0001209191-12-035103.txt : 20120622 0001209191-12-035103.hdr.sgml : 20120622 20120622170028 ACCESSION NUMBER: 0001209191-12-035103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120620 FILED AS OF DATE: 20120622 DATE AS OF CHANGE: 20120622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCDERMOTT CHARLES J CENTRAL INDEX KEY: 0001241877 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11512 FILM NUMBER: 12922972 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAMES WILLIAM E CENTRAL INDEX KEY: 0001218568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11512 FILM NUMBER: 12922973 MAIL ADDRESS: STREET 1: C/O ROCKPORT CAPITAL PARTNERS LLC STREET 2: 160 GFEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110-1776 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIS ALEXANDER III CENTRAL INDEX KEY: 0001228600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11512 FILM NUMBER: 12922976 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: James Janet Burrows CENTRAL INDEX KEY: 0001422108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11512 FILM NUMBER: 12922974 MAIL ADDRESS: STREET 1: 160 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilson Stoddard Moran CENTRAL INDEX KEY: 0001422111 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11512 FILM NUMBER: 12922979 MAIL ADDRESS: STREET 1: 160 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SATCON TECHNOLOGY CORP CENTRAL INDEX KEY: 0000889423 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042857552 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27 DRYDOCK AVENUE CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6178972400 MAIL ADDRESS: STREET 1: 27 DRYDOCK AVENUE CITY: BOSTON STATE: MA ZIP: 02210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RockPort Capital Partners II, LP CENTRAL INDEX KEY: 0001417417 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11512 FILM NUMBER: 12922978 BUSINESS ADDRESS: STREET 1: 160 FEDERAL STREET STREET 2: 18TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-912-1420 MAIL ADDRESS: STREET 1: 160 FEDERAL STREET STREET 2: 18TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RockPort Capital II, L.L.C. CENTRAL INDEX KEY: 0001418278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11512 FILM NUMBER: 12922977 BUSINESS ADDRESS: STREET 1: 160 FEDERAL STREET STREET 2: 18TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-912-1420 MAIL ADDRESS: STREET 1: 160 FEDERAL STREET STREET 2: 18TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 4 1 c29234_4x0.xml MAIN DOCUMENT DESCRIPTION X0305 4 2012-06-20 0000889423 SATCON TECHNOLOGY CORP SATC 0001417417 RockPort Capital Partners II, LP 160 FEDERAL STREET 18TH FLOOR BOSTON MA 02110-1700 0 0 1 0 0001418278 RockPort Capital II, L.L.C. 160 FEDERAL STREET 18TH FLOOR BOSTON MA 02110-1700 0 0 1 0 0001228600 ELLIS ALEXANDER III 160 FEDERAL STREET 18TH FLOOR BOSTON MA 02110-1700 0 0 1 0 0001422108 James Janet Burrows 160 FEDERAL STREET 18TH FLOOR BOSTON MA 02110-1700 0 0 1 0 0001218568 JAMES WILLIAM E 160 FEDERAL STREET 18TH FLOOR BOSTON MA 02110-1700 0 0 1 0 0001241877 MCDERMOTT CHARLES J 160 FEDERAL STREET 18TH FLOOR BOSTON MA 02110-1700 0 0 1 0 0001422111 Wilson Stoddard Moran 160 FEDERAL STREET 18TH FLOOR BOSTON MA 02110-1700 0 0 1 0 Stock Option (Right to Buy) 0.224 2012-06-20 4 A 0 23000 0 A 2012-06-20 2022-06-20 Common Stock 23000 132000 I See Footnote Includes 23,000 options to purchase shares of Common Stock, at an exercise price of $0.224 per share, granted to David Prend on June 20, 2012 in connection with his service as a director of SatCon. These options became fully exercisable on the date of grant and remain exercisable until June 20, 2022. RockPort Capital Partners II, L.P. ("RockPort") and RockPort Capital II, LLC ("RockPort LLC") have the right to the economic benefit of this grant. As a result, these securities may be deemed to be beneficially owned by RockPort and RockPort LLC. Each of RockPort and RockPort LLC disclaim beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Act of 1934, as amended, or for any other purpose. Rockport Capital Partners II, L.P., By: Rockport Capital II, LLC, Its: General Partner, By: Janet B. James, Janet B. James, Attorney-In-Fact, Name: Stoddard M. Wilson, Title: Managing Member 2012-06-22 RockPort Capital II, LLC, By: /s/ Janet B. James, Janet B. James, Attorney-In-Fact, Name: Stoddard M. Wilson, Title: Managing Member 2012-06-22 By: /s/ Janet B. James, Janet B. James, Attorney-In-Fact, Alexander Ellis III 2012-06-22 /s/ Janet B. James, Janet B. James 2012-06-22 By: /s/ Janet B. James, Janet B. James, Attorney-In-Fact, William E. James 2012-06-22 By: /s/ Janet B. James, Janet B. James, Attorney-In-Fact, Charles J. McDermott 2012-06-22 By: /s/ Janet B. James, Janet B. James, Attorney-In-Fact, Stoddard M. Wilson 2012-06-22