.P. ("CMSI"), a Delaware limited partnership and private investment partnership, and (ii) Carl Marks Strategic Investments III, L.P. ("CMSIIII"), a Delaware limited partnership and private investment partnership. The sale transaction reported above was effectuated by CMSI and CMSIIII. /s/ Andrew M. Boas, its general partner 2009-07-21 -----END PRIVACY-ENHANCED MESSAGE-----