0001209191-12-035103.txt : 20120622
0001209191-12-035103.hdr.sgml : 20120622
20120622170028
ACCESSION NUMBER: 0001209191-12-035103
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120620
FILED AS OF DATE: 20120622
DATE AS OF CHANGE: 20120622
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCDERMOTT CHARLES J
CENTRAL INDEX KEY: 0001241877
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11512
FILM NUMBER: 12922972
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAMES WILLIAM E
CENTRAL INDEX KEY: 0001218568
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11512
FILM NUMBER: 12922973
MAIL ADDRESS:
STREET 1: C/O ROCKPORT CAPITAL PARTNERS LLC
STREET 2: 160 GFEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110-1776
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELLIS ALEXANDER III
CENTRAL INDEX KEY: 0001228600
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11512
FILM NUMBER: 12922976
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: James Janet Burrows
CENTRAL INDEX KEY: 0001422108
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11512
FILM NUMBER: 12922974
MAIL ADDRESS:
STREET 1: 160 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wilson Stoddard Moran
CENTRAL INDEX KEY: 0001422111
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11512
FILM NUMBER: 12922979
MAIL ADDRESS:
STREET 1: 160 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SATCON TECHNOLOGY CORP
CENTRAL INDEX KEY: 0000889423
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 042857552
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 27 DRYDOCK AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02210
BUSINESS PHONE: 6178972400
MAIL ADDRESS:
STREET 1: 27 DRYDOCK AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RockPort Capital Partners II, LP
CENTRAL INDEX KEY: 0001417417
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11512
FILM NUMBER: 12922978
BUSINESS ADDRESS:
STREET 1: 160 FEDERAL STREET
STREET 2: 18TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-912-1420
MAIL ADDRESS:
STREET 1: 160 FEDERAL STREET
STREET 2: 18TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RockPort Capital II, L.L.C.
CENTRAL INDEX KEY: 0001418278
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11512
FILM NUMBER: 12922977
BUSINESS ADDRESS:
STREET 1: 160 FEDERAL STREET
STREET 2: 18TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-912-1420
MAIL ADDRESS:
STREET 1: 160 FEDERAL STREET
STREET 2: 18TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
c29234_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0305
4
2012-06-20
0000889423
SATCON TECHNOLOGY CORP
SATC
0001417417
RockPort Capital Partners II, LP
160 FEDERAL STREET
18TH FLOOR
BOSTON
MA
02110-1700
0
0
1
0
0001418278
RockPort Capital II, L.L.C.
160 FEDERAL STREET
18TH FLOOR
BOSTON
MA
02110-1700
0
0
1
0
0001228600
ELLIS ALEXANDER III
160 FEDERAL STREET
18TH FLOOR
BOSTON
MA
02110-1700
0
0
1
0
0001422108
James Janet Burrows
160 FEDERAL STREET
18TH FLOOR
BOSTON
MA
02110-1700
0
0
1
0
0001218568
JAMES WILLIAM E
160 FEDERAL STREET
18TH FLOOR
BOSTON
MA
02110-1700
0
0
1
0
0001241877
MCDERMOTT CHARLES J
160 FEDERAL STREET
18TH FLOOR
BOSTON
MA
02110-1700
0
0
1
0
0001422111
Wilson Stoddard Moran
160 FEDERAL STREET
18TH FLOOR
BOSTON
MA
02110-1700
0
0
1
0
Stock Option (Right to Buy)
0.224
2012-06-20
4
A
0
23000
0
A
2012-06-20
2022-06-20
Common Stock
23000
132000
I
See Footnote
Includes 23,000 options to purchase shares of Common Stock, at an exercise price of $0.224 per share, granted to David Prend on June 20, 2012 in connection with his service as a director of SatCon. These options became fully exercisable on the date of grant and remain exercisable until June 20, 2022. RockPort Capital Partners II, L.P. ("RockPort") and RockPort Capital II, LLC ("RockPort LLC") have the right to the economic benefit of this grant. As a result, these securities may be deemed to be beneficially owned by RockPort and RockPort LLC. Each of RockPort and RockPort LLC disclaim beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Act of 1934, as amended, or for any other purpose.
Rockport Capital Partners II, L.P., By: Rockport Capital II, LLC, Its: General Partner, By: Janet B. James, Janet B. James, Attorney-In-Fact, Name: Stoddard M. Wilson, Title: Managing Member
2012-06-22
RockPort Capital II, LLC, By: /s/ Janet B. James, Janet B. James, Attorney-In-Fact, Name: Stoddard M. Wilson, Title: Managing Member
2012-06-22
By: /s/ Janet B. James, Janet B. James, Attorney-In-Fact, Alexander Ellis III
2012-06-22
/s/ Janet B. James, Janet B. James
2012-06-22
By: /s/ Janet B. James, Janet B. James, Attorney-In-Fact, William E. James
2012-06-22
By: /s/ Janet B. James, Janet B. James, Attorney-In-Fact, Charles J. McDermott
2012-06-22
By: /s/ Janet B. James, Janet B. James, Attorney-In-Fact, Stoddard M. Wilson
2012-06-22