-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CMSS6KgPiTE9LfxHMpTfy9dbK7LiRFFRdKKP24GY10CrKlJZwZe/GlN0Am8PK+8y YPGrUY+yH5BxEPRd+tOftg== 0000950120-03-000099.txt : 20030226 0000950120-03-000099.hdr.sgml : 20030226 20030226162455 ACCESSION NUMBER: 0000950120-03-000099 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030219 FILED AS OF DATE: 20030226 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: CRESCENDO PARTNERS II LP CENTRAL INDEX KEY: 0001219602 RELATIONSHIP: OWNER IRS NUMBER: 134132983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CPI AEROSTRUCTURES INC CENTRAL INDEX KEY: 0000889348 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 112520310 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11398 FILM NUMBER: 03581223 BUSINESS ADDRESS: STREET 1: 200A EXECUTIVE DR CITY: EDGEWOOD STATE: NY ZIP: 11717 BUSINESS PHONE: 5165865200 3 1 form3.txt INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
- -------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ------------------------------ FORM 3 WASHINGTON, D.C. 20549 OMB APPROVAL - -------------------------------- ------------------------------ INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES OMB NUMBER: 3235-0104 EXPIRES: JANUARY 31, 2005 Filed pursuant to Section 16(a) of the ESTIMATED AVERAGE BURDEN Securities Exchange Act of 1934, Section 17(a) HOURS PER RESPONSE.........0.5 of the Public Utility Holding Company Act ------------------------------ of 1935 or Section 30(h) of the Investment Company Act of 1940 (Print or Type Responses) - ---------------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* 2. Date of Event 4. Issuer Name AND Ticker or Trading Symbol Requiring Statement CRESCENDO PARTNERS II, L.P., SERIES L (Month/Day/Year) CPI Aerostructures, Inc. (AMEX: CVU) 2/19/03 - ------------------------------------------------------------------------------------------------------------------------------------ (Last) (First) (Middle) 3. IRS Identification 5. Relationship of Reporting 6. If Amendment, Number of Reporting Person to Issuer Date of Original Person, if an (Check all applicable) (Month/Day/Year) 350 Park Avenue, 4th Floor entity (Voluntary) Director X 10% Owner - ------------------------------------------------------------------- --- --- -------------------------- (Street) Officer Other 7. Individual or Joint/ --- (give title --- (specify Group Filing below) below) (Check Applicable Line) New York, New York 10022 X Form filed by ----------------------- ---- One Reporting - -------------------------------------------------------------------------------------------------------- Person (City) (State) (Zip) Form filed by ---- More than One Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------
TABLE 1-- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED 1. Title of Security 2. Amount of 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Securities Direct (D) or Beneficial Ownership Beneficially Owned Indirect (I) (Instr. 5) (Instr. 4) (Instr. 5) - ---------------------------------------------------------------------------------------------------------------------------------- Common Stock, $.001 par value 750,000 D - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). PERSONS WHO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM (Over) ARE NOT REQUIED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. SEC 1473 (7-02)
FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ---------------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative 2. Date 3. Title and Amount of 4. Conversion 5. Ownership 6. Nature of Security (Instr. 4) Exercisable Securities Underlying or Exercise Form of Indirect and Derivative Security Price of Derivative Beneficial Expiration (Instr. 4) Derivative Security: Ownership Date Security Direct (D) (Instr. 5) or (Month/Day/Year) Indirect (I) (Instr. 5) ------------------------------------------------- Date Expiration Title Amount or Exercisable Date Number of Shares - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- Explanation of Responses: EXCLUDES 46,000 SHARES OF COMMON STOCK OWNED AS A JOINT TENANT BY THE MANAGER OF THE SOLE GENERAL PARTNER OF THE REPORTING PERSON. CRESCENDO INVESTMENTS II, LLC (GENERAL PARTNER) /s/ Eric Rosenfeld February 26, 2003 ** Intentional misstatements or omissions of facts constitute ------------------------------------ ----------------- Federal Criminal Violations. **Signature of Reporting Person Date See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Eric Rosenfeld, Manager Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2
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