-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RS+yQDFJ5S8bLWw3vmkZqLTOb2zCW7hk9QOom2Bpo6k4C5foAUjNKZMAl2Kwg7E6 +La1uWmXRdqyOw9U0PJYAw== 0000088948-02-000020.txt : 20020812 0000088948-02-000020.hdr.sgml : 20020812 20020812105818 ACCESSION NUMBER: 0000088948-02-000020 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020812 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SENECA FOODS CORP /NY/ CENTRAL INDEX KEY: 0000088948 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FRUITS, VEG & PRESERVES, JAMS & JELLIES [2033] IRS NUMBER: 160733425 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-01989 FILM NUMBER: 02725980 BUSINESS ADDRESS: STREET 1: 3736 SOUTH MAIN STREET CITY: MARION STATE: NY ZIP: 14534 BUSINESS PHONE: 315 926 8100 MAIL ADDRESS: STREET 1: 3736 SOUTH MAIN STREET CITY: MARION STATE: NY ZIP: 14505 FORMER COMPANY: FORMER CONFORMED NAME: SENECA FOODS CORP DATE OF NAME CHANGE: 19780425 FORMER COMPANY: FORMER CONFORMED NAME: SENECA GRAPE JUICE CORP DATE OF NAME CHANGE: 19710419 FORMER COMPANY: FORMER CONFORMED NAME: PIERCE S S COMPANY INC DATE OF NAME CHANGE: 19861210 8-K 1 a8k802.txt AUGUST 12, 2002 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) August 12, 2002 SENECA FOODS CORPORATION (Exact Name of Registrant as Specified in Charter) New York 0-1989 16-0733425 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.) 3736 South Main Street Marion, New York 14505 (Address of Principal Executive Offices including zip codes) (315) 926-8100 (Registrant's telephone number including area code) ITEM 7. Financial Statements, Pro Forma Financial Information and Exhibits (c) Exhibits. Exhibit 99.1 Transmittal Letter Exhibit 99.2 Certificate of Chief Executive Officer and Chief Financial Officer ITEM 9. Regulation FD Disclosure Registrant filed as correspondence accompanying its Quarterly Report on Form 10-Q for its fiscal quarter ended June 29, 2002 filed with the Securities and Exchange Commission on August 12, 2002, the transmittal letter and certificates attached hereto as Exhibits 99.1 and 99.2. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: August 12, 2002 SENECA FOODS CORPORATION (Registrant) By: /s/Kraig H. Kayser -------------------------------- Kraig H. Kayser President and Chief Executive Officer Exhibit Index Exhibit No. Description 99.1 Transmittal Letter 99.2 Certificate of Chief Executive Officer and Chief Financial Officer EX-99 3 ex9918k802.txt 8/02 8-K EX 99.1 EXHIBIT 99.1 August 12, 2002 VIA EDGAR Securities and Exchange Commission Judiciary Plaza 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Seneca Foods Corporation Quarterly Report on Form 10-Q For the Quarterly Period ended June 29, 2002 Ladies and Gentlemen: Transmitted herewith are written statements pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 to accompany the above-captioned periodic report. Very truly yours, SENECA FOODS CORPORATION By:/s/Jeffrey L. Van Riper Jeffrey L. Van Riper Controller & Secretary EX-99 4 ex9928k802.txt 8-K 8/02 EX 99.2 EXHIBIT 99.2 CERTIFICATION PURSUANT TO 18. U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Seneca Foods Corporation (the "Company") on Form 10-Q for the period ended June 29, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), we, Kraig H. Kayser, Chief Executive Officer and Philip G. Paras, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. 1350, as adopted pursuant to 906 of the Sarbanes-Oxley Act of 2002, that, to our knowledge: (1) The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/Kraig H. Kayser ----------------------- Kraig H. Kayser Chief Executive Officer August 12, 2002 /s/Philip G. Paras ----------------------- Philip G. Paras Chief Financial Officer August 12, 2002 -----END PRIVACY-ENHANCED MESSAGE-----