0001413753-17-000054.txt : 20170714 0001413753-17-000054.hdr.sgml : 20170714 20170714184218 ACCESSION NUMBER: 0001413753-17-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170714 FILED AS OF DATE: 20170714 DATE AS OF CHANGE: 20170714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEMTECH CORP CENTRAL INDEX KEY: 0000088941 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952119684 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 200 FLYNN ROAD CITY: CAMARILLO STATE: CA ZIP: 93012-8790 BUSINESS PHONE: 8054982111 MAIL ADDRESS: STREET 1: 200 FLYNN ROAD CITY: CAMARILLO STATE: CA ZIP: 93012-8790 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAHESWARAN MOHAN CENTRAL INDEX KEY: 0001224946 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06395 FILM NUMBER: 17966324 MAIL ADDRESS: STREET 1: 200 FLYNN ROAD CITY: CAMARILLO STATE: CA ZIP: 93012 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-07-14 0000088941 SEMTECH CORP SMTC 0001224946 MAHESWARAN MOHAN 200 FLYNN ROAD CAMARILLO CA 93012 1 1 0 0 President and CEO Common Stock 2017-07-14 4 S 0 1500 37.4083 D 193811 D Common Stock 2017-07-14 4 M 0 66000 0 A 259811 D Common Stock 2017-07-14 4 F 0 34439 37.35 D 225372 D Performance Restricted Stock Unit 2017-07-14 4 M 0 66000 0 D 2019-02-26 Common Stock 66000 154000 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Maheswaran on June 13, 2016. This price represents the weighted average of these sales. The prices ranged from $37.2500 to $37.6000. Price and share details are available upon request. Each Performance Restricted Stock Unit represents the contingent right to one share of the company's common stock. This amount represents the 30% of the total award that vested as a result of the achievement of the 120-day closing price average equaling or exceeding $35. Mr. Maheswaran was awarded 220,000 Performance Restricted Stock Units on February 26, 2014. The award vests 30% if the 120-day average closing price equals or exceeds $35. The award vests fully if the 120-day average closing price equals or exceeds $40. Mohan Maheswaran by Charles B. Ammann under Power of Attorney dated February 25, 2014 (Copy On File) 2017-07-14