0000889348-12-000022.txt : 20120706 0000889348-12-000022.hdr.sgml : 20120706 20120706101000 ACCESSION NUMBER: 0000889348-12-000022 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120702 ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20120706 DATE AS OF CHANGE: 20120706 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CPI AEROSTRUCTURES INC CENTRAL INDEX KEY: 0000889348 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 112520310 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11398 FILM NUMBER: 12949643 BUSINESS ADDRESS: STREET 1: 200A EXECUTIVE DR CITY: EDGEWOOD STATE: NY ZIP: 11717 BUSINESS PHONE: 5165865200 8-K/A 1 form8ka_july6.htm 8KA JULY 6, 2012 form8ka_july6.htm
 
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

______________

FORM 8-K/A
CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported):  July 3, 2012

CPI AEROSTRUCTURES, INC.
(Exact Name of Registrant as Specified in Charter)

New York
001-11398
11-2520310
(State or Other Jurisdiction
(Commission
(IRS Employer
of Incorporation)
File Number)
Identification No.)

91 Heartland Boulevard, Edgewood, New York
11717
(Address of Principal Executive Offices)
(Zip Code)

(631) 586-5200
(Registrant’s Telephone Number, Including Area Code)

Not Applicable
(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
  o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
  o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
  o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c))



 
 
 

 
 
EXPLANATORY NOTE
 
This amendment to the Form 8-K filed by the CPI Aerostructures, Inc. on July 3, 2012 is being filed to include the text of the form, which was inadvertently omitted from the original filing due to a technical error.
 
 
 
 
Item 8.01.
Other Events.

On July 3, 2012, CPI Aerostructures, Inc. (the “Company”) announced that it sold 195,750 shares (the “Shares”) of its common stock, par value $0.001 per share (“Common Stock”), upon the exercise of an over-allotment option granted pursuant to an Underwriting Agreement, dated June 8, 2012, by and between the Company, certain selling shareholders and Roth Capital Partners, LLC (“Underwriter”), as representative of the several underwriters.  The Shares were sold at a price of $12.00 per Share.

The Company’s total net proceeds from the sale of the Shares, after Underwriter’s discounts, were approximately $2.23 million.  The press release announcing the closing of the sale is attached hereto as Exhibit 99.1.

Item 9.01.
Financial Statements and Exhibits.

 
(d) Exhibits:

Exhibit
Description
99.1
Press release dated July 3, 2012*
   *Previously filed.
 
 

 
 

 
 
 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: July 6, 2012
CPI AEROSTRUCTURES, INC.



By:
/s/ Vincent Palazzolo
 
Vincent Palazzolo
 
Chief Financial Officer

 

 
 
 

EXHIBIT INDEX
Exhibit
Description
99.1
Press release dated July 3, 2012*
   *Previously filed.