N-PX 1 l43120nvpx.htm FORM N-PX nvpx
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-06719
Sterling Capital Funds (formerly, BB&T Funds)
(Exact name of registrant as specified in charter)
434 Fayetteville Street Mall, 5th Floor
Raleigh, NC 27601-0575
(Address of principal executive offices) (Zip code)
E.G. Purcell, III, President
Sterling Capital Funds (formerly, BB&T Funds)
434 Fayetteville Street Mall, 5th Floor
Raleigh, NC 27601-0575
(Name and address of agent for service)
Registrant’s telephone number, including area code: (800)-228-1872
Date of fiscal year end: September 30
Date of reporting period: July 1, 2010 — June 30, 2011_
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
 
 

 

 

PROXY VOTING RECORD
FOR PERIOD JULY 1, 2010 TO JUNE 30, 2011
******************************* FORM N-PX REPORT *******************************
ICA File Number: 811-06719
Reporting Period: 07/01/2010 — 06/30/2011
Sterling Capital Funds
STERLING CAPITAL EQUITY INCOME FUND
ABBOTT LABORATORIES
             
Ticker:
  ABT   Security ID:   002824100 
Meeting Date:
  APR 29, 2011   Meeting Type:   Annual
Record Date:
  MAR 02, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Robert J. Alpern   For   For   Management
1.2
  Elect Director Roxanne S. Austin   For   For   Management
1.3
  Elect Director W. James Farrell   For   For   Management
1.4
  Elect Director H. Laurance Fuller   For   For   Management
1.5
  Elect Director Edward M. Liddy   For   For   Management
1.6
  Elect Director Phebe N. Novakovic   For   For   Management
1.7
  Elect Director William A. Osborn   For   For   Management
1.8
  Elect Director Samuel C. Scott III   For   For   Management
1.9
  Elect Director Glenn F. Tilton   For   For   Management
1.10
  Elect Director Miles D. White   For   For   Management
2
  Ratify Auditors   For   For   Management
3
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
5
  Adopt Policy on Pharmaceutical Price Restraint   Against   Against   Shareholder
ARCHER-DANIELS-MIDLAND COMPANY
             
Ticker:
  ADM   Security ID:   039483102 
Meeting Date:
  NOV 04, 2010   Meeting Type:   Annual
Record Date:
  SEP 09, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director George W. Buckley   For   For   Management
2
  Elect Director Mollie Hale Carter   For   For   Management
3
  Elect Director Pierre Dufour   For   For   Management
4
  Elect Director Donald E. Felsinger   For   For   Management
5
  Elect Director Victoria F. Haynes   For   For   Management
6
  Elect Director Antonio Maciel Neto   For   For   Management
7
  Elect Director Patrick J. Moore   For   For   Management
8
  Elect Director Thomas F. O’Neill   For   For   Management
9
  Elect Director Kelvin R. Westbrook   For   For   Management
10
  Elect Director Patricia A. Woertz   For   For   Management
11
  Ratify Auditors   For   For   Management
12
  Adopt Policy to Prohibit Political Spending   Against   Against   Shareholder
13
  Report on Political Contributions   Against   For   Shareholder

Page 1

 

CHEVRON CORPORATION
             
Ticker:
  CVX   Security ID:   166764100 
Meeting Date:
  MAY 25, 2011   Meeting Type:   Annual
Record Date:
  APR 01, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director L.F. Deily   For   For   Management
2
  Elect Director R.E. Denham   For   For   Management
3
  Elect Director R.J. Eaton   For   For   Management
4
  Elect Director C. Hagel   For   For   Management
5
  Elect Director E. Hernandez   For   For   Management
6
  Elect Director G.L. Kirkland   For   For   Management
7
  Elect Director D.B. Rice   For   For   Management
8
  Elect Director K.W. Sharer   For   For   Management
9
  Elect Director C.R. Shoemate   For   For   Management
10
  Elect Director J.G. Stumpf   For   For   Management
11
  Elect Director R.D. Sugar   For   For   Management
12
  Elect Director C. Ware   For   For   Management
13
  Elect Director J.S. Watson   For   For   Management
14
  Ratify Auditors   For   For   Management
15
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
16
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
17
  Request Director Nominee with Environmental Qualifications   Against   For   Shareholder
18
  Amend Bylaws to Establish a Board Committee on Human Rights   Against   Against   Shareholder
19
  Include Sustainability as a Performance Measure for Senior Executive Compensation   Against   Against   Shareholder
20
  Adopt Guidelines for Country Selection   Against   For   Shareholder
21
  Report on Financial Risks of Climate Change   Against   Against   Shareholder
22
  Report on Environmental Impacts of Natural Gas Fracturing   Against   For   Shareholder
23
  Report on Offshore Oil Wells and Spill Mitigation Measures   Against   Against   Shareholder
CONOCOPHILLIPS
             
Ticker:
  COP   Security ID:   20825C104 
Meeting Date:
  MAY 11, 2011   Meeting Type:   Annual
Record Date:
  MAR 14, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Richard L. Armitage   For   For   Management
2
  Elect Director Richard H. Auchinleck   For   For   Management
3
  Elect Director James E. Copeland, Jr.   For   For   Management
4
  Elect Director Kenneth M. Duberstein   For   For   Management
5
  Elect Director Ruth R. Harkin   For   For   Management
6
  Elect Director Harold W. McGraw III   For   For   Management
7
  Elect Director James J. Mulva   For   For   Management
8
  Elect Director Robert A. Niblock   For   For   Management
9
  Elect Director Harald J. Norvik   For   For   Management
10
  Elect Director William K. Reilly   For   For   Management
11
  Elect Director Victoria J. Tschinkel   For   For   Management
12
  Elect Director Kathryn C. Turner   For   For   Management
13
  Elect Director William E. Wade, Jr.   For   For   Management
14
  Ratify Auditors   For   For   Management
15
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management

Page 2

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
16
  Advisory Vote on Say on Pay Frequency   None   One Year   Management
17
  Approve Omnibus Stock Plan   For   For   Management
18
  Amend EEO Policy to Prohibit Discrimination based on Gender Identity   Against   For   Shareholder
19
  Report on Political Contributions   Against   For   Shareholder
20
  Report on Lobbying Expenses   Against   For   Shareholder
21
  Report on Accident Risk Reduction Efforts   Against   Against   Shareholder
22
  Adopt Policy to Address Coastal Louisiana Environmental Impacts   Against   Against   Shareholder
23
  Adopt Quantitative GHG Goals for Products and Operations   Against   For   Shareholder
24
  Report on Financial Risks of Climate Change   Against   Against   Shareholder
25
  Report on Environmental Impact of Oil Sands Operations in Canada   Against   For   Shareholder
DIAGEO PLC
             
Ticker:
  DGE   Security ID:   25243Q205 
Meeting Date:
  OCT 14, 2010   Meeting Type:   Annual
Record Date:
  SEP 03, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Remuneration Report   For   For   Management
3
  Approve Final Dividend   For   For   Management
4
  Re-elect Peggy Bruzelius as Director   For   For   Management
5
  Re-elect Laurence Danon as Director   For   For   Management
6
  Re-elect Betsy Holden as Director   For   For   Management
7
  Re-elect Lord (Clive) Hollick of Notting Hill as Director   For   For   Management
8
  Re-elect Franz Humer as Director   For   For   Management
9
  Re-elect Philip Scott as Director   For   For   Management
10
  Re-elect Todd Stitzer as Director   For   For   Management
11
  Re-elect Paul Walker as Director   For   For   Management
12
  Re-elect Paul Walsh as Director   For   For   Management
13
  Elect Lord (Mervyn) Davies of Abersoch as Director   For   For   Management
14
  Elect Deirdre Mahlan as Director   For   For   Management
15
  Reappoint KPMG Audit plc as Auditors   For   For   Management
16
  Authorise Board to Fix Remuneration of Auditors   For   For   Management
17
  Authorise Issue of Equity with Pre-emptive Rights   For   For   Management
18
  Authorise Issue of Equity without Pre-emptive Rights   For   For   Management
19
  Authorise Market Purchase   For   For   Management
20
  Authorise EU Political Donations and Expenditure   For   For   Management
21
  Amend Diageo 2001 Share Incentive Plan   For   For   Management
22
  Approve Diageo 2010 Sharesave Plan   For   For   Management
23
  Authorise the Company to Establish International Share Plans   For   For   Management
24
  Authorise the Company to Call EGM with Two Weeks’ Notice   For   For   Management

Page 3

 

HUDSON CITY BANCORP, INC.
             
Ticker:
  HCBK   Security ID:   443683107 
Meeting Date:
  APR 19, 2011   Meeting Type:   Annual
Record Date:
  MAR 01, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Ronald E. Hermance, Jr.   For   For   Management
2
  Elect Director William G. Bardel   For   For   Management
3
  Elect Director Scott A. Belair   For   For   Management
4
  Elect Director Cornelius E. Golding   For   For   Management
5
  Ratify Auditors   For   For   Management
6
  Approve Omnibus Stock Plan   For   For   Management
7
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
8
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
9
  Declassify the Board of Directors   Against   For   Shareholder
ILLINOIS TOOL WORKS INC.
             
Ticker:
  ITW   Security ID:   452308109 
Meeting Date:
  MAY 06, 2011   Meeting Type:   Annual
Record Date:
  MAR 08, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Susan Crown   For   For   Management
2
  Elect Director Don H. Davis, Jr.   For   For   Management
3
  Elect Director Robert C. McCormack   For   Against   Management
4
  Elect Director Robert S. Morrison   For   For   Management
5
  Elect Director James A. Skinner   For   For   Management
6
  Elect Director David B. Smith, Jr.   For   For   Management
7
  Elect Director David B. Speer   For   For   Management
8
  Elect Director Pamela B. Strobel   For   For   Management
9
  Elect Director Kevin M. Warren   For   For   Management
10
  Elect Director Anre D. Williams   For   For   Management
11
  Ratify Auditors   For   For   Management
12
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
13
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
14
  Approve Executive Incentive Bonus Plan   For   For   Management
15
  Amend Omnibus Stock Plan   For   For   Management
INTEL CORPORATION
             
Ticker:
  INTC   Security ID:   458140100 
Meeting Date:
  MAY 19, 2011   Meeting Type:   Annual
Record Date:
  MAR 21, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Charlene Barshefsky   For   For   Management
2
  Elect Director Susan L. Decker   For   For   Management
3
  Elect Director John J. Donahoe   For   For   Management
4
  Elect Director Reed E. Hundt   For   For   Management
5
  Elect Director Paul S. Otellini   For   For   Management
6
  Elect Director James D. Plummer   For   For   Management

Page 4

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
7
  Elect Director David S. Pottruck   For   For   Management
8
  Elect Director Jane E. Shaw   For   For   Management
9
  Elect Director Frank D. Yeary   For   For   Management
10
  Elect Director David B. Yoffie   For   For   Management
11
  Ratify Auditors   For   For   Management
12
  Amend Omnibus Stock Plan   For   For   Management
13
  Amend Qualified Employee Stock Purchase Plan   For   For   Management
14
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
15
  Advisory Vote on Say on Pay Frequency   None   One Year   Management
KIMBERLY-CLARK CORPORATION
             
Ticker:
  KMB   Security ID:   494368103 
Meeting Date:
  APR 21, 2011   Meeting Type:   Annual
Record Date:
  FEB 22, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director John R. Alm   For   For   Management
2
  Elect Director John F. Bergstrom   For   For   Management
3
  Elect Director Abelardo E. Bru   For   For   Management
4
  Elect Director Robert W. Decherd   For   For   Management
5
  Elect Director Thomas J. Falk   For   For   Management
6
  Elect Director Mae C. Jemison   For   For   Management
7
  Elect Director James M. Jenness   For   For   Management
8
  Elect Director Nancy J. Karch   For   For   Management
9
  Elect Director Ian C. Read   For   For   Management
10
  Elect Director Linda Johnson Rice   For   For   Management
11
  Elect Director Marc J. Shapiro   For   For   Management
12
  Elect Director G. Craig Sullivan   For   For   Management
13
  Ratify Auditors   For   For   Management
14
  Approve Non-Employee Director Omnibus Stock Plan   For   For   Management
15
  Approve Omnibus Stock Plan   For   For   Management
16
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
17
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
KONINKLIJKE PHILIPS ELECTRONICS
             
Ticker:
  PHG   Security ID:   500472303 
Meeting Date:
  MAR 31, 2011   Meeting Type:   Annual
Record Date:
  MAR 03, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  President’s Speech   None   None   Management
2a
  Approve Financial Statements and Statutory Reports   For   For   Management
2b
  Receive Explanation on Company’s Reserves and Dividend Policy   None   None   Management
2c
  Approve Dividends of EUR 0.75 Per Share   For   For   Management
2d
  Approve Discharge of Management Board   For   For   Management
2e
  Approve Discharge of Supervisory Board   For   For   Management
3a
  Elect F.A.Van Houten to Management Board as CEO   For   For   Management
3b
  Elect R.H. Wirahadiraksa to Management Board   For   For   Management

Page 5

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
3c
  Elect P.A.J. Nota to Management Board   For   For   Management
4a
  Reelect C.J.A. van Lede to Supervisory Board   For   For   Management
4b
  Reelect J.M. Thompson to Supervisory Board   For   For   Management
4c
  Reelect H. von Prondzynski to Supervisory Board   For   For   Management
4d
  Elect J.P. Tai to Supervisory Board   For   For   Management
5
  Ratify KPMG Accountants NV as Auditors   For   For   Management
6a
  Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   For   For   Management
6b
  Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a   For   For   Management
7
  Authorize Repurchase of Shares   For   For   Management
8
  Other Business   None   None   Management
KRAFT FOODS INC.
             
Ticker:
  KFT   Security ID:   50075N104 
Meeting Date:
  MAY 24, 2011   Meeting Type:   Annual
Record Date:
  MAR 16, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Ajaypal S. Banga   For   For   Management
2
  Elect Director Myra M. Hart   For   For   Management
3
  Elect Director Peter B. Henry   For   For   Management
4
  Elect Director Lois D. Juliber   For   For   Management
5
  Elect Director Mark D. Ketchum   For   For   Management
6
  Elect Director Richard A. Lerner   For   For   Management
7
  Elect Director Mackey J. McDonald   For   For   Management
8
  Elect Director John C. Pope   For   For   Management
9
  Elect Director Fredric G. Reynolds   For   For   Management
10
  Elect Director Irene B. Rosenfeld   For   For   Management
11
  Elect Director J.F. Van Boxmeer   For   For   Management
12
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
13
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
14
  Amend Non-Employee Director Omnibus Stock Plan   For   For   Management
15
  Ratify Auditors   For   For   Management
LOCKHEED MARTIN CORPORATION
             
Ticker:
  LMT   Security ID:   539830109 
Meeting Date:
  APR 28, 2011   Meeting Type:   Annual
Record Date:
  MAR 01, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Nolan D. Archibald   For   For   Management
2
  Elect Director Rosalind G. Brewer   For   For   Management
3
  Elect Director David B. Burritt   For   For   Management
4
  Elect Director James O. Ellis, Jr.   For   For   Management
5
  Elect Director Thomas J. Falk   For   For   Management

Page 6

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
6
  Elect Director Gwendolyn S. King   For   For   Management
7
  Elect Director James M. Loy   For   For   Management
8
  Elect Director Douglas H. McCorkindale   For   For   Management
9
  Elect Director Joseph W. Ralston   For   For   Management
10
  Elect Director Anne Stevens   For   For   Management
11
  Elect Director Robert J. Stevens   For   For   Management
12
  Ratify Auditors   For   For   Management
13
  Approve Omnibus Stock Plan   For   For   Management
14
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
15
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
16
  Provide Right to Act by Written Consent   Against   For   Shareholder
MCDONALD’S CORPORATION
             
Ticker:
  MCD   Security ID:   580135101 
Meeting Date:
  MAY 19, 2011   Meeting Type:   Annual
Record Date:
  MAR 22, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Susan E. Arnold   For   For   Management
2
  Elect Director Richard H. Lenny   For   For   Management
3
  Elect Director Cary D. McMillan   For   For   Management
4
  Elect Director Sheila A. Penrose   For   For   Management
5
  Elect Director James A. Skinner   For   For   Management
6
  Ratify Auditors   For   For   Management
7
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
8
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
9
  Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders   For   For   Management
10
  Reduce Supermajority Vote Requirement Relating to the Board of Directors   For   For   Management
11
  Reduce Supermajority Vote Requirement for Shareholder Action   For   For   Management
12
  Declassify the Board of Directors   Against   For   Shareholder
13
  Require Suppliers to Adopt CAK   Against   Against   Shareholder
14
  Report on Policy Responses to Children’s Health Concerns and Fast Food   Against   Against   Shareholder
15
  Report on Beverage Container Environmental Strategy   Against   For   Shareholder
NOVARTIS AG
             
Ticker:
  NOVN   Security ID:   66987V109 
Meeting Date:
  FEB 22, 2011   Meeting Type:   Annual
Record Date:
  JAN 25, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Discharge of Board and Senior Management   For   For   Management
3
  Approve Allocation of Income and Dividends of CHF 2.20 per Share   For   For   Management

Page 7

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
4
  Approve Remuneration System   For   Against   Management
5a
  Reelect Ann Fudge as Director   For   For   Management
5b
  Reelect Pierre Landolt as Director   For   For   Management
5c
  Reelect Ulrich Lehner as Director   For   For   Management
5d
  Elect Enrico Vanni as Director   For   For   Management
6
  Ratify PricewaterhouseCoopers AG as Auditors   For   For   Management
7
  Additional And/or Counter-proposals Presented At The Meeting   For   Against   Management
NOVARTIS AG
             
Ticker:
  NOVN   Security ID:   66987V109 
Meeting Date:
  APR 08, 2011   Meeting Type:   Special
Record Date:
  FEB 25, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Approve Merger Agreement with Alcon Inc.   For   For   Management
1.2
  Approve Creation of CHF 54 Million Pool of Authorized Capital in Connection with Merger Agreement with Alcon Inc.   For   For   Management
2
  Additional And/or Counter-proposals Presented At The Meeting   For   Against   Management
OMNICOM GROUP INC.
             
