0001094891-13-000165.txt : 20131224 0001094891-13-000165.hdr.sgml : 20131224 20131224103040 ACCESSION NUMBER: 0001094891-13-000165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131220 FILED AS OF DATE: 20131224 DATE AS OF CHANGE: 20131224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CPI AEROSTRUCTURES INC CENTRAL INDEX KEY: 0000889348 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 112520310 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200A EXECUTIVE DR CITY: EDGEWOOD STATE: NY ZIP: 11717 BUSINESS PHONE: 5165865200 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENFELD ERIC CENTRAL INDEX KEY: 0001219603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11398 FILM NUMBER: 131296677 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-12-20 0000889348 CPI AEROSTRUCTURES INC CVU 0001219603 ROSENFELD ERIC C/O CRESCENDO PARTNERS, L.P. 777 THIRD AVENUE, 37TH FLOOR NEW YORK NY 10017 1 0 0 0 Common Stock 2013-12-20 4 M 0 25000 5.50 A 150497 D Common Stock 2013-12-20 4 F 0 9246 14.87 D 141251 D Common Stock 510270 I By Crescendo Partners II, L.P. Series L Option to Purchase Common Stock 5.50 2013-12-20 4 M 0 25000 0 D 2009-01-01 2013-12-31 Common Stock 25000 0 D Mr. Rosenfeld is the senior managing member of Crescendo Investments II, LLC ("Crescendo Investments II"). Crescendo Investments II is the general partner of Crescendo Partners II, L.P. Series L ("Crescendo Partners II"). Mr. Rosenfeld and Crescendo Investments II disclaim beneficial ownership of the shares held by Crescendo Partners II, except to the extent of his or its pecuniary interest therein. /s/ Eric Rosenfeld 2013-12-24