Ticker:
  OMC   Security ID:   681919106 
Meeting Date:
  MAY 24, 2011   Meeting Type:   Annual
Record Date:
  APR 08, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director John D. Wren   For   For   Management
2
  Elect Director Bruce Crawford   For   For   Management
3
  Elect Director Alan R. Batkin   For   For   Management
4
  Elect Director Robert Charles Clark   For   For   Management
5
  Elect Director Leonard S. Coleman, Jr.   For   For   Management
6
  Elect Director Errol M. Cook   For   For   Management
7
  Elect Director Susan S. Denison   For   For   Management
8
  Elect Director Michael A. Henning   For   For   Management
9
  Elect Director John R. Murphy   For   For   Management
10
  Elect Director John R. Purcell   For   For   Management
11
  Elect Director Linda Johnson Rice   For   For   Management
12
  Elect Director Gary L. Roubos   For   For   Management
13
  Ratify Auditors   For   For   Management
14
  Provide Right to Act by Written Consent   For   For   Management
15
  Reduce Supermajority Vote Requirement   For   For   Management
16
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
17
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management

Page 8

 

PAYCHEX, INC.
             
Ticker:
  PAYX   Security ID:   704326107 
Meeting Date:
  OCT 13, 2010   Meeting Type:   Annual
Record Date:
  AUG 16, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director B. Thomas Golisano   For   For   Management
2
  Elect Director David J. S. Flaschen   For   For   Management
3
  Elect Director Grant M. Inman   For   For   Management
4
  Elect Director Pamela A. Joseph   For   For   Management
5
  Elect Director Joseph M. Tucci   For   For   Management
6
  Elect Director Joseph M. Velli   For   For   Management
7
  Amend Omnibus Stock Plan   For   For   Management
8
  Ratify Auditors   For   For   Management
PEARSON PLC
             
Ticker:
  PSON   Security ID:   705015105 
Meeting Date:
  APR 28, 2011   Meeting Type:   Annual
Record Date:
  MAR 22, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Final Dividend   For   For   Management
3
  Re-elect David Arculus as Director   For   For   Management
4
  Re-elect Patrick Cescau as Director   For   For   Management
5
  Re-elect Will Ethridge as Director   For   For   Management
6
  Re-elect Rona Fairhead as Director   For   For   Management
7
  Re-elect Robin Freestone as Director   For   For   Management
8
  Re-elect Susan Fuhrman as Director   For   For   Management
9
  Re-elect Ken Hydon as Director   For   For   Management
10
  Re-elect John Makinson as Director   For   For   Management
11
  Re-elect Glen Moreno as Director   For   For   Management
12
  Re-elect Marjorie Scardino as Director   For   For   Management
13
  Elect Joshua Lewis as Director   For   For   Management
14
  Approve Remuneration Report   For   For   Management
15
  Reappoint PricewaterhouseCoopers LLP as Auditors   For   For   Management
16
  Authorise Board to Fix Remuneration of Auditors   For   For   Management
17
  Authorise Issue of Equity with Pre-emptive Rights   For   For   Management
18
  Authorise Issue of Equity without Pre-emptive Rights   For   For   Management
19
  Authorise Market Purchase   For   For   Management
20
  Authorise the Company to Call EGM with Two Weeks’ Notice   For   For   Management
21
  Renew Long-Term Incentive Plan   For   For   Management
PEPSICO, INC.
             
Ticker:
  PEP   Security ID:   713448108 
Meeting Date:
  MAY 04, 2011   Meeting Type:   Annual
Record Date:
  MAR 04, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director S.L. Brown   For   For   Management
2
  Elect Director I.M. Cook   For   For   Management

Page 9

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
3
  Elect Director D. Dublon   For   For   Management
4
  Elect Director V.J. Dzau   For   For   Management
5
  Elect Director R.L. Hunt   For   For   Management
6
  Elect Director A. Ibarguen   For   For   Management
7
  Elect Director A.C. Martinez   For   For   Management
8
  Elect Director I.K. Nooyi   For   For   Management
9
  Elect Director S.P. Rockefeller   For   For   Management
10
  Elect Director J.J. Schiro   For   For   Management
11
  Elect Director L.G. Trotter   For   For   Management
12
  Elect Director D. Vasella   For   For   Management
13
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
14
  Advisory Vote on Say on Pay Frequency   Three Years   One Year   Management
15
  Ratify Auditors   For   For   Management
16
  Adopt Majority Voting for Uncontested Election of Directors   For   For   Management
17
  Amend Articles/Bylaws/Charter — Call Special Meetings   Against   For   Shareholder
18
  Report on Political Contributions   Against   Against   Shareholder
PFIZER INC.
             
Ticker:
  PFE   Security ID:   717081103 
Meeting Date:
  APR 28, 2011   Meeting Type:   Annual
Record Date:
  MAR 01, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Dennis A. Ausiello   For   For   Management
2
  Elect Director Michael S. Brown   For   For   Management
3
  Elect Director M. Anthony Burns   For   For   Management
4
  Elect Director W. Don Cornwell   For   For   Management
5
  Elect Director Frances D. Fergusson   For   For   Management
6
  Elect Director William H. Gray III   For   For   Management
7
  Elect Director Constance J. Horner   For   For   Management
8
  Elect Director James M. Kilts   For   For   Management
9
  Elect Director George A. Lorch   For   For   Management
10
  Elect Director John P. Mascotte   For   For   Management
11
  Elect Director Suzanne Nora Johnson   For   For   Management
12
  Elect Director Ian C. Read   For   For   Management
13
  Elect Director Stephen W. Sanger   For   For   Management
14
  Ratify Auditors   For   For   Management
15
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management
16
  Advisory Vote on Say on Pay Frequency   Two Years   One Year   Management
17
  Publish Political Contributions   Against   Against   Shareholder
18
  Report on Public Policy Advocacy Process   Against   Against   Shareholder
19
  Adopt Policy to Restrain Pharmaceutical Price Increases   Against   Against   Shareholder
20
  Provide Right to Act by Written Consent   Against   For   Shareholder
21
  Amend Articles/Bylaws/Charter — Call Special Meetings   Against   For   Shareholder
22
  Report on Animal Testing and Plans for Reduction   Against   Against   Shareholder

Page 10

 

PHILIP MORRIS INTERNATIONAL INC.
             
Ticker:
  PM   Security ID:   718172109 
Meeting Date:
  MAY 11, 2011   Meeting Type:   Annual
Record Date:
  MAR 15, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Harold Brown   For   For   Management
2
  Elect Director Mathis Cabiallavetta   For   For   Management
3
  Elect Director Louis C. Camilleri   For   For   Management
4
  Elect Director J. Dudley Fishburn   For   For   Management
5
  Elect Director Jennifer Li   For   For   Management
6
  Elect Director Graham Mackay   For   For   Management
7
  Elect Director Sergio Marchionne   For   Against   Management
8
  Elect Director Lucio A. Noto   For   For   Management
9
  Elect Director Carlos Slim Helu   For   For   Management
10
  Elect Director Stephen M. Wolf   For   For   Management
11
  Ratify Auditors   For   For   Management
12
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
13
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
14
  Report on Effect of Marketing Practices on the Poor   Against   Against   Shareholder
15
  Require Independent Board Chairman   Against   Against   Shareholder
ROYAL DUTCH SHELL PLC
             
Ticker:
  RDSB   Security ID:   780259107 
Meeting Date:
  MAY 17, 2011   Meeting Type:   Annual
Record Date:
  APR 04, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Remuneration Report   For   For   Management
3
  Elect Linda Stuntz as Director   For   For   Management
4
  Re-elect Josef Ackermann as Director   For   For   Management
5
  Re-elect Malcolm Brinded as Director   For   For   Management
6
  Elect Guy Elliott as Director   For   For   Management
7
  Re-elect Simon Henry as Director   For   For   Management
8
  Re-elect Charles Holliday as Director   For   For   Management
9
  Re-elect Lord Kerr of Kinlochard as Director   For   For   Management
10
  Elect Gerard Kleisterlee as Director   For   For   Management
11
  Re-elect Christine Morin-Postel as Director   For   For   Management
12
  Re-elect Jorma Ollila as Director   For   For   Management
13
  Re-elect Jeroen van der Veer as Director   For   For   Management
14
  Re-elect Peter Voser as Director   For   For   Management
15
  Re-elect Hans Wijers as Director   For   For   Management
16
  Reappoint PricewaterhouseCoopers LLP as Auditors of the Company   For   For   Management
17
  Authorise Board to Fix Remuneration of Auditors   For   For   Management
18
  Authorise Issue of Equity with Pre-emptive Rights   For   For   Management
19
  Authorise Issue of Equity without Pre-emptive Rights   For   For   Management
20
  Authorise Market Purchase   For   For   Management
21
  Authorise EU Political Donations and Expenditure   For   For   Management

Page 11

 

TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
             
Ticker:
  2330    Security ID:   874039100 
Meeting Date:
  JUN 09, 2011   Meeting Type:   Annual
Record Date:
  APR 11, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve 2010 Business Operations Report and Financial Statements   For   For   Management
2
  Approve 2010 Allocation of Income and Dividends   For   For   Management
3
  Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees   For   For   Management
4
  Approve Transfer of TSMC’s Solar Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the “Solar Business Transfer Plan” and “Solid State Lighting Business Transfer Plan”   For   For   Management
5.1
  Approve By-Election of Gregory C. Chow as Independent Director   For   For   Management
5.2
  Approve By-Election of Kok-Choo Chen as Independent Director   For   For   Management
6
  Transact Other Business   None   None   Management
TARGET CORPORATION
             
Ticker:
  TGT   Security ID:   87612E106 
Meeting Date:
  JUN 08, 2011   Meeting Type:   Annual
Record Date:
  APR 11, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Roxanne S. Austin   For   For   Management
2
  Elect Director Calvin Darden   For   For   Management
3
  Elect Director Mary N. Dillon   For   For   Management
4
  Elect Director James A. Johnson   For   For   Management
5
  Elect Director Mary E. Minnick   For   For   Management
6
  Elect Director Anne M. Mulcahy   For   For   Management
7
  Elect Director Derica W. Rice   For   For   Management
8
  Elect Director Stephen W. Sanger   For   For   Management
9
  Elect Director Gregg W. Steinhafel   For   For   Management
10
  Elect Director John G. Stumpf   For   For   Management
11
  Elect Director Solomon D. Trujillo   For   For   Management
12
  Ratify Auditors   For   For   Management
13
  Approve Omnibus Stock Plan   For   For   Management
14
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
15
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
16
  Adopt Compensation Benchmarking Policy   Against   For   Shareholder
17
  Report on Electronics Recycling and Preventing E-Waste Export   Against   For   Shareholder

Page 12

 

TEXAS INSTRUMENTS INCORPORATED
             
Ticker:
  TXN   Security ID:   882508104 
Meeting Date:
  APR 21, 2011   Meeting Type:   Annual
Record Date:
  FEB 22, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director R.W. Babb, Jr.   For   For   Management
2
  Elect Director D.A. Carp   For   For   Management
3
  Elect Director C.S. Cox   For   For   Management
4
  Elect Director S.P. MacMillan   For   For   Management
5
  Elect Director P.H. Patsley   For   For   Management
6
  Elect Director R.E. Sanchez   For   For   Management
7
  Elect Director W.R. Sanders   For   For   Management
8
  Elect Director R.J. Simmons   For   For   Management
9
  Elect Director R.K. Templeton   For   For   Management
10
  Elect Director C.T. Whitman   For   For   Management
11
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
12
  Advisory Vote on Say on Pay Frequency   Three Years   One Year   Management
13
  Ratify Auditors   For   For   Management
VERIZON COMMUNICATIONS INC.
             
Ticker:
  VZ   Security ID:   92343V104 
Meeting Date:
  MAY 05, 2011   Meeting Type:   Annual
Record Date:
  MAR 07, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Richard L. Carrion   For   For   Management
2
  Elect Director M. Frances Keeth   For   For   Management
3
  Elect Director Robert W. Lane   For   For   Management
4
  Elect Director Lowell C. Mcadam   For   For   Management
5
  Elect Director Sandra O. Moose   For   For   Management
6
  Elect Director Joseph Neubauer   For   For   Management
7
  Elect Director Donald T. Nicolaisen   For   For   Management
8
  Elect Director Clarence Otis, Jr.   For   For   Management
9
  Elect Director Hugh B. Price   For   For   Management
10
  Elect Director Ivan G. Seidenberg   For   For   Management
11
  Elect Director Rodney E. Slater   For   For   Management
12
  Elect Director John W. Snow   For   For   Management
13
  Ratify Auditors   For   For   Management
14
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
15
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
16
  Disclose Prior Government Service   Against   Against   Shareholder
17
  Performance-Based Equity Awards   Against   For   Shareholder
18
  Restore or Provide for Cumulative Voting   Against   For   Shareholder
19
  Amend Articles/Bylaws/Charter — Call Special Meetings   Against   For   Shareholder

Page 13

 

WASTE MANAGEMENT, INC.
             
Ticker:
  WM   Security ID:   94106L109 
Meeting Date:
  MAY 13, 2011   Meeting Type:   Annual
Record Date:
  MAR 16, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Pastora San Juan Cafferty   For   For   Management
2
  Elect Director Frank M. Clark, Jr.   For   For   Management
3
  Elect Director Patrick W. Gross   For   For   Management
4
  Elect Director John C. Pope   For   For   Management
5
  Elect Director W. Robert Reum   For   For   Management
6
  Elect Director Steven G. Rothmeier   For   For   Management
7
  Elect Director David P. Steiner   For   For   Management
8
  Elect Director Thomas H. Weidemeyer   For   For   Management
9
  Ratify Auditors   For   For   Management
10
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
11
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
12
  Provide Right to Call Special Meeting   For   For   Management
WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC
             
Ticker:
  MTT   Security ID:   95768A109 
Meeting Date:
  MAR 31, 2011   Meeting Type:   Annual
Record Date:
  JAN 28, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Paolo M. Cucchi   For   For   Management
1.2
  Elect Director Leslie H. Gelb   For   For   Management
1.3
  Elect Director R. Jay Gerken   For   For   Management
STERLING CAPITAL Equity Index FUND
This fund is a feeder fund, which holds shares of Master Investment Portfolio. The voting record for this fund can be found under the Master Investment Portfolio’s form N-PX. The CIK number for the Master Investment Portfolio is 0000915092. The SEC file number for the Master Investment Portfolio is 811-08162.
STERLING CAPITAL INTERMEDIATE US GOVERNMENT FUND
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
STERLING CAPITAL INTERNATIONAL FUND
ADANI ENTERPRISES LTD (FORMERLY ADANI EXPORTS)
             
Ticker:
  512599    Security ID:   Y00106131 
Meeting Date:
  AUG 21, 2010   Meeting Type:   Annual
Record Date:
            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Dividend of INR 1.00 Per Share   For   For   Management

Page 14

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
3
  Reappoint P.P. Shah as Director   For   Against   Management
4
  Reappoint J.H. Shah as Director   For   For   Management
5
  Reappoint Y. Miwa as Director   For   Against   Management
6
  Approve Dharmesh Parikh and Co. as Auditors and Authorize Board to Fix   For   For   Management
7
  Their Remuneration Approve Reappointment and Remuneration of R.S. Adani as Managing Director   For   For   Management
8
  Appoint D. Desai as Director   For   For   Management
9
  Approve Appointment and Remuneration of D. Desai as Executive Director   For   For   Management
10
  Approve Transfer of Register of Members, Documents, and Certificates to   For   For   Management
 
  Sharepro Services (India) Pvt. Ltd., Registrar and Transfer Agents            
AQUARIUS PLATINUM LIMITED
             
Ticker:
  AQP   Security ID:   G0440M128 
Meeting Date:
  NOV 23, 2010   Meeting Type:   Annual
Record Date:
            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Mr. Nicholas Sibley as Director   For   For   Management
2
  Elect Mr. Kofi Morna as Director   For   For   Management
3
  Amend Articles/Bylaws/Charter — Non-Routine   For   For   Management
4
  Authorize Share Repurchase Program   For   For   Management
5
  Approve Remuneration of Directors   For   For   Management
6
  Approve Auditors and Authorize Board to Fix Their Remuneration   For   For   Management
ASAHI GLASS CO. LTD.
             
Ticker:
  5201    Security ID:   J02394120 
Meeting Date:
  MAR 30, 2011   Meeting Type:   Annual
Record Date:
  DEC 31, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Allocation of Income, with a Final Dividend of JPY 14   For   For   Management
2.1
  Elect Director Ishimura, Kazuhiko   For   For   Management
2.2
  Elect Director Nishimi, Yuji   For   For   Management
2.3
  Elect Director Kato, Katsuhisa   For   For   Management
2.4
  Elect Director Fujino, Takashi   For   For   Management
2.5
  Elect Director Matsuo, Kunihiro   For   For   Management
2.6
  Elect Director Sawabe, Hajime   For   For   Management
2.7
  Elect Director Sakane, Masahiro   For   For   Management
3
  Appoint Statutory Auditor Haga, Kenji   For   For   Management
4
  Approve Adjustment to Aggregate Compensation Ceiling for Directors   For   For   Management
5
  Approve Stock Option Plan   For   For   Management

Page 15

 

ASCIANO GROUP
             
Ticker:
  AIO   Security ID:   Q0557G103 
Meeting Date:
  OCT 27, 2010   Meeting Type:   Annual
Record Date:
  OCT 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010   None   None   Management
2
  Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010   For   Against   Management
3
  Elect Peter George as a Director   For   For   Management
4
  Approve the Grant of Up to 3.36 Million Options to Mark Rowsthorn, CEO and Managing Director, with an Exercise Price of A$1.67 Each Under the Asciano Options and Rights Plan   For   For   Management
5
  Approve the Increase in Aggregate Amount of the Non-Executive Directors’ Remuneration to A$3 Million Per Annum   For   For   Management
6
  Approve the Amendment to the Company’s Constitution Regarding Destapling   For   For   Management
7
  Approve the Amendment to the Trust Constitution   For   For   Management
8
  Approve the Acquisition of All Ordinary Units of Asciano Finance Trust by Asciano Ltd by Way of a Trust Scheme   For   For   Management
9
  Approve Share Consolidation on a Two for One Basis and Any Fractional Entitlements Will be Rounded Off to the Nearest Whole Number   For   For   Management
ASIAN PAINTS LTD.
             
Ticker:
  500820    Security ID:   Y03637116 
Meeting Date:
  JUL 16, 2010   Meeting Type:   Annual
Record Date:
            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Final Dividend of INR 18.50 Per Share and Confirm Interim Dividend of INR 8.50 Per Share   For   For   Management
3
  Reappoint M. Shah as Director   For   For   Management
4
  Reappoint M.Choksi as Director   For   For   Management
5
  Reappoint T. Vakil as Director   For   For   Management
6
  Approve Shah & Co. and BSR & Associates as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration   For   For   Management
7
  Appoint S. Ramadorai as Director   For   For   Management
8
  Approve Appointment and Remuneration of J. Choksi as Executive — Marketing   For   For   Management
9
  Approve Appointment and Remuneration of V. Vakil as Management Trainee — Marketing   For   For   Management

Page 16

 

ASPEN PHARMACARE HOLDINGS LTD
             
Ticker:
  APN   Security ID:   S0754A105 
Meeting Date:
  NOV 26, 2010   Meeting Type:   Annual
Record Date:
            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports for Year Ended 30 June 2010   For   For   Management
2a
  Re-elect Judy Dlamini as Director   For   For   Management
2b
  Re-elect John Buchanan as Director   For   For   Management
2c
  Re-elect Rafique Bagus as Director   For   For   Management
2d
  Elect Abbas Hussain as Director   For   For   Management
3
  Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Eric MacKeown as the Audit Partner   For   For   Management
4
  Authorise Board to Fix Remuneration of the Auditors   For   For   Management
5
  Approve Remuneration of Non-Executive Directors   For   For   Management
6
  Approve Cash Distribution to Shareholders by Way of Reduction of Share Premium Account   For   For   Management
7
  Place Authorised but Unissued Shares under Control of Directors   For   Against   Management
8
  Approve the Restated Deeds of the Aspen Share Incentive Scheme, the Aspen Share Appreciation Plan and the Aspen South African Workers’ Share Plan   For   For   Management
9
  Place Authorised but Unissued Shares under Control of Directors for the Purpose of the Share Schemes   For   Against   Management
10
  Authorise an Executive Director to Ratify and Execute Approved Resolutions   For   For   Management
1
  Authorise Repurchase of Up to 20 Percent of Issued Share Capital   For   For   Management
BHP BILLITON PLC
             
Ticker:
  BLT   Security ID:   G10877101 
Meeting Date:
  OCT 21, 2010   Meeting Type:   Annual
Record Date:
  OCT 19, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Re-elect Dr John Buchanan as Director   For   For   Management
3
  Re-elect David Crawford as Director   For   For   Management
4
  Re-elect Keith Rumble as Director   For   For   Management
5
  Re-elect Dr John Schubert as Director   For   For   Management
6
  Re-elect Jacques Nasser as Director   For   For   Management
7
  Elect Malcolm Broomhead as Director   For   For   Management
8
  Elect Carolyn Hewson as Director   For   For   Management
9
  Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration   For   For   Management

Page 17

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
10
  Authorise Issue of Equity with Pre-emptive Rights   For   For   Management
11
  Authorise Issue of Equity without Pre-emptive Rights   For   For   Management
12
  Authorise Market Purchase   For   For   Management
13
  Approve Remuneration Report   For   For   Management
14
  Amend Long Term Incentive Plan   For   For   Management
15
  Approve Grant of Share Awards to Marius Kloppers   For   For   Management
16
  Amend the Constitution of BHP Billiton Limited   For   For   Management
17
  Amend Articles of Association of BHP Billiton plc   For   For   Management
CAIRN ENERGY PLC
             
Ticker:
  CNE   Security ID:   G17528251 
Meeting Date:
  OCT 07, 2010   Meeting Type:   Special
Record Date:
  OCT 05, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Sale by Cairn UK Holdings Limited of 51 Percent of the Fully Diluted Share Capital of Cairn India Limited   For   For   Management
CANON INC.
             
Ticker:
  7751    Security ID:   J05124144 
Meeting Date:
  MAR 30, 2011   Meeting Type:   Annual
Record Date:
  DEC 31, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Allocation of Income, with a Final Dividend of JPY 65   For   For   Management
2.1
  Elect Director Mitarai, Fujio   For   For   Management
2.2
  Elect Director Uchida, Tsuneji   For   For   Management
2.3
  Elect Director Tanaka, Toshizo   For   For   Management
2.4
  Elect Director Ikoma, Toshiaki   For   For   Management
2.5
  Elect Director Watanabe, Kunio   For   For   Management
2.6
  Elect Director Adachi, Yoroku   For   For   Management
2.7
  Elect Director Mitsuhashi, Yasuo   For   For   Management
2.8
  Elect Director Iwashita, Tomonori   For   For   Management
2.9
  Elect Director Osawa, Masahiro   For   For   Management
2.10
  Elect Director Matsumoto, Shigeyuki   For   For   Management
2.11
  Elect Director Shimizu, Katsuichi   For   For   Management
2.12
  Elect Director Banba, Ryoichi   For   For   Management
2.13
  Elect Director Honma, Toshio   For   For   Management
2.14
  Elect Director Nakaoka, Masaki   For   For   Management
2.15
  Elect Director Honda, Haruhisa   For   For   Management
2.16
  Elect Director Ozawa, Hideki   For   For   Management
2.17
  Elect Director Maeda, Masaya   For   For   Management
2.18
  Elect Director Tani, Yasuhiro   For   For   Management
2.19
  Elect Director Araki, Makoto   For   For   Management
3
  Appoint Statutory Auditor Oe, Tadashi   For   For   Management
4
  Approve Annual Bonus Payment to Directors   For   For   Management
5
  Approve Stock Option Plan   For   For   Management

Page 18

 

CHINA CONSTRUCTION BANK CORPORATION
             
Ticker:
  00939    Security ID:   Y1397N101 
Meeting Date:
  SEP 15, 2010   Meeting Type:   Special
Record Date:
  AUG 13, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Zhang Furong as Shareholder Representative Supervisor   For   For   Shareholder
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD.
             
Ticker:
  00144    Security ID:   Y1489Q103 
Meeting Date:
  AUG 12, 2010   Meeting Type:   Special
Record Date:
            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Connected Transaction with a Related Party   For   For   Management
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD.
             
Ticker:
  00144    Security ID:   Y1489Q103 
Meeting Date:
  AUG 12, 2010   Meeting Type:   Special
Record Date:
            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Reelect Bong Shu Ying Francis as Director   For   For   Management
CHINA NATIONAL BUILDING MATERIAL CO., LTD.
             
Ticker:
  03323    Security ID:   Y15045100 
Meeting Date:
  DEC 30, 2010   Meeting Type:   Special
Record Date:
  NOV 29, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Appoint Baker Tilly Hong Kong Limited as Auditors and Authorize Board to Fix Their Remuneration   For   For   Management
2
  Amend Articles of Association Re: Business Scope of the Company   For   For   Management

Page 19

 

CHINA RESOURCES ENTERPRISES, LTD.
             
Ticker:
  00291    Security ID:   Y15037107 
Meeting Date:
  DEC 22, 2010   Meeting Type:   Special
Record Date:
            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Master Lending Agreements and the Related Annual Caps   For   Against   Management
COMPASS GROUP PLC
             
Ticker:
  CPG   Security ID:   G23296182 
Meeting Date:
  FEB 03, 2011   Meeting Type:   Annual
Record Date:
  FEB 01, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Remuneration Report   For   For   Management
3
  Approve Final Dividend   For   For   Management
4
  Re-elect Sir Roy Gardner as Director   For   For   Management
5
  Re-elect Richard Cousins as Director   For   For   Management
6
  Re-elect Gary Green as Director   For   For   Management
7
  Re-elect Andrew Martin as Director   For   For   Management
8
  Re-elect Sir James Crosby as Director   For   For   Management
9
  Re-elect Steve Lucas as Director   For   For   Management
10
  Re-elect Susan Murray as Director   For   For   Management
11
  Re-elect Don Robert as Director   For   For   Management
12
  Re-elect Sir Ian Robinson as Director   For   For   Management
13
  Reappoint Deloitte LLP as Auditors of the Company   For   For   Management
14
  Authorise Board to Fix Remuneration of Auditors   For   For   Management
15
  Authorise EU Political Donations and Expenditure   For   For   Management
16
  Authorise Issue of Equity with Pre-emptive Rights   For   For   Management
17
  Authorise Issue of Equity without Pre-emptive Rights   For   For   Management
18
  Authorise Market Purchase   For   For   Management
19
  Authorise the Company to Call EGM with Two Weeks’ Notice   For   For   Management
DABUR INDIA LTD.
             
Ticker:
  500096    Security ID:   Y1855D140 
Meeting Date:
  AUG 31, 2010   Meeting Type:   Annual
Record Date:
            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Confirm Interim Dividend of INR 0.75 Per Share and Approve Final Dividend of INR 1.25 Per Share   For   For   Management
3
  Reappoint P. Burman as Director   For   Against   Management
4
  Reappoint Amit Burman as Director   For   For   Management
5
  Reappoint Anand Burman as Director   For   For   Management
6
  Reappoint P.D. Narang as Director   For   For   Management

Page 20

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
7
  Approve G. Basu & Co. as Auditors and Authorize Board to Fix Their Remuneration   For   For   Management
8
  Appoint A. Dua as Director   For   For   Management
9
  Approve Reappointment and Revision in Remuneration of S. Duggal as Executive Director and CEO   For   For   Management
10
  Approve Revision in Remuneration of P.D. Narang, Executive Director   For   For   Management
11
  Approve Pledging of Assets for Debt   For   Against   Management
12
  Approve Increase in Borrowing Powers to INR 20 Billion   For   Against   Management
13
  Authorize Capitalization of Reserves for Bonus Issue of up to 870 Million Equity Shares on the Basis of One Bonus Share for Every One Equity Share Held   For   For   Management
14
  Approve Increase in Authorized Share Capital from INR 1.45 Billion to INR 2 Billion by the Creation of 550 Million New Equity Shares of INR 1.00 Each and Amend Clause V of the Memorandum of Association to Reflect Increase in Authorized Share Capital   For   For   Management
15
  Amend Article 4 of the Articles of Association to Reflect Increase in Authorized Share Capital   For   For   Management
DIAGEO PLC
             
Ticker:
  DGE   Security ID:   G42089113
Meeting Date:
  OCT 14, 2010   Meeting Type:   Annual
Record Date:
  OCT 12, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Remuneration Report   For   For   Management
3
  Approve Final Dividend   For   For   Management
4
  Re-elect Peggy Bruzelius as Director   For   For   Management
5
  Re-elect Laurence Danon as Director   For   For   Management
6
  Re-elect Betsy Holden as Director   For   For   Management
7
  Re-elect Lord (Clive) Hollick of Notting Hill as Director   For   For   Management
8
  Re-elect Franz Humer as Director   For   For   Management
9
  Re-elect Philip Scott as Director   For   For   Management
10
  Re-elect Todd Stitzer as Director   For   For   Management
11
  Re-elect Paul Walker as Director   For   For   Management
12
  Re-elect Paul Walsh as Director   For   For   Management
13
  Elect Lord (Mervyn) Davies of Abersoch as Director   For   For   Management
14
  Elect Deirdre Mahlan as Director   For   For   Management
15
  Reappoint KPMG Audit plc as Auditors   For   For   Management
16
  Authorise Board to Fix Remuneration of Auditors   For   For   Management
17
  Authorise Issue of Equity with Pre-emptive Rights   For   For   Management
18
  Authorise Issue of Equity without Pre-emptive Rights   For   For   Management
19
  Authorise Market Purchase   For   For   Management
20
  Authorise EU Political Donations and Expenditure   For   For   Management

Page 21

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
21
  Amend Diageo 2001 Share Incentive Plan   For   For   Management
22
  Approve Diageo 2010 Sharesave Plan   For   For   Management
23
  Authorise the Company to Establish International Share Plans   For   For   Management
24
  Authorise the Company to Call EGM with Two Weeks’ Notice   For   For   Management
DR. REDDY’S LABORATORIES
                 
Ticker:
    500124     Security ID:   Y21089159
Meeting Date:
    JUL 23, 2010     Meeting Type:   Annual
Record Date:
                
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Dividend of INR 11.25 Per Share   For   For   Management
3
  Reappoint J.P. Moreau as Director   For   For   Management
4
  Reappoint K. Morparia as Director   For   For   Management
5
  Approve B.S.R. & Co. as Auditors and Authorize Board to Fix Their Remuneration   For   For   Management
6
  Appoint A.S. Ganguly as Director   For   For   Management
ELEKTA AB
             
Ticker:
  EKTA B   Security ID:   W2479G107
Meeting Date:
  SEP 21, 2010   Meeting Type:   Annual
Record Date:
  SEP 15, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Open Meeting   None   None   Management
2
  Elect Bertil Villard as Chairman of Meeting   For   For   Management
3
  Prepare and Approve List of Shareholders   For   For   Management
4
  Approve Agenda of Meeting   For   For   Management
5
  Designate Inspector(s) of Minutes of Meeting   For   For   Management
6
  Acknowledge Proper Convening of Meeting   For   For   Management
7
  Receive Financial Statements and Statutory Reports   None   None   Management
8
  Receive CEO’s and Chairman’s Reports   None   None   Management
9
  Approve Financial Statements and Statutory Reports   For   For   Management
10
  Approve Allocation of Income and Dividends of SEK 3.00 per Share   For   For   Management
11
  Approve Discharge of Board and President   For   For   Management
12
  Receive Report on Nominating Committee’s Work   None   None   Management
13
  Determine Number of Members (8) and Deputy Members (0) of Board   For   For   Management
14
  Approve Remuneration of Directors in the Aggregate Amount of SEK 2.89 Million; Approve Remuneration of Auditors   For   For   Management

Page 22

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
15
  Reelect Akbar Seddigh (Chairman), Hans Barella, Luciano Cattani, Vera Kallmeyer, Tommy Karlsson, Laurent Leksell, and Birgitta Goransson as Directors; Elect Jan Secher as New Director   For   For   Management
16
  Approve Remuneration Policy And Other Terms of Employment For Executive Management   For   For   Management
17a
  Authorize Repurchase of Issued Shares   For   For   Management
17b
  Authorize Reissuance of Repurchased Shares   For   For   Management
17c
  Approve Transfer of Shares to Participants in Performance Share Program 2010   For   For   Management
17d
  Approve Transfer of Shares to Cover Certain Expenditures in Connection with Performance Share Program 2009   For   For   Management
18
  Approve Performance Share Plan 2010   For   For   Management
19
  Authorize Chairman of Board and Representatives of Three to Five of Company’s Largest Shareholders to Serve on Nominating Committee   For   Against   Management
20
  Close Meeting   None   None   Management
EUTELSAT COMMUNICATIONS
             
Ticker:
  ETL   Security ID:   F3692M128
Meeting Date:
  NOV 09, 2010   Meeting Type:   Annual/Special
Record Date:
  NOV 04, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Financial Statements and Statutory Reports   For   For   Management
2
  Accept Consolidated Financial Statements and Statutory Reports   For   For   Management
3
  Approve Allocation of Income and Dividends of EUR 0.76 per Share   For   For   Management
4
  Approve Auditors’ Special Report on Related-Party Transactions   For   Against   Management
5
  Approve Board’s Special Report on Restricted Stock Plans Grants   For   For   Management
6
  Elect Carole Piwnica as Director   For   Against   Management
7
  Ratify Appointment of Francisco Reynes as Director   For   Against   Management
8
  Ratify Appointment of Olivier Rozenfeld as Director   For   For   Management
9
  Approve Remuneration of Directors in the Aggregate Amount of EUR 855,000   For   For   Management
10
  Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   Against   Management
11
  Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million   For   For   Management
12
  Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million   For   For   Management

Page 23

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
13
  Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to EUR 44 Million   For   For   Management
14
  Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   For   Against   Management
15
  Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 to 14   For   For   Management
16
  Authorize Capitalization of Reserves of Up to EUR 44 Million for Bonus Issue or Increase in Par Value   For   For   Management
17
  Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange   For   Against   Management
18
  Authorize Capital Increase of Up to EUR 44 Million for Future Exchange Offers   For   For   Management
19
  Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   For   For   Management
20
  Authorize Issuance of Equity upon Conversion of a Subsidiary’s Equity-Linked Securities for Up to EUR 44 Million   For   For   Management
21
  Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 1.5 Billion   For   For   Management
22
  Approve Employee Stock Purchase Plan   For   For   Management
23
  Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan   For   Against   Management
24
  Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan   For   Against   Management
25
  Approve Reduction in Share Capital via Cancellation of Repurchased Shares   For   For   Management
26
  Authorize Filing of Required Documents/Other Formalities   For   For   Management
GOLDEN EAGLE RETAIL GROUP LTD.
                 
Ticker:
    03308     Security ID:   G3958R109
Meeting Date:
    DEC 21, 2010     Meeting Type:   Special
Record Date:
                
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Acquistion by Xuzhou Golden Eagle International Industry Co., Ltd. of the Entire Equity Interest in Xuzhou Jinhao Investment Management Co., Ltd. Pursuant the Equity Transfer Agreement   For   For   Management
2
  Approve Lease Agreement (Additional Xianlin Retail Area) and Related Transactions   For   For   Management
3
  Approve Proposed Annual Caps for the Rental in Respect of the Xianlin Golden Eagle Lease Agreements for Each of the Three Years Ending Dec. 31, 2012   For   For   Management

Page 24

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
4
  Approve Proposed Revised Annual Caps for Each of the Two Years Ending Dec. 31, 2010 and 2011   For   For   Management
5
  Approve 2011 Xinjiekou Tenancy Agreement and Related Transactions   For   For   Management
6
  Approve Proposed Annual Caps for the 2011 Xinjiekou Tenancy Agreement for Each of the Three Years Ending Dec. 31, 2013   For   For   Management
7
  Approve 2011 Lease Agreement (Additional Shanghai Premises) and Related Transactions   For   For   Management
8
  Approve Proposed Annual Caps for the 2011 Lease Agreement (Additional Shanghai Premises) for Each of the Three Years Ending Dec. 31, 2013   For   For   Management
9
  Approve 2011 Project Management Services Agreement and Related Transactions   For   For   Management
10
  Approve Proposed Annual Caps for the 2011 Project Management Services Agreement for Each of the Three Years Ending Dec. 31, 2013   For   For   Management
11
  Approve 2011 Decoration Services Agreement and Related Transactions   For   For   Management
12
  Approve Proposed Annual Caps for the 2011 Decoration Services Agreement for Each of the Three Years Ending Dec. 31, 2013   For   For   Management
GOME ELECTRICAL APPLIANCES HOLDINGS LTD (FORMERLY CHINA EAGL
                 
Ticker:
    00493     Security ID:   G3978C124
Meeting Date:
    SEP 28, 2010     Meeting Type:   Special
Record Date:
    SEP 22, 2010          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Reelect Zhu Jia as Non-Executive Director   For   For   Management
2
  Reelect Ian Andrew Reynolds as Non-Executive Director   For   For   Management
3
  Reelect Wang Li Hong as Non-Executive Director   For   For   Management
4
  Revoke Existing General Mandate to Issue Shares   Against   Against   Shareholder
5
  Remove Chen Xiao as Executive Director and Chairman of the Board   Against   Against   Shareholder
6
  Remove Sun Yi Ding as Executive Director   Against   Against   Shareholder
7
  Elect Zou Xiao Chun as Executive Director   Against   Against   Shareholder
8
  Elect Huang Yan Hong as Director   Against   Against   Shareholder

Page 25

 

GRUPO COMERCIAL CHEDRAUI S.A.B. DE C.V.
             
Ticker:
  CHDRAUIB   Security ID:   P4612W104
Meeting Date:
  AUG 26, 2010   Meeting Type:   Special
Record Date:
            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Cancellation of Company Treasury Shares; Consequently Reduce Share Capital; Amend Article 6 of Company Bylaws Accordingly   For   For   Management
2
  Approve of the Creation of the Reserve Funds for the Acquisition of the Company’s Own Shares   For   For   Management
3
  Set Maximum Nominal Amount for Share Repurchase   For   For   Management
4
  Set Company’s Responsibility Policy in Relation to Directors and Officers   For   For   Management
5
  Elect New Director of the Board and Secretary   For   For   Management
6
  Designate Inspector or Shareholder Representative(s) of Minutes of Meeting   For   For   Management
GRUPO FINANCIERO BANORTE S.A.B. DE C.V.
             
Ticker:
  GFNORTEO   Security ID:   P49501201
Meeting Date:
  OCT 04, 2010   Meeting Type:   Special
Record Date:
            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Directors   For   Against   Management
2
  Approve Dividends of MXN 0.17 Per Share   For   For   Management
3
  Present Auditor Report   For   For   Management
4
  Designate Inspector or Shareholder Representative(s) of Minutes of Meeting   For   For   Management
5
  Approve Minutes of Meeting   For   For   Management
H & M HENNES & MAURITZ
             
Ticker:
  HMB   Security ID:   W41422101
Meeting Date:
  OCT 20, 2010   Meeting Type:   Special
Record Date:
  OCT 14, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Open Meeting   None   None   Management
2
  Elect Chairman of Meeting   For   For   Management
3
  Prepare and Approve List of Shareholders   For   For   Management
4
  Approve Agenda of Meeting   For   For   Management
5
  Designate Inspector(s) of Minutes of Meeting   For   For   Management
6
  Acknowledge Proper Convening of Meeting   For   For   Management
7
  Approve an Incentive Programme for all Employees of the H&M Group   For   For   Management
8
  Amend Remuneration Policy And Other Terms of Employment For Executive Management   For   For   Management
9
  Close Meeting   None   None   Management

Page 26

 

HANG LUNG PROPERTIES LTD.
                 
Ticker:
    00101     Security ID:   Y30166105
Meeting Date:
    OCT 20, 2010     Meeting Type:   Annual
Record Date:
                
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Final Dividend   For   For   Management
3a
  Reelect Dominic Chiu Fai Ho as Director   For   For   Management
3b
  Reelect Ronnie Chichung Chan as Director   For   For   Management
3c
  Reelect Philip Nan Lok Chen as Director   For   For   Management
3d
  Reelect William Pak Yau Ko as Director   For   For   Management
3e
  Reelect Henry Tze Yin Yiu as Director   For   For   Management
3f
  Reelect Hau Cheong Ho as Director   For   For   Management
3g
  Approve Remuneration of Directors   For   For   Management
4
  Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration   For   For   Management
5
  Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   Management
6
  Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   For   Against   Management
7
  Authorize Reissuance of Repurchased Shares   For   Against   Management
HYUNDAI MOTOR CO.
                 
Ticker:
    005380     Security ID:   Y38472109
Meeting Date:
    MAR 11, 2011     Meeting Type:   Annual
Record Date:
    DEC 31, 2010          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Appropriation of Income and Dividend of KRW 1,500 per Common Share   For   For   Management
2
  Elect Two Inside Directors and Two Outside Directors (Bundled)   For   Against   Management
3
  Elect Oh Se-Bin as Member of Audit Committee   For   For   Management
4
  Amend Articles of Incorporation   For   For   Management
5
  Approve Total Remuneration of Inside Directors and Outside Directors   For   For   Management
IMPERIAL TOBACCO GROUP PLC
             
Ticker:
  IMT   Security ID:   G4721W102
Meeting Date:
  FEB 02, 2011   Meeting Type:   Annual
Record Date:
  JAN 31, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Remuneration Report   For   For   Management

Page 27

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
3
  Approve Final Dividend   For   For   Management
4
  Re-elect Ken Burnett as Director   For   For   Management
5
  Re-elect Alison Cooper as Director   For   For   Management
6
  Re-elect Robert Dyrbus as Director   For   For   Management
7
  Re-elect Michael Herlihy as Director   For   For   Management
8
  Re-elect Pierre Jungels as Director   For   For   Management
9
  Re-elect Susan Murray as Director   For   For   Management
10
  Re-elect Iain Napier as Director   For   For   Management
11
  Re-elect Berge Setrakian as Director   For   For   Management
12
  Re-elect Mark Williamson as Director   For   For   Management
13
  Reappoint PricewaterhouseCoopers LLP as Auditors   For   For   Management
14
  Authorise Board to Fix Remuneration of Auditors   For   For   Management
15
  Authorise EU Political Donations and Expenditure   For   For   Management
16
  Extend the Grant of Options under the French Appendix to the Imperial Tobacco Group International Sharesave Plan   For   For   Management
17
  Authorise Issue of Equity with Pre-emptive Rights   For   For   Management
18
  Authorise Issue of Equity without Pre-emptive Rights   For   For   Management
19
  Authorise Market Purchase   For   For   Management
20
  Authorise the Company to Call EGM with Two Weeks’ Notice   For   For   Management
21
  Adopt New Articles of Association   For   For   Management
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
                 
Ticker:
    01398     Security ID:   ADPV10686
Meeting Date:
    SEP 21, 2010     Meeting Type:   Special
Record Date:
    AUG 13, 2010          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a
  Approve Type and Nominal Value of the Rights Shares   For   For   Management
1b
  Approve Proportion and Number of the Rights Shares to be Issued   For   For   Management
1c
  Approve Subscription Price for the Rights Shares   For   For   Management
1d
  Approve Target Subscribers for the Rights Issue   For   For   Management
1e
  Approve Use of Proceeds   For   For   Management
1f
  Approve Effective Period of the Resolution   For   For   Management
1g
  Approve Authorization for the Rights Issue   For   For   Management
2
  Approve Arrangements for the Accumulated Undistributed Profits Prior to the Completion of the Rights Issue of A Shares and H Shares   For   For   Management
3
  Approve Feasibility Analysis Report on Use of Proceeds from the Rights Issue of A Shares and H Shares   For   For   Management
4
  Approve Report on Utilization of Proceeds from Previous Issuances   For   For   Management
5
  Authorize Board to Fix Remuneration of Directors and Supervisors   For   For   Management
6
  Elect Xu Shanda as Independent Non-Executive Director   For   For   Management

Page 28

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
7
  Elect Li Xiaopeng as Executive Director   None   For   Shareholder
8
  Approve Utilization of Proceeds from the Previous Issuance of A Share Convertible Bonds   None   For   Shareholder
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
                 
Ticker:
    01398     Security ID:   ADPV10686
Meeting Date:
    SEP 21, 2010     Meeting Type:   Special
Record Date:
    AUG 13, 2010          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a
  Approve Types and Nominal Value of Securities to be Issued in Relation to the Rights Issue of A Shares and H Shares   For   For   Management
1b
  Approve Proportion and Number of Shares to be Issued in Relation to the Rights Issue of A Shares and H Shares   For   For   Management
1c
  Approve Subscription Price and Basis for Price Determination in Relation to the Rights Issue of A Shares and H Shares   For   For   Management
1d
  Approve Target Subscribers in Relation to the Rights Issue of A Shares and H Shares   For   For   Management
1e
  Approve Amount and Use of Proceeds in Relation to the Rights Issue of A Shares and H Shares   For   For   Management
1f
  Approve Effective Period of the Resolutions in Relation to the Rights Issue of A Shares and H Shares   For   For   Management
1g
  Approve Authorization for the Rights Issue in Relation to the Rights Issue of A Shares and H Shares   For   For   Management
ITC LTD.
                 
Ticker:
    500875     Security ID:   Y4211T171
Meeting Date:
    JUL 23, 2010     Meeting Type:   Annual
Record Date:
                
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Special Centenary Dividend of INR 5.50 Per Share and Dividend of INR 4.50 Per Share   For   For   Management
3
  Appoint Directors in Place of Those Retiring by Rotation   For   Against   Management
4
  Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration   For   For   Management
5
  Appoint A. Baijal as Director   For   Against   Management
6
  Appoint A. Banerjee as Director   For   For   Management
7
  Appoint A.V.G. Kumar as Director   For   For   Management

Page 29

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
8
  Approve Appointment and Remuneration of K.N. Grant as Executive Director   For   For   Management
9
  Approve Appointment and Remuneration of A. Singh as Executive Director   For   For   Management
10
  Approve Revision in Remuneration of Executive Directors   For   For   Management
11
  Approve Increase in Authorized Share Capital from INR 5 Billion to INR 10 Billion by the Creation of Additional 5 Billion Ordinary Shares   For   For   Management
12
  Amend Article 4 of the Articles of Association to Reflect Increase in Authorized Share Capital   For   For   Management
13
  Authorize Capitalization of Reserves for Bonus Issue of Ordinary Shares on the Basis of One Bonus Share for Every One Existing Ordinary Share Held   For   For   Management
14
  Approve ITC Employee Stock Option Scheme — 2010 (Scheme)   For   Against   Management
15
  Approve Stock Option Plan Grants to Employees Including Executive Directors of Subsidiary Companies Under the Sheme   For   Against   Management
JERONIMO MARTINS SGPS S.A
             
Ticker:
  JMT   Security ID:   X40338109
Meeting Date:
  DEC 15, 2010   Meeting Type:   Special
Record Date:
  DEC 08, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Interim Balance Sheet   For   For   Management
2
  Approve Dividends from Reserves   For   For   Management
JSW STEEL LTD. (FRMRLY. JINDAL VIJAYNAGAR STEEL)
                 
Ticker:
    500228     Security ID:   Y44680109
Meeting Date:
    DEC 04, 2010     Meeting Type:   Special
Record Date:
    OCT 15, 2010          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Issuance of up to 977,906 Shares to JFE Steel Corporation, a Non-Promoter Company   For   For   Management
2
  Approve Issuance of up to 3.09 Million Global Depository Receipts to JFE Steel Corporation, a Non-Promoter Company   For   For   Management
KINROSS GOLD CORPORATION
             
Ticker:
  K   Security ID:   496902404
Meeting Date:
  SEP 15, 2010   Meeting Type:   Special
Record Date:
  AUG 11, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Issuance of Shares and Warrants in Connection with Acquisition   For   Against   Management

Page 30

 

L’OCCITANE INTERNATIONAL S.A.
                 
Ticker:
    00973     Security ID:   L6071D109
Meeting Date:
    SEP 30, 2010     Meeting Type:   Annual
Record Date:
                
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Consolidated Financial Statements and Statutory Reports   For   Did Not Vote   Management
2.A
  Approve Share Option Plan   For   Did Not Vote   Management
2.B
  Approve Free Share Plan   For   Did Not Vote   Management
3.A
  Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 20 Percent of Issued Share Capital   For   Did Not Vote   Management
3.B
  Authorize Repurchase of Up to Ten Percent of Issued Share Capital   For   Did Not Vote   Management
3.C
  Authorize Reissuance of Repurchased Shares   For   Did Not Vote   Management
1
  Authorize Board to Fix Remuneration of Directors   For   Did Not Vote   Management
2
  Ratify PricewaterhouseCoopers as Auditors   For   Did Not Vote   Management
3
  Approve Discharge of Directors   For   Did Not Vote   Management
4
  Approve Discharge of Auditors   For   Did Not Vote   Management
LARSEN & TOUBRO LTD
                 
Ticker:
    500510     Security ID:   Y5217N159
Meeting Date:
    AUG 26, 2010     Meeting Type:   Annual
Record Date:
                
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Dividend of INR 12.50 Per Share   For   For   Management
3
  Reappoint B. Ramani as Director   For   Against   Management
4
  Reappoint S. Bhargava as Director   For   For   Management
5
  Reappoint J.P. Nayak as Director   For   For   Management
6
  Reappoint Y.M. Deosthalee as Director   For   For   Management
7
  Reappoint M.M. Chitale as Director   For   For   Management
8
  Reappoint N.M. Raj as Director   For   For   Management
9
  Approve Reappointment and Remuneration of Y.M. Deosthalee as Executive Director   For   For   Management
10
  Approve Reappointment and Remuneration of M.V. Kotwal as Executive Director   For   For   Management
11
  Approve Commission Remuneration of Non-Executive Directors   For   For   Management
12
  Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $600 Million   For   For   Management
13
  Approve Sharp & Tannan as Auditors and Authorize Board to Fix Their Remuneration   For   For   Management

Page 31

 

LI & FUNG LIMITED
                 
Ticker:
    00494     Security ID:   G5485F144
Meeting Date:
    SEP 13, 2010     Meeting Type:   Special
Record Date:
                
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Scheme of Arrangement   For   For   Management
LIHIR GOLD LTD.
             
Ticker:
  LGL   Security ID:   Y5285N149
Meeting Date:
  AUG 23, 2010   Meeting Type:   Court
Record Date:
  AUG 21, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve the Scheme of Arrangement between Lihir Gold Limited and the Scheme Participants   For   For   Management
MAGNIT OAO
             
Ticker:
  MGNT   Security ID:   55953Q202
Meeting Date:
  JAN 20, 2011   Meeting Type:   Special
Record Date:
  DEC 10, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Ratify Ernst & Young LLC as Auditor for International Financial Reporting Standards   None   Against   Management
1.2
  Ratify ZAO Deloitte & Touche CIS as Auditor for International Financial Reporting Standards   None   For   Management
2
  Approve Related-Party Transaction   For   Against   Management
MARINE HARVEST ASA (FORMERLY PAN FISH ASA)
             
Ticker:
  MHG   Security ID:   R2326D105
Meeting Date:
  AUG 23, 2010   Meeting Type:   Special
Record Date:
            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting   For   For   Management
2
  Approve Notice of Meeting and Agenda   For   For   Management
3
  Approve Dividends of NOK 0.20 Per Share   For   For   Management

Page 32

 

MARINE HARVEST ASA (FORMERLY PAN FISH ASA)
             
Ticker:
  MHG   Security ID:   R2326D105
Meeting Date:
  DEC 07, 2010   Meeting Type:   Special
Record Date:
            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting   For   For   Management
2
  Approve Notice of Meeting and Agenda   For   For   Management
3
  Approve Dividends of NOK 0.05 Per Share   For   For   Management
MMC NORILSK NICKEL
             
Ticker:
  GMKN   Security ID:   46626D108
Meeting Date:
  OCT 21, 2010   Meeting Type:   Proxy Contest
Record Date:
  SEP 10, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
 
  Management Proxy (White Card)   None        
1
  Shareholder Proposal: Approve Early Termination of Powers of Board of Directors   Against   For   Shareholder
2.1
  Shareholder Proposal: Elect Boris Bakal as Director   For   Against   Shareholder
2.2
  Shareholder Proposal: Elect Lucian Bebchuk as Director   Against   Against   Shareholder
2.3
  Shareholder Proposal: Elect Andrey Bugrov as Director   For   Against   Shareholder
2.4
  Shareholder Proposal: Elect Terence Wilkinson as Director   Against   For   Shareholder
2.5
  Shareholder Proposal: Elect Aleksandr Voloshin as Director   Against   Against   Shareholder
2.6
  Shareholder Proposal: Elect Maksim Goldman as Director   Against   Against   Shareholder
2.7
  Shareholder Proposal: Elect Oleg Deripaska as Director   For   Against   Shareholder
2.8
  Shareholder Proposal: Elect Marianna Zakharova as Director   For   Against   Shareholder
2.9
  Shareholder Proposal: Elect Vladimir Kantorovich as Director   Against   Against   Shareholder
2.10
  Shareholder Proposal: Elect Andrey Klishas as Director   For   Against   Shareholder
2.11
  Shareholder Proposal: Elect Dmitry Kostoev as Director   For   Against   Shareholder
2.12
  Shareholder Proposal: Elect Valery Matvienko as Director   Against   Against   Shareholder
2.13
  Shareholder Proposal: Elect Bradford Alan Mills as Director   For   Against   Shareholder
2.14
  Shareholder Proposal: Elect Oleg Pivovarchuk as Director   For   Against   Shareholder
2.15
  Shareholder Proposal: Elect Dmitry Razumov as Director   Against   Against   Shareholder
2.16
  Shareholder Proposal: Elect Nathaniel Rothschild as Director   Against   Against   Shareholder
2.17
  Shareholder Proposal: Elect Maksim Sokov as Director   For   Against   Shareholder
2.18
  Shareholder Proposal: Elect Vladislav Soloviev as Director   For   Against   Shareholder

Page 33

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
2.19
  Shareholder Proposal: Elect Vladimir Strzhalkovsky as Director   For   Against   Shareholder
2.20
  Shareholder Proposal: Elect Vasily Titov as Director   For   Against   Shareholder
2.21
  Shareholder Proposal: Elect Gerard Holden as Director   For   For   Shareholder
                 
#   Proposal   Diss Rec   Vote Cast   Sponsor
 
  Dissident Proxy (Green Card)   None        
1
  Shareholder Proposal: Approve Early Termination of Powers of Board of Directors   For   Did Not Vote   Shareholder
2.1
  Elect Director Lucian Bebchuk   For   Did Not Vote   Shareholder
2.2
  Elect Director Terence Wilkinson   For   Did Not Vote   Shareholder
2.3
  Elect Director John Gerard Holden   For   Did Not Vote   Shareholder
MUNDRA PORT AND SPECIAL ECONOMIC ZONE LTD
                 
Ticker:
    532921     Security ID:   Y61448109
Meeting Date:
    AUG 21, 2010     Meeting Type:   Annual
Record Date:
                
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Dividend on Preference Shares   For   For   Management
3
  Approve Final Dividend of INR 1.50 Per Equity Share   For   For   Management
4
  Reappoint R.R. Sinha as Director   For   For   Management
5
  Reappoint D.T. Joseph as Director   For   For   Management
6
  Reappoint K.N. Venkatasubramanian as Director   For   For   Management
7
  Approve S.R. Batliboi & Associates as Auditors and Authorize Board to Fix Their Remuneration   For   For   Management
8
  Appoint P. Kumar as Director   For   For   Management
9
  Approve Revision in the Remuneration of M. Mahadevia, Executive Director   For   For   Management
10
  Approve Revision in the Remuneration of R.R. Sinha, Executive Director   For   For   Management
11
  Approve Variation in the Utilization of IPO Proceeds   For   For   Management
12
  Approve Five-for-One Stock Split and Amend Clause V of the Memorandum of Association to Reflect Changes in Authorized Share Capital   For   For   Management
13
  Amend Articles of Association Re: Termination of Share Purchase Agreement Between the Company and the Investors   For   For   Management

Page 34

 

NEWCREST MINING LTD.
             
Ticker:
  NCM   Security ID:   Q6651B114
Meeting Date:
  OCT 28, 2010   Meeting Type:   Annual
Record Date:
  OCT 26, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010   None   None   Management
2a
  Elect Richard Lee as a Director   For   For   Management
2b
  Elect John Spark as a Director   For   For   Management
2c
  Elect Tim Poole as a Director   For   For   Management
2d
  Elect Greg Robinson as a Director   For   For   Management
3
  Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010   For   For   Management
4
  Approve the Increase in Non-Executive Directors’ Maximum Aggregate Remuneration to A$2.7 Million Per Annum   For   For   Management
NOVATEK OAO (FORMERLY NOVAFININVEST OAO)
                 
Ticker:
  NOTK   Security ID:   669888109    
Meeting Date:
  OCT 14, 2010   Meeting Type:   Special    
Record Date:
  SEP 09, 2010            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Interim Dividends of RUB 1.50 per Ordinary Share for First Six Months of 2010   For   For   Management
2
  Approve Related-Party Transaction with OAO Gazprom Re: Gas Transportation Services Agreement   For   For   Management
3
  Approve Related-Party Transaction with OAO Gazprom Re: Gas Delivery Agreement   For   For   Management
NOVOROSSIYSK COMMERCIAL SEA PORT OJSC
             
Ticker:
  NMTP   Security ID:   67011U208
Meeting Date:
  DEC 16, 2010   Meeting Type:   Special
Record Date:
  NOV 08, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Large-Scale Related-Party Transaction Re: Acquisition of 100-Percent Interest in Primorsk Trade Port LLC   For   Against   Management
POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI S.A.
             
Ticker:
  PKO   Security ID:   X6919X108
Meeting Date:
  JUL 23, 2010   Meeting Type:   Special
Record Date:
  JUN 09, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Approve Allocation of Income   For   For   Management
1.2
  Approve Dividends of PLN 0.80 per Share   For   For   Management
2
  Close Meeting   None   None   Management

Page 35

 

RELIANCE CAPITAL LTD
             
Ticker:
  500111   Security ID:   Y72561114
Meeting Date:
  SEP 28, 2010   Meeting Type:   Annual
Record Date:
            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Dividend of INR 6.50 Per Share   For   For   Management
3
  Reappoint R.P. Chitale as Director   For   For   Management
4
  Approve Chaturvedi & Shah and B S R & Co as Auditors and Authorize Board to Fix Their Remuneration   For   For   Management
5
  Appoint B. Samal as Director   For   For   Management
6
  Appoint V.N. Kaul as Director   For   For   Management
7
  Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 15 Percent of the Company’s Issued Share Capital to Qualified Institutional Buyers   For   For   Management
8
  Approve Commission Remuneration for Non-Executive Directors   For   For   Management
9
  Approve Reappointment and Remuneration of V.R. Mohan as President, Company Secretary, and Manager of the Company   For   For   Management
SABMILLER PLC
             
Ticker:
  SAB   Security ID:   G77395104
Meeting Date:
  JUL 22, 2010   Meeting Type:   Annual
Record Date:
  JUL 20, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Remuneration Report   For   For   Management
3
  Elect Mark Armour as Director   For   For   Management
4
  Elect Howard Willard as Director   For   For   Management
5
  Re-elect Meyer Kahn as Director   For   For   Management
6
  Re-elect John Manser as Director   For   For   Management
7
  Re-elect Dinyar Devitre as Director   For   For   Management
8
  Re-elect Miles Morland as Director   For   For   Management
9
  Re-elect Cyril Ramaphosa as Director   For   For   Management
10
  Re-elect Malcolm Wyman as Director   For   For   Management
11
  Approve Final Dividend   For   For   Management
12
  Reappoint PricewaterhouseCoopers LLP as Auditors   For   For   Management
13
  Authorise Board to Fix Remuneration of Auditors   For   For   Management
14
  Authorise Issue of Equity with Pre-emptive Rights   For   For   Management
15
  Authorise Issue of Equity without Pre-emptive Rights   For   For   Management
16
  Authorise Market Purchase   For   For   Management
17
  Authorise the Company to Call EGM with Two Weeks’ Notice   For   For   Management
18
  Adopt New Articles of Association   For   For   Management

Page 36

 

SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
             
Ticker:
  01066   Security ID:   Y76810103
Meeting Date:
  OCT 08, 2010   Meeting Type:   Special
Record Date:
  SEP 08, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Bonus H Share Issue on the Basis of One Bonus H Share for Every one H Share and one Bonus Non-listed Share for Every One Non-listed Share in Issue   For   For   Management
2
  Approve Issuance of Shares Pursuant to the Bonus Issue   For   For   Management
3
  Approve Increase of Authorized Share Capital from RMB 107.6 million to RMB 215.3 million Upon Completion of the Bonus Issue   For   For   Management
4
  Authorize Board to Do All Such Acts Necessary to Implement the Bonus Issue   For   For   Management
5
  Amend Articles of Association   For   For   Management
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
             
Ticker:
  01066   Security ID:   Y76810103
Meeting Date:
  OCT 08, 2010   Meeting Type:   Special
Record Date:
  SEP 08, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Bonus H Share Issue on the Basis of One Bonus H Share for Every one H Share and one Bonus Non-listed Share for Every One Non-listed Share in Issue   For   For   Management
2
  Approve Issuance of Shares Pursuant to the Bonus Issue   For   For   Management
3
  Approve Increase of Authorized Share Capital from RMB 107.6 million to RMB 215.3 million Upon Completion of the Bonus Issue   For   For   Management
4
  Authorize Board to Do All Such Acts Necessary to Implement the Bonus Issue   For   For   Management
5
  Amend Articles of Association   For   For   Management
SHOPRITE HOLDINGS LTD
             
Ticker:
  SHP   Security ID:   S76263102
Meeting Date:
  OCT 25, 2010   Meeting Type:   Annual
Record Date:
            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports for Year Ended 30 June 2010   For   For   Management
2
  Approve Remuneration of Non-Executive Directors for the Year Ended 30 June 2010   For   For   Management

Page 37

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
3
  Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and H Doman as the Individual Registered Auditor   For   For   Management
4
  Approve Final Dividend of 147 Cents Per Ordinary Share   For   For   Management
5
  Elect EC Kieswetter as Director   For   For   Management
6
  Re-elect B Harisunker as Director   For   For   Management
7
  Re-elect JW Basson as Director   For   For   Management
8
  Re-elect CG Goosen as Director   For   For   Management
9
  Place Authorised but Unissued Shares under Control of Directors   For   For   Management
10
  Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital   For   For   Management
1
  Authorise Repurchase of Up to Five Percent of Issued Share Capital   For   For   Management
SIEMENS AG
             
Ticker:
  SIE   Security ID:   D69671218
Meeting Date:
  JAN 25, 2011   Meeting Type:   Annual
Record Date:
            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2009/2010 (Non-Voting)   None   None   Management
2
  Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting)   None   None   Management
3
  Approve Allocation of Income and Dividends of EUR 2.70 per Share   For   For   Management
4
  Approve Discharge of Management Board for Fiscal 2009/2010   For   For   Management
5
  Approve Discharge of Supervisory Board for Fiscal 2009/2010   For   For   Management
6
  Approve Remuneration System for Management Board Members   For   For   Management
7
  Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 and for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010/2011   For   For   Management
8
  Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   For   For   Management
9
  Authorize Use of Financial Derivatives when Repurchasing Shares   For   For   Management
10
  Approve Creation of EUR 90 Million Pool of Capital to Guarantee Conversion Rights for Issuance of Shares to Employees   For   For   Management
11
  Approve Remuneration of Supervisory Board   For   For   Management

Page 38

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
12
  Approve Affiliation Agreements with Siemens Finance GmbH   For   For   Management
13
  Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 270 Million Pool of Capital to Guarantee Conversion Rights   For   For   Management
14
  Amend Corporate Purpose   Against   Against   Shareholder
SISTEMA JSFC
             
Ticker:
  AFKC   Security ID:   48122U204
Meeting Date:
  AUG 02, 2010   Meeting Type:   Special
Record Date:
  JUN 28, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Related-Party Transaction Re: Guarantee Agreement with OAO Svyazinvest   For   For   Management
SODEXO
             
Ticker:
  SW   Security ID:   F84941123
Meeting Date:
  JAN 24, 2011   Meeting Type:   Annual/Special
Record Date:
  JAN 19, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Financial Statements and Discharge Directors   For   For   Management
2
  Approve Allocation of Income and Dividends of EUR 1.35 per Share   For   For   Management
3
  Acknowledge Auditors’ Special Report Regarding Related-Party Transactions and Absence of New Related-Party Transaction   For   Against   Management
4
  Approve Remuneration of Directors in the Aggregate Amount of EUR 530,000   For   For   Management
5
  Reelect PricewaterhouseCoopers as Auditor   For   For   Management
6
  Ratify Yves Nicolas as Alternate Auditor   For   For   Management
7
  Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   Management
8
  Amend Article 18 of Bylaws Re: Dividends   For   Against   Management
9
  Approve Decision to Implement Staggered Election   For   For   Management
10
  Reelect Robert Baconnier as Director   For   For   Management
11
  Reelect Paul Jeanbart as Director   For   Against   Management
12
  Reelect Patricia Bellinger as Director   For   For   Management
13
  Reelect Michel Landel as Director   For   For   Management
14
  Reelect Peter Thompson as Director   For   For   Management
15
  Authorize Filing of Required Documents/Other Formalities   For   For   Management

Page 39

 

SUMITOMO TRUST & BANKING CO. LTD.
             
Ticker:
  8403   Security ID:   J77970101
Meeting Date:
  DEC 22, 2010   Meeting Type:   Special
Record Date:
  SEP 30, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Share Exchange Agreement with Chuo Mitsui Trust Holdings   For   For   Management
2
  Amend Articles To Delete References to Record Date   For   For   Management
3
  Approve Share Exchange Agreement with Chuo Mitsui Trust Holdings   For   For   Management
TATA STEEL LTD (FORMERLY TATA IRON & STEEL CO LTD)
             
Ticker:
  500470   Security ID:   Y8547N139
Meeting Date:
  JUL 12, 2010   Meeting Type:   Special
Record Date:
  MAY 14, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Issuance of up to 15 Million Ordinary Shares and 12 Million Warrants to Tata Sons Ltd., Promoter of the Company   For   For   Management
TATA STEEL LTD (FORMERLY TATA IRON & STEEL CO LTD)
             
Ticker:
  500470   Security ID:   Y8547N139
Meeting Date:
  AUG 13, 2010   Meeting Type:   Annual
Record Date:
            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Interim Dividend on Preference Shares of INR 0.84 Per Share   For   For   Management
3
  Approve Dividend on Ordinary Shares of INR 8.00 Per Share   For   For   Management
4
  Reappoint S.M. Palia as Director   For   For   Management
5
  Reappoint S. Krishna as Director   For   Against   Management
6
  Reappoint I. Hussain as Director   For   For   Management
7
  Reappoint A. Robb as Director   For   For   Management
8
  Appoint Statutory Auditors and Authorize Board to Fix Their Remuneration   For   For   Management
9
  Appoint B. Muthuraman as Director   For   For   Management
10
  Approve Reappointment and Remuneration of H.M. Nerurkar as Managing Director   For   For   Management
11
  Appoint Branch Auditors and Authorize Board to Fix Their Remuneration   For   For   Management

Page 40

 

TESCO PLC
             
Ticker:
  TSCO   Security ID:   G87621101
Meeting Date:
  JUL 02, 2010   Meeting Type:   Annual
Record Date:
  JUN 30, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Remuneration Report   For   Against   Management
3
  Approve Final Dividend   For   For   Management
4
  Re-elect Ken Hydon as Director   For   For   Management
5
  Re-elect Tim Mason as Director   For   For   Management
6
  Re-elect Lucy Neville-Rolfe as Director   For   For   Management
7
  Re-elect David Potts as Director   For   For   Management
8
  Re-elect David Reid as Director   For   For   Management
9
  Reappoint PricewaterhouseCoopers LLP as Auditors   For   For   Management
10
  Authorise Board to Fix Remuneration of Auditors   For   For   Management
11
  Authorise Issue of Equity with Pre-emptive Rights   For   For   Management
12
  Authorise Issue of Equity without Pre-emptive Rights   For   For   Management
13
  Authorise Market Purchase   For   For   Management
14
  Authorise EU Political Donations and Expenditure   For   For   Management
15
  Approve Share Incentive Plan   For   For   Management
16
  Adopt New Articles of Association   For   For   Management
17
  Authorise the Company to Call EGM with Two Weeks’ Notice   For   For   Management
TINGYI (CAYMAN ISLANDS) HOLDING CORP.
             
Ticker:
  00322   Security ID:   G8878S103
Meeting Date:
  NOV 11, 2010   Meeting Type:   Special
Record Date:
  NOV 08, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve TZCI Supply Agreement and Related Annual Caps   For   For   Management
2
  Approve TFS Supply Agreement and Related Annual Caps   For   For   Management
UNITED SPIRITS LIMITED (FORMERLY MCDOWELL & COMPANY LIMITED)
             
Ticker:
  532432   Security ID:   Y92311102
Meeting Date:
  SEP 29, 2010   Meeting Type:   Annual
Record Date:
            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Dividend of INR 2.50 Per Share   For   Against   Management
3
  Reappoint S.R. Gupte as Director   For   For   Management
4
  Reappoint S.K. Khanna as Director   For   Against   Management

Page 41

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
5
  Appoint Auditors and Authorize Board to Fix Their Remuneration   For   For   Management
6
  Approve Commission Remuneration for Non-Executive Directors   For   For   Management
URALKALIY
             
Ticker:
  URKA   Security ID:   91688E206
Meeting Date:
  SEP 17, 2010   Meeting Type:   Special
Record Date:
  JUL 01, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Meeting Procedures   For   For   Management
2
  Approve New Edition of Charter   For   For   Management
3
  Approve Early Termination of Powers of Board of Directors   For   For   Management
4.1
  Elect Anton Averin as Director   None   Against   Management
4.2
  Elect Aleksandr Voloshin as Director   None   Against   Management
4.3
  Elect Pavel Grachev as Director   None   Against   Management
4.4
  Elect Aleksandr Malakh as Director   None   Against   Management
4.5
  Elect Aleksandr Mosionzhik as Director   None   Against   Management
4.6
  Elect Anna Kolonchina as Director   None   Against   Management
4.7
  Elect Aleksandr Nesis as Director   None   Against   Management
4.8
  Elect Hans Horn as Director   None   For   Management
4.9
  Elect Ilya Yuzhanov as Director   None   For   Management
VODAFONE GROUP PLC
             
Ticker:
  VOD   Security ID:   G93882135
Meeting Date:
  JUL 27, 2010   Meeting Type:   Annual
Record Date:
  JUL 23, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Re-elect Sir John Bond as Director   For   For   Management
3
  Re-elect John Buchanan as Director   For   For   Management
4
  Re-elect Vittorio Colao as Director   For   For   Management
5
  Re-elect Michel Combes as Director   For   For   Management
6
  Re-elect Andy Halford as Director   For   For   Management
7
  Re-elect Stephen Pusey as Director   For   For   Management
8
  Re-elect Alan Jebson as Director   For   For   Management
9
  Re-elect Samuel Jonah as Director   For   For   Management
10
  Re-elect Nick Land as Director   For   For   Management
11
  Re-elect Anne Lauvergeon as Director   For   For   Management
12
  Re-elect Luc Vandevelde as Director   For   For   Management
13
  Re-elect Anthony Watson as Director   For   For   Management
14
  Re-elect Philip Yea as Director   For   For   Management
15
  Approve Final Dividend   For   For   Management
16
  Approve Remuneration Report   For   For   Management
17
  Reappoint Deloitte LLP as Auditors   For   For   Management
18
  Authorise Audit Committee to Fix Remuneration of Auditors   For   For   Management
19
  Authorise Issue of Equity with Pre-emptive Rights   For   For   Management
20
  Authorise Issue of Equity without Pre-emptive Rights   For   For   Management

Page 42

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
21
  Authorise Market Purchase   For   For   Management
22
  Adopt New Articles of Association   For   For   Management
23
  Authorise the Company to Call EGM with Two Weeks’ Notice   For   For   Management
24
  Approve Share Incentive Plan   For   For   Management
WPP PLC
             
Ticker:
  WPP   Security ID:   G9787K108
Meeting Date:
  NOV 24, 2010   Meeting Type:   Special
Record Date:
  NOV 22, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve the Further Deferral of Awards due to Sir Martin Sorrell under the WPP Group plc 2004 Leadership Equity Acquisition Plan (2004 LEAP) Being the Award Granted in 2004 and the UK Part of the Award Granted in 2005   For   For   Management
2
  Approve the Deferral at the Election of Sir Martin Sorrell, Subject to Certain Conditions, of the US Part of the Award Due to Him under the 2004 LEAP Granted in 2005   For   For   Management
3
  Approve the Deferral of the UK Part of the Award due to Sir Martin Sorrell under the 2004 LEAP Granted in 2006   For   For   Management
4
  Approve the Deferral at the Joint Election of WPP plc and Sir Martin Sorrell of the Awards due to Him under the 2004 LEAP Granted in 2007 and 2008   For   For   Management
5
  Approve the Deferral at the Joint Election of WPP plc and Sir Martin Sorrell of the Awards due to Him under the WPP plc Leadership Equity Acquisition Plan III Granted in 2009   For   For   Management
6
  Approve the Further Deferral of the Awards due to Sir Martin Sorrell under the Deferred Stock Units Awards Agreements   For   For   Management
X5 RETAIL GROUP NV
             
Ticker:
  FIVE   Security ID:   98387E205
Meeting Date:
  FEB 22, 2011   Meeting Type:   Special
Record Date:
  JAN 25, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Open Meeting   None   None   Management
2
  Elect Kieran Balfe as CFO   For   For   Management
3
  Other Business (Non-Voting)   None   None   Management

Page 43

 

STERLING CAPITAL KENTUCKY INTERMEDIATE TAX-FREE
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
STERLING CAPITAL MARYLAND INTERMEDIATE TAX-FREE
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
STERLING CAPITAL MID VALUE FUND
ALLEGHENY ENERGY, INC.
             
Ticker:
  AYE   Security ID:   17361106
Meeting Date:
  SEP 14, 2010   Meeting Type:   Special
Record Date:
  JUL 16, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 10, 2010, BY AND AMONG FIRSTENERGY CORP., ELEMENT MERGER SUB, INC. (A WHOLLY-OWNED SUBSIDIARY OF FIRSTENERGY CORP.) AND ALLEGHENY ENERGY, INC., AS AMENDED AS OF JUNE 4, 2010, AND A   FOR   FOR   Management
2
  PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT AND THE MERGER AT THE TIME OF THE SPECIAL MEETING.   FOR   FOR   Management
ALLIANCE DATA SYSTEMS CORPORATION
             
Ticker:
  ADS   Security ID:   18581108
Meeting Date:
  JUN 07, 2011   Meeting Type:   Annual
Record Date:
  APR 08, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
2
  APPROVAL OF EXECUTIVE COMPENSATION.   FOR   FOR   Management
3
  APPROVAL OF THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.   1   1   Management
4
  TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ALLIANCE DATA SYSTEMS CORPORATION FOR 2011.   FOR   FOR   Management

Page 44

 

ANNALY CAPITAL MANAGEMENT, INC.
             
Ticker:
  NLY   Security ID:   35710409
Meeting Date:
  JUN 23, 2011   Meeting Type:   Annual
Record Date:
  MAR 30, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  NOT VALID-VOTING ON DIRECTORS HAS ALREADY CLOSED. ANY VOTES ON THIS PROPOSAL WILL NOT BE COUNTED   FOR   FOR   Management
1B
  NOT VALID-VOTING ON DIRECTORS HAS ALREADY CLOSED. ANY VOTES ON THIS PROPOSAL WILL NOT BE COUNTED   FOR   AGAINST   Management
1C
  NOT VALID-VOTING ON DIRECTORS HAS ALREADY CLOSED. ANY VOTES ON THIS PROPOSAL WILL NOT BE COUNTED   FOR   AGAINST   Management
2
  A PROPOSAL TO AMEND OUR CHARTER TO INCREASE THE NUMBER OF AUTHORIZED SHARES TO 2,000,000,000 SHARES.   FOR   AGAINST   Management
3
  NOT VALID-VOTING ON THIS PROPOSAL HAS ALREADY CLOSED. ANY VOTES ON THIS PROPOSAL GOING FORWARD WILL NOT BE COUNTED   FOR   AGAINST   Management
4
  NOT VALID-VOTING ON THIS PROPOSAL HAS ALREADY CLOSED. ANY VOTES ON THIS PROPOSAL GOING FORWARD WILL NOT BE COUNTED   3   1   Management
5
  NOT VALID-VOTING ON THIS PROPOSAL HAS ALREADY CLOSED. ANY VOTES ON THIS PROPOSAL GOING FORWARD WILL NOT BE COUNTED   FOR   FOR   Management
ASPEN INSURANCE HOLDINGS LIMITED
             
Ticker:
  AHL   Security ID:   G05384105
Meeting Date:
  APR 28, 2011   Meeting Type:   Annual
Record Date:
  MAR 01, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN OUR ANNUAL REPORT ON FORM 10-K FILLED ON FEBRUARY 25, 2011, AS PART OF THE NON-BINDING ADVISORY VOTE FOR SAY-ON-PAY.   FOR   FOR   Management
2.1
  DIRECTOR   FOR   FOR   Management
2.2
  DIRECTOR   FOR   FOR   Management
2.3
  DIRECTOR   FOR   WITHHOLD   Management
2.4
  DIRECTOR   FOR   FOR   Management
2.5
  DIRECTOR   FOR   FOR   Management
3
  TO APPOINT KPMG AUDIT PLC (KPMG”), LONDON, ENGLAND, TO ACT AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 AND TO AUTHORIZE THE BOARD THROUGH THE AUDIT COMMITTEE (THE “AUDIT COMMITTEE”) TO SET TH   FOR   FOR   Management
4
  TO APPROVE THE 2011 SHARE INCENTIVE PLAN.   FOR   AGAINST   Management

Page 45

 

ASSURANT, INC.
             
Ticker:
  AIZ   Security ID:   04621X108
Meeting Date:
  MAY 12, 2011   Meeting Type:   Annual
Record Date:
  MAR 17, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: ELAINE D. ROSEN   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: HOWARD L. CARVER   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: JUAN N. CENTO   FOR   FOR   Management
1D
  ELECTION OF DIRECTOR: LAWRENCE V. JACKSON   FOR   FOR   Management
1E
  ELECTION OF DIRECTOR: DAVID B. KELSO   FOR   FOR   Management
1F
  ELECTION OF DIRECTOR: CHARLES J. KOCH   FOR   FOR   Management
1G
  ELECTION OF DIRECTOR: H. CARROLL MACKIN   FOR   FOR   Management
1H
  ELECTION OF DIRECTOR: ROBERT B. POLLOCK   FOR   FOR   Management
1I
  ELECTION OF DIRECTOR: JOHN A.C. SWAINSON   FOR   FOR   Management
2
  APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   FOR   FOR   Management
3
  TO APPROVE, BY NON-BINDING VOTE, THE 2010 COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   FOR   AGAINST   Management
4
  TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.   1   1   Management
ASSURED GUARANTY LTD.
             
Ticker:
  AGO   Security ID:   G0585R106
Meeting Date:
  MAY 04, 2011   Meeting Type:   Annual
Record Date:
  MAR 09, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
1.9
  DIRECTOR   FOR   FOR   Management
1.10
  DIRECTOR   FOR   FOR   Management
1.11
  DIRECTOR   FOR   FOR   Management
1.12
  DIRECTOR   FOR   FOR   Management
2
  TO APPROVE AN AMENDMENT TO THE COMPANY’S BYE-LAWS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.   FOR   FOR   Management
3
  TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, EXECUTIVE COMPENSATION.   FOR   AGAINST   Management
4
  FOR FREQUENCY OF FUTURE NON-BINDING VOTES ON EXECUTIVE COMPENSATION.   1   1   Management
5
  RATIFICATION OF PRICEWATERHOUSECOOPERS LLP (PWC”) AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. “   FOR   FOR   Management

Page 46

 

                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
6
  AUTHORIZING THE COMPANY TO VOTE FOR THE APPOINTMENT OF PWC AS AG RE’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management
CA, INC.
             
Ticker:
  CA   Security ID:   12673P105
Meeting Date:
  JUL 27, 2010   Meeting Type:   Annual
Record Date:
  JUN 01, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: RAYMOND J. BROMARK   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: GARY J. FERNANDES   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: KAY KOPLOVITZ   FOR   FOR   Management
1D
  ELECTION OF DIRECTOR: CHRISTOPHER B. LOFGREN   FOR   FOR   Management
1E
  ELECTION OF DIRECTOR: WILLIAM E. MCCRACKEN   FOR   FOR   Management
1F
  ELECTION OF DIRECTOR: RICHARD SULPIZIO   FOR   FOR   Management
1G
  ELECTION OF DIRECTOR: LAURA S. UNGER   FOR   FOR   Management
1H
  ELECTION OF DIRECTOR: ARTHUR F. WEINBACH   FOR   FOR   Management
1I
  ELECTION OF DIRECTOR: RENATO (RON) ZAMBONINI   FOR   FOR   Management
2
  TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2011.   FOR   FOR   Management
3
  TO RATIFY THE STOCKHOLDER PROTECTION RIGHTS AGREEMENT.   FOR   FOR   Management
4
  THE STOCKHOLDER PROPOSAL.   AGAINST   AGAINST   Management
CHICO’S FAS, INC.
             
Ticker:
  CHS   Security ID:   168615102
Meeting Date:
  JUN 23, 2011   Meeting Type:   Annual
Record Date:
  APR 25, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: JOHN J. MAHONEY   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: DAVID F. WALKER   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: STEPHEN E. WATSON   FOR   FOR   Management
2
  PROPOSAL TO APPROVE CHICO’S FAS, INC. SECOND AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN   FOR   FOR   Management
3
  PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS   FOR   FOR   Management
4
  ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION   FOR   FOR   Management
5
  ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION   1   1   Management

Page 47

 

COMPUTER SCIENCES CORPORATION
             
Ticker:
  CSC   Security ID:   205363104
Meeting Date:
  AUG 09, 2010   Meeting Type:   Annual
Record Date:
  JUN 14, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
1.9
  DIRECTOR   FOR   FOR   Management
2
  APPROVAL OF AMENDMENTS TO RESTATED ARTICLES OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING   FOR   AGAINST   Management
3
  APPROVAL OF AMENDMENTS TO RESTATED ARTICLES OF INCORPORATION TO IMPLEMENT MAJORITY VOTING FOR UNCONTESTED ELECTIONS OF DIRECTORS   FOR   FOR   Management
4
  APPROVAL OF THE 2010 NON-EMPLOYEE DIRECTOR INCENTIVE PLAN   FOR   FOR   Management
5
  TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS   FOR   FOR   Management
COVIDIEN PLC
             
Ticker:
  COV   Security ID:   G2554F105
Meeting Date:
  MAR 15, 2011   Meeting Type:   Annual
Record Date:
  JAN 12, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: CRAIG ARNOLD   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: ROBERT H. BRUST   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: JOHN M. CONNORS, JR.   FOR   FOR   Management
1D
  ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN   FOR   FOR   Management
1E
  ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE   FOR   FOR   Management
1F
  ELECTION OF DIRECTOR: KATHY J. HERBERT   FOR   FOR   Management
1G
  ELECTION OF DIRECTOR: RANDALL J. HOGAN, III   FOR   FOR   Management
1H
  ELECTION OF DIRECTOR: RICHARD J. MEELIA   FOR   FOR   Management
1I
  ELECTION OF DIRECTOR: DENNIS H. REILLEY   FOR   FOR   Management
1J
  ELECTION OF DIRECTOR: TADATAKA YAMADA   FOR   FOR   Management
1K
  ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO   FOR   FOR   Management
2
  APPOINT THE INDEPENDENT AUDITORS AND AUTHORIZE THE AUDIT COMMITTEE TO SET THE AUDITORS’ REMUNERATION.   FOR   FOR   Management
3
  EFFECT A ONE-FOR-ONE HUNDRED REVERSE SPLIT FOLLOWED BY A ONE HUNDRED-FOR-ONE FORWARD SPLIT OF THE COMPANY’S ORDINARY SHARES.   FOR   FOR   Management

Page 48

 

                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
4
  AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.   FOR   FOR   Management
5
  AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.   3   1   Management
DST SYSTEMS, INC.
             
Ticker:
  DST   Security ID:   233326107
Meeting Date:
  MAY 10, 2011   Meeting Type:   Annual
Record Date:
  MAR 11, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
2
  RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   FOR   FOR   Management
3
  NON-BINDING, ADVISORY VOTE ON NAMED OFFICER COMPENSATION (SAY ON PAY).   FOR   FOR   Management
4
  NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY ON PAY VOTING.   1   1   Management
E*TRADE FINANCIAL CORPORATION
             
Ticker:
  ETFC   Security ID:   269246401
Meeting Date:
  MAY 12, 2011   Meeting Type:   Annual
Record Date:
  MAR 14, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: ROBERT A. DRUSKIN   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: FREDERICK W. KANNER   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: JOSEPH M. VELLI   FOR   FOR   Management
2
  THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPANY’S PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS   FOR   FOR   Management
3
  THE FREQUENCY FOR ADVISORY VOTES ON EXECUTIVE COMPENSATION   1   1   Management
4
  TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2011   FOR   FOR   Management

Page 49

 

EARTHLINK, INC.
             
Ticker:
  ELNK   Security ID:   270321102
Meeting Date:
  MAY 03, 2011   Meeting Type:   Annual
Record Date:
  MAR 15, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  AMENDMENT OF OUR SECOND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.   FOR   FOR   Management
2
  AMENDMENT OF OUR SECOND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR A MAJORITY VOTING STANDARD IN UNCONTESTED DIRECTOR ELECTIONS.   FOR   FOR   Management
3.1
  DIRECTOR   FOR   FOR   Management
3.2
  DIRECTOR   FOR   FOR   Management
3.3
  DIRECTOR   FOR   FOR   Management
3.4
  DIRECTOR   FOR   FOR   Management
3.5
  DIRECTOR   FOR   FOR   Management
3.6
  DIRECTOR   FOR   FOR   Management
3.7
  DIRECTOR   FOR   FOR   Management
3.8
  DIRECTOR   FOR   FOR   Management
3.9
  DIRECTOR   FOR   FOR   Management
5
  APPROVAL OF A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   FOR   AGAINST   Management
6
  NON-BINDING ADVISORY VOTE AS TO THE FREQUENCY OF THE NON-BINDING STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   1   1   Management
7
  APPROVAL OF THE EARTHLINK, INC. 2011 EQUITY AND CASH INCENTIVE PLAN.   FOR   FOR   Management
8
  RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SERVE AS EARTHLINK’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management
EBAY INC.
             
Ticker:
  EBAY   Security ID:   278642103
Meeting Date:
  APR 28, 2011   Meeting Type:   Annual
Record Date:
  MAR 17, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: FRED D. ANDERSON   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: EDWARD W. BARNHOLT   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: SCOTT D. COOK   FOR   FOR   Management
1D
  ELECTION OF DIRECTOR: JOHN J. DONAHOE   FOR   FOR   Management
2
  ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   FOR   AGAINST   Management
3
  ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   1   1   Management
4
  RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management
5
  STOCKHOLDER PROPOSAL REGARDING SUPERMAJORITY STOCKHOLDER VOTING STANDARDS.   AGAINST   FOR   Management

Page 50

 

ENDURANCE SPECIALTY HOLDINGS LTD.
               
Ticker:
  ENH   Security ID:   G30397106
Meeting Date:
  MAY 11, 2011   Meeting Type:   Annual
Record Date:
  MAR 10, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
1.9
  DIRECTOR   FOR   FOR   Management
1.10
  DIRECTOR   FOR   FOR   Management
1.11
  DIRECTOR   FOR   FOR   Management
1.12
  DIRECTOR   FOR   FOR   Management
1.13
  DIRECTOR   FOR   FOR   Management
1.14
  DIRECTOR   FOR   FOR   Management
1.15
  DIRECTOR   FOR   FOR   Management
1.16
  DIRECTOR   FOR   FOR   Management
1.17
  DIRECTOR   FOR   FOR   Management
1.18
  DIRECTOR   FOR   FOR   Management
2
  TO APPOINT ERNST & YOUNG LTD. AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 AND TO AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO SET THE FEES FOR ERNST & YOUNG LTD.   FOR   FOR   Management
3
  ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS DESCRIBED IN THE COMPANY’S PROXY STATEMENT.   FOR   FOR   Management
4
  ADVISORY VOTE ON THE FREQUENCY OF WHICH EXECUTIVE COMPENSATION WILL BE SUBJECT TO AN ADVISORY VOTE OF SHAREHOLDERS.   3     1     Management
5
  TO AMEND THE COMPANY’S 2007 EQUITY INCENTIVE PLAN.   FOR   FOR   Management
6
  TO AMEND THE COMPANY’S EMPLOYEE SHARE PURCHASE PLAN.   FOR   FOR   Management
7
  TO DECREASE THE SIZE OF THE BOARD OF DIRECTORS FROM 15 TO 14 MEMBERS.   FOR   FOR   Management
ENSTAR GROUP LIMITED
               
Ticker:
  ESGR   Security ID:   G3075P101
Meeting Date:
  JUN 28, 2011   Meeting Type:   Annual
Record Date:
  APR 15, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ISSUANCE OF ADDITIONAL SECURITIES IN THE THIRD CLOSING OF THE PRIVATE PLACEMENT.   FOR   FOR   Management
1B
  AMENDMENT OF BYE-LAWS AS SET FORTH IN PROPOSAL NO. 1B RELATING TO THE REALLOCATION OF AUTHORIZED SHARE CAPITAL IN CONNECTION WITH THE PRIVATE PLACEMENT.   FOR   FOR   Management

Page 51

 

                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1C
  AMENDMENT OF BYE-LAWS AS SET FORTH IN PROPOSAL NO. 1C RELATING TO THE CREATION OF ADDITIONAL SERIES OF NON-VOTING COMMON SHARES IN CONNECTION WITH THE PRIVATE PLACEMENT.   FOR   FOR   Management
1D
  AMENDMENT OF BYE-LAWS AS SET FORTH IN PROPOSAL NO. 1D RELATING TO THE U.S. SHAREHOLDER VOTING POWER REDUCTION PROVISION IN CONNECTION WITH THE PRIVATE PLACEMENT.   FOR   FOR   Management
1E
  AMENDMENT OF BYE-LAWS AS SET FORTH IN PROPOSAL NO. 1E RELATING TO THE INDEMNIFICATION AND EXCULPATION OF DIRECTORS AND OFFICERS IN CONNECTION WITH THE PRIVATE PLACEMENT.   FOR   FOR   Management
1F
  AMENDMENT OF BYE-LAWS AS SET FORTH IN PROPOSAL NO. 1F RELATING TO THE CORPORATE OPPORTUNITY PROVISION IN CONNECTION WITH THE PRIVATE PLACEMENT.   FOR   FOR   Management
2A
  ELECTION OF DIRECTOR: CHARLES T. AKRE, JR.   FOR   FOR   Management
2B
  ELECTION OF DIRECTOR: T. WHIT ARMSTRONG   FOR   FOR   Management
3
  ADVISORY VOTE ON EXECUTIVE COMPENSATION.   FOR   FOR   Management
4
  ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.   1     1     Management
5
  AMENDMENT OF BYE-LAWS AS SET FORTH IN PROPOSAL NO. 5 TO ALIGN THEM WITH RECENT AMENDMENTS TO THE BERMUDA COMPANIES ACT REGARDING THE DEEMED DELIVERY OF ELECTRONIC RECORDS.   FOR   FOR   Management
6
  TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LTD., BERMUDA, TO ACT AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 AND TO AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO APPROVE TH   FOR   FOR   Management
7
  ELECTION OF SUBSIDIARY DIRECTORS AS SET FORTH IN PROPOSAL NO. 7.   FOR   ABSTAIN   Management
8
  TO AUTHORIZE THE PROXIES TO ADJOURN OR POSTPONE THE MEETING IN THEIR DISCRETION.   FOR   FOR   Management
FAIR ISAAC CORPORATION
               
Ticker:
  FICO   Security ID:   303250104  
Meeting Date:
  FEB 01, 2011   Meeting Type:   Annual
Record Date:
  DEC 08, 2010          
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: A. GEORGE BATTLE   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: NICHOLAS F. GRAZIANO   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: MARK N. GREENE   FOR   FOR   Management
1D
  ELECTION OF DIRECTOR: ALEX W. HART   FOR   FOR   Management

Page 52

 

                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1E
  ELECTION OF DIRECTOR: JAMES D. KRISNER   FOR   FOR   Management
1F
  ELECTION OF DIRECTOR: WILLIAM J. LANSING   FOR   FOR   Management
1G
  ELECTION OF DIRECTOR: RAHUL N. MERCHANT   FOR   FOR   Management
1H
  ELECTION OF DIRECTOR: MARGARET L. TAYLOR   FOR   FOR   Management
1I
  ELECTION OF DIRECTOR: DUANE E. WHITE   FOR   FOR   Management
2
  TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO THE COMPANY’S EXECUTIVE OFFICER COMPENSATION AS DISCLOSED IN THIS PROXY STATEMENT.   FOR   FOR   Management
3
  ADVISORY (NON-BINDING) VOTE ON THE DESIRED FREQUENCY OF SEEKING APPROVAL OF THE COMPANY’S EXECUTIVE OFFICER COMPENSATION.   2     2     Management
4
  TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR.   FOR   FOR   Management
FIDELITY NAT’L INFORMATION SERVICES INC
               
Ticker:
  FIS   Security ID:   31620M106
Meeting Date:
  MAY 18, 2011   Meeting Type:   Annual
Record Date:
  MAR 23, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: DAVID K. HUNT   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: RICHARD N. MASSEY   FOR   FOR   Management
2
  TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.   FOR   FOR   Management
3
  ADVISORY VOTE ON FIDELITY NATIONAL INFORMATION SERVICES, INC. 2010 EXECUTIVE COMPENSATION.   FOR   AGAINST   Management
4
  ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.   1     1     Management
5
  APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE FIS ANNUAL INCENTIVE PLAN.   FOR   FOR   Management
FIRSTENERGY CORP.
               
Ticker:
  FE   Security ID:   337932107  
Meeting Date:
  MAY 17, 2011   Meeting Type:   Annual
Record Date:
  MAR 28, 2011          
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   WITHHOLD   Management
1.2
  DIRECTOR   FOR   WITHHOLD   Management
1.3
  DIRECTOR   FOR   WITHHOLD   Management
1.4
  DIRECTOR   FOR   WITHHOLD   Management
1.5
  DIRECTOR   FOR   WITHHOLD   Management
1.6
  DIRECTOR   FOR   WITHHOLD   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management

Page 53

 

                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.9
  DIRECTOR   FOR   WITHHOLD   Management
1.10
  DIRECTOR   FOR   WITHHOLD   Management
1.11
  DIRECTOR   FOR   WITHHOLD   Management
1.12
  DIRECTOR   FOR   WITHHOLD   Management
1.13
  DIRECTOR   FOR   WITHHOLD   Management
2
  RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM   FOR   FOR   Management
3
  REDUCE THE PERCENTAGE OF SHARES REQUIRED TO CALL A SPECIAL MEETING OF SHAREHOLDER   FOR   FOR   Management
4
  APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION   FOR   FOR   Management
5
  RECOMMEND ADVISORY VOTE ON FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION   1     1     Management
6
  SHAREHOLDER PROPOSAL: REPORT ON COAL COMBUSTION WASTE   AGAINST   FOR   Management
7
  SHAREHOLDER PROPOSAL: LOWER PERCENTAGE REQUIRED FOR SHAREHOLDER ACTION BY WRITTEN CONSENT   AGAINST   FOR   Management
8
  SHAREHOLDER PROPOSAL: ADOPT A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS   AGAINST   FOR   Management
9
  SHAREHOLDER PROPOSAL: REPORT ON FINANCIAL RISKS OF RELIANCE ON COAL   AGAINST   FOR   Management
FOREST OIL CORPORATION
               
Ticker:
  FST   Security ID:   346091705  
Meeting Date:
  MAY 11, 2011   Meeting Type:   Annual
Record Date:
  MAR 14, 2011          
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
2
  APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF FOREST’S NAMED EXECUTIVE OFFICERS.   FOR   AGAINST   Management
3
  APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.   3     1     Management
4
  RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FOREST’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management
GANNETT CO., INC.
               
Ticker:
  GCI   Security ID:   364730101  
Meeting Date:
  MAY 03, 2011   Meeting Type:   Annual
Record Date:
  MAR 04, 2011          
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   WITHHOLD   Management

Page 54

 

                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   WITHHOLD   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   WITHHOLD   Management
1.9
  DIRECTOR   FOR   FOR   Management
2
  PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.   FOR   FOR   Management
3
  NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   FOR   AGAINST   Management
4
  NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES APPROVING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   1     1     Management
GENERAL DYNAMICS CORPORATION
               
Ticker:
  GD   Security ID:   369550108  
Meeting Date:
  MAY 04, 2011   Meeting Type:   Annual
Record Date:
  MAR 07, 2011          
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: MARY T. BARRA   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: JAMES S. CROWN   FOR   AGAINST   Management
1D
  ELECTION OF DIRECTOR: WILLIAM P. FRICKS   FOR   FOR   Management
1E
  ELECTION OF DIRECTOR: JAY L. JOHNSON   FOR   FOR   Management
1F
  ELECTION OF DIRECTOR: GEORGE A. JOULWAN   FOR   FOR   Management
1G
  ELECTION OF DIRECTOR: PAUL G. KAMINSKI   FOR   FOR   Management
1H
  ELECTION OF DIRECTOR: JOHN M. KEANE   FOR   FOR   Management
1I
  ELECTION OF DIRECTOR: LESTER L. LYLES   FOR   FOR   Management
1J
  ELECTION OF DIRECTOR: WILLIAM A. OSBORN   FOR   FOR   Management
1K
  ELECTION OF DIRECTOR: ROBERT WALMSLEY   FOR   FOR   Management
2
  SELECTION OF INDEPENDENT AUDITORS.   FOR   FOR   Management
3
  ADVISORY VOTE ON EXECUTIVE COMPENSATION.   FOR   AGAINST   Management
4
  ADVISORY VOTE ON FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES.   3     1     Management
5
  SHAREHOLDER PROPOSAL WITH REGARD TO A HUMAN RIGHTS POLICY.   AGAINST   AGAINST   Management
6
  SHAREHOLDER PROPOSAL WITH REGARD TO SPECIAL SHAREHOLDER MEETINGS.   AGAINST   AGAINST   Management
INTERPUBLIC GROUP OF COMPANIES, INC.
               
Ticker:
  IPG   Security ID:   460690100  
Meeting Date:
  MAY 26, 2011   Meeting Type:   Annual
Record Date:
  APR 04, 2011          
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: REGINALD K. BRACK   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER   FOR   FOR   Management

Page 55

 

                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1C
  ELECTION OF DIRECTOR: JILL M. CONSIDINE   FOR   FOR   Management
1D
  ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN   FOR   FOR   Management
1E
  ELECTION OF DIRECTOR: MARY J. STEELE GUILFOILE   FOR   FOR   Management
1F
  ELECTION OF DIRECTOR: H. JOHN GREENIAUS   FOR   FOR   Management
1G
  ELECTION OF DIRECTOR: WILLIAM T. KERR   FOR   FOR   Management
1H
  ELECTION OF DIRECTOR: MICHAEL I. ROTH   FOR   FOR   Management
1I
  ELECTION OF DIRECTOR: DAVID M. THOMAS   FOR   FOR   Management
2
  CONFIRM THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.   FOR   FOR   Management
3
  PROPOSAL TO APPROVE THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.   FOR   FOR   Management
4
  PROPOSAL TO RECOMMEND THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.   1     1     Management
5
  SHAREHOLDER PROPOSAL ON SPECIAL SHAREHOLDER MEETINGS.   AGAINST   AGAINST   Management
LEUCADIA NATIONAL CORPORATION
               
Ticker:
  LUK   Security ID:   527288104  
Meeting Date:
  MAY 16, 2011   Meeting Type:   Annual
Record Date:
  MAR 21, 2011          
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
2
  A NON-BINDING, ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.   FOR   AGAINST   Management
3
  A NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE APPROVAL OF EXECUTIVE COMPENSATION.   1     1     Management
4
  TO APPROVE THE 2011 SENIOR EXECUTIVE WARRANT PLAN.   FOR   FOR   Management
5
  RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR 2011.   FOR   FOR   Management
LEXMARK INTERNATIONAL, INC.
               
Ticker:
  LXK   Security ID:   529771107  
Meeting Date:
  APR 28, 2011   Meeting Type:   Annual
Record Date:
  FEB 28, 2011          
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR FOR A TERM EXPIRING IN 2013: PAUL A. ROOKE   FOR   FOR   Management

Page 56

 

                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1B
  ELECTION OF DIRECTOR FOR A TERM EXPIRING IN 2014: RALPH E. GOMORY   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR FOR A TERM EXPIRING IN 2014: JARED L. COHON   FOR   FOR   Management
1D
  ELECTION OF DIRECTOR FOR A TERM EXPIRING IN 2014: J. EDWARD COLEMAN   FOR   FOR   Management
1E
  ELECTION OF DIRECTOR FOR A TERM EXPIRING IN 2014: SANDRA L. HELTON   FOR   FOR   Management
2
  RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011   FOR   FOR   Management
3
  APPROVAL, BY NON-BINDING ADVISORY VOTE, OF LEXMARK INTERNATIONAL, INC. EXECUTIVE COMPENSATION   FOR   AGAINST   Management
4
  ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION   1     1     Management
MI DEVELOPMENTS INC.
               
Ticker:
  MIM   Security ID:   55304X104
Meeting Date:
  MAR 29, 2011   Meeting Type:   Annual and Special Meeting
Record Date:
  FEB 15, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  THE SPECIAL RESOLUTION APPROVING: (A) THE PLAN OF ARRANGEMENT (THE PLAN OF ARRANGEMENT”) UNDER SECTION 182 OF THE BUSINESS CORPORATIONS ACT (ONTARIO) INVOLVING THE CORPORATION, ITS SHAREHOLDERS AND THE OTHER PARTIES TO THE PLAN OF ARRANGEMENT, AS MORE PAR   FOR   FOR   Management
2
  ALL OF THE NOMINEES LISTED BELOW AS PRE-CLOSING DIRECTORS” TO HOLD OFFICE COMMENCING IMMEDIATELY FOLLOWING THE   FOR   WITHHOLD   Management
 
  MEETING UNTIL THE EARLIER OF: (A) THE TIME IMMEDIATELY PRIOR TO THE EFFECTIVE TIME OF THE PLAN OF ARRANGEMENT, AND (B) THE NEXT ANNUAL GENERAL M            
3
  ALL OF THE NOMINEES LISTED BELOW AS POST-CLOSING DIRECTORS” TO HOLD OFFICE, IF THE ARRANGEMENT IS COMPLETED, COMMENCING IMMEDIATELY PRIOR TO THE EFFECTIVE TIME OF THE PLAN OF ARRANGEMENT UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE SHAREHOLDERS OF MID OR   FOR   FOR   Management
4
  RE-APPOINTMENT OF ERNST & YOUNG LLP AS THE AUDITOR OF THE CORPORATION BASED ON THE RECOMMENDATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AND AUTHORIZING THE AUDIT COMMITTEE TO FIX THE AUDITOR’S REMUNERATION.   FOR   FOR   Management

Page 57

 

MICROSTRATEGY INCORPORATED
               
Ticker:
  MSTR   Security ID:   594972408  
Meeting Date:
  MAY 09, 2011   Meeting Type:   Annual
Record Date:
  MAR 10, 2011          
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
2
  TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPANY’S PROXY STATEMENT FOR THE 2011 ANNUAL MEETING.   FOR   FOR   Management
3
  TO APPROVE, ON AN ADVISORY BASIS, HOLDING FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES EVERY THREE YEARS, EVERY TWO YEARS, OR EVERY YEAR.   3     1     Management
4
  TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management
OMNICARE, INC.
               
Ticker:
  OCR   Security ID:   681904108  
Meeting Date:
  MAY 24, 2011   Meeting Type:   Annual
Record Date:
  APR 01, 2011          
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: JOHN FIGUEROA   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: STEVEN J. HEYER   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: ANDREA R. LINDELL   FOR   AGAINST   Management
1D
  ELECTION OF DIRECTOR: JAMES D. SHELTON   FOR   FOR   Management
1E
  ELECTION OF DIRECTOR: AMY WALLMAN   FOR   FOR   Management
2
  APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.   FOR   AGAINST   Management
3
  VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF AN ADVISORY STOCKHOLDER VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.   1     1     Management
4
  RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   FOR   FOR   Management

Page 58

 

OMNICOM GROUP INC.
               
Ticker:
  OMC   Security ID:   681919106  
Meeting Date:
  MAY 24, 2011   Meeting Type:   Annual
Record Date:
  APR 08, 2011          
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: JOHN D. WREN   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: BRUCE CRAWFORD   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: ALAN R. BATKIN   FOR   FOR   Management
1D
  ELECTION OF DIRECTOR: ROBERT CHARLES CLARK   FOR   FOR   Management
1E
  ELECTION OF DIRECTOR: LEONARD S. COLEMAN, JR.   FOR   FOR   Management
1F
  ELECTION OF DIRECTOR: ERROL M. COOK   FOR   FOR   Management
1G
  ELECTION OF DIRECTOR: SUSAN S. DENISON   FOR   FOR   Management
1H
  ELECTION OF DIRECTOR: MICHAEL A. HENNING   FOR   FOR   Management
1I
  ELECTION OF DIRECTOR: JOHN R. MURPHY   FOR   FOR   Management
1J
  ELECTION OF DIRECTOR: JOHN R. PURCELL   FOR   FOR   Management
1K
  ELECTION OF DIRECTOR: LINDA JOHNSON RICE   FOR   FOR   Management
1L
  ELECTION OF DIRECTOR: GARY L. ROUBOS   FOR   FOR   Management
2
  RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR   FOR   FOR   Management
3
  COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO OUR CHARTER TO ALLOW SHAREHOLDER ACTION BY LESS THAN UNANIMOUS WRITTEN CONSENT   FOR   FOR   Management
4
  COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO OUR CHARTER AND BY-LAWS TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS   FOR   FOR   Management
5
  ADVISORY VOTE ON THE COMPANY’S EXECUTIVE COMPENSATION   FOR   AGAINST   Management
6
  ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON THE COMPANY’S EXECUTIVE COMPENSATION   1     1     Management
SAIC, INC.
               
Ticker:
  SAI   Security ID:   78390X101
Meeting Date:
  JUN 17, 2011   Meeting Type:   Annual
Record Date:
  APR 18, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: FRANCE A. CORDOVA   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: JERE A. DRUMMOND   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: THOMAS F. FRIST, III   FOR   FOR   Management
1D
  ELECTION OF DIRECTOR: JOHN J. HAMRE   FOR   FOR   Management
1E
  ELECTION OF DIRECTOR: WALTER P. HAVENSTEIN   FOR   FOR   Management
1F
  ELECTION OF DIRECTOR: MIRIAM E. JOHN   FOR   FOR   Management
1G
  ELECTION OF DIRECTOR: ANITA K. JONES   FOR   FOR   Management
1H
  ELECTION OF DIRECTOR: JOHN P. JUMPER   FOR   FOR   Management
1I
  ELECTION OF DIRECTOR: HARRY M.J. KRAEMER, JR.   FOR   FOR   Management
1J
  ELECTION OF DIRECTOR: LAWRENCE C. NUSSDORF   FOR   FOR   Management
1K
  ELECTION OF DIRECTOR: EDWARD J. SANDERSON, JR.   FOR   FOR   Management
1L
  ELECTION OF DIRECTOR: LOUIS A. SIMPSON   FOR   FOR   Management
1M
  ELECTION OF DIRECTOR: A. THOMAS YOUNG   FOR   FOR   Management

Page 59

 

                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
2
  APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION.   FOR   FOR   Management
3
  AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.   FOR   FOR   Management
4
  AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.   1     1     Management
5
  THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2012.   FOR   FOR   Management
SELECT COMFORT CORPORATION
               
Ticker:
  SCSS   Security ID:   81616X103
Meeting Date:
  MAY 11, 2011   Meeting Type:   Annual
Record Date:
  MAR 17, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
2
  ADVISORY VOTE ON EXECUTIVE COMPENSATION.   FOR   FOR   Management
3
  ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.   3     1     Management
4
  ADVISORY VOTE ON THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management
STANCORP FINANCIAL GROUP, INC.
               
Ticker:
  SFG   Security ID:   852891100  
Meeting Date:
  MAY 16, 2011   Meeting Type:   Annual
Record Date:
  MAR 09, 2011          
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: FREDERICK W. BUCKMAN   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: J. GREG NESS   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: MARY F. SAMMONS   FOR   FOR   Management
1D
  ELECTION OF DIRECTOR: RONALD E. TIMPE   FOR   FOR   Management
2
  PROPOSAL TO RATIFY APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   FOR   FOR   Management
3
  PROPOSAL TO APPROVE THE RENEWAL OF THE SHAREHOLDER RIGHTS PLAN.   FOR   AGAINST   Management
4
  NON-BINDING PROPOSAL REGARDING COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   FOR   FOR   Management
5
  NON-BINDING PROPOSAL REGARDING FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION.   3     1     Management

Page 60

 

SYNOPSYS, INC.
               
Ticker:
  SNPS   Security ID:   871607107  
Meeting Date:
  MAR 24, 2011   Meeting Type:   Annual
Record Date:
  JAN 28, 2011          
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
2
  APPROVAL OF AN AMENDMENT TO SYNOPSYS’ 2006 EMPLOYEE EQUITY INCENTIVE PLAN TO, AMONG OTHER ITEMS, INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR FUTURE ISSUANCE UNDER THE PLAN BY 7,000,000 SHARES.   FOR   AGAINST   Management
3
  ADVISORY VOTE ON EXECUTIVE COMPENSATION.   FOR   FOR   Management
4
  ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.   1     1     Management
5
  RATIFICATION OF THE SELECTION OF KPMG LLP AS SYNOPSYS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2011.   FOR   FOR   Management
UNIVERSAL TECHNICAL INSTITUTE, INC.
               
Ticker:
  UTI   Security ID:   913915104  
Meeting Date:
  FEB 23, 2011   Meeting Type:   Annual
Record Date:
  JAN 07, 2011          
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: CONRAD A. CONRAD   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: ALAN E. CABITO   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: KIMBERLY J. MCWATERS   FOR   FOR   Management
2
  RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   FOR   FOR   Management
3
  ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION.   FOR   FOR   Management
4
  ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION.   3     3     Management

Page 61

 

WELLPOINT, INC.
               
Ticker:
  WLP   Security ID:   94973V107
Meeting Date:
  MAY 17, 2011   Meeting Type:   Annual
Record Date:
  MAR 17, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: ANGELA F. BRALY   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: WARREN Y. JOBE   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: WILLIAM G. MAYS   FOR   FOR   Management
1D
  ELECTION OF DIRECTOR: WILLIAM J. RYAN   FOR   FOR   Management
2
  TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.   FOR   FOR   Management
3A
  REMOVING SUPERMAJORITY VOTING REQUIREMENTS FOR RESTRICTIONS ON OWNERSHIP AND TRANSFER OF STOCK, VOTING RIGHTS OF SHARES AND NUMBER OF DIRECTORS.   FOR   FOR   Management
3B
  REMOVING SUPERMAJORITY VOTING REQUIREMENTS FOR REMOVAL OF DIRECTORS AND FOR CERTAIN BUSINESS COMBINATIONS AND OTHER SUPERMAJORITY PROVISIONS.   FOR   FOR   Management
3C
  REMOVING CERTAIN RESTRICTIONS ON OWNERSHIP OF SHARES.   FOR   FOR   Management
3D
  DELETING CERTAIN OBSOLETE PROVISIONS.   FOR   FOR   Management
3E
  DELETING OTHER OBSOLETE PROVISIONS AND MAKING CONFORMING CHANGES.   FOR   FOR   Management
4
  ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   FOR   AGAINST   Management
5
  ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   1     1     Management
6
  IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING A FEASIBILITY STUDY FOR CONVERTING TO NONPROFIT STATUS.   AGAINST   AGAINST   Management
7
  IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL TO CHANGE OUR JURISDICTION OF INCORPORATION FROM INDIANA TO DELAWARE.   AGAINST   AGAINST   Management
8
  IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL TO SEPARATE THE CHAIR AND CEO POSITIONS.   AGAINST   FOR   Management
WILLIS GROUP HOLDINGS PLC
               
Ticker:
  WSH   Security ID:   G96666105
Meeting Date:
  APR 28, 2011   Meeting Type:   Annual
Record Date:
  MAR 01, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: WILLIAM W. BRADLEY   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: JOSEPH A. CALIFANO   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: ANNA C. CATALANO   FOR   FOR   Management
1D
  ELECTION OF DIRECTOR: SIR ROY GARDNER   FOR   FOR   Management
1E
  ELECTION OF DIRECTOR: SIR JEREMY HANLEY   FOR   FOR   Management
1F
  ELECTION OF DIRECTOR: ROBYN S. KRAVIT   FOR   FOR   Management
1G
  ELECTION OF DIRECTOR: JEFFREY B. LANE   FOR   FOR   Management

Page 62

 

                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1H
  ELECTION OF DIRECTOR: WENDY E. LANE   FOR   FOR   Management
1I
  ELECTION OF DIRECTOR: JAMES F. MCCANN   FOR   FOR   Management
1J
  ELECTION OF DIRECTOR: JOSEPH J. PLUMERI   FOR   FOR   Management
1K
  ELECTION OF DIRECTOR: DOUGLAS B. ROBERTS   FOR   FOR   Management
1L
  ELECTION OF DIRECTOR: MICHAEL J. SOMERS   FOR   FOR   Management
2
  RATIFY THE REAPPOINTMENT OF DELOITTE LLP AS AUDITORS UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AND AUTHORIZE THE BOARD OF DIRECTORS ACTING THROUGH THE AUDIT COMMITTEE TO FIX THE AUDITORS’ REMUNERATION.   FOR   FOR   Management
3
  RENEW THE AUTHORIZATION OF THE COMPANY AND/OR ANY SUBSIDIARY OF THE COMPANY TO MAKE MARKET PURCHASES OF THE COMPANY’S ORDINARY SHARES.   FOR   AGAINST   Management
4
  ADVISORY VOTE ON EXECUTIVE COMPENSATION.   FOR   FOR   Management
5
  TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.   3     1     Management
XEROX CORPORATION
               
Ticker:
  XRX   Security ID:   984121103  
Meeting Date:
  MAY 26, 2011   Meeting Type:   Annual
Record Date:
  MAR 28, 2011          
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: GLENN A. BRITT   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: URSULA M. BURNS   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: RICHARD J. HARRINGTON   FOR   FOR   Management
1D
  ELECTION OF DIRECTOR: WILLIAM CURT HUNTER   FOR   FOR   Management
1E
  ELECTION OF DIRECTOR: ROBERT J. KEEGAN   FOR   FOR   Management
1F
  ELECTION OF DIRECTOR: ROBERT A. MCDONALD   FOR   FOR   Management
1G
  ELECTION OF DIRECTOR: N.J. NICHOLAS, JR.   FOR   AGAINST   Management
1H
  ELECTION OF DIRECTOR: CHARLES PRINCE   FOR   AGAINST   Management
1I
  ELECTION OF DIRECTOR: ANN N. REESE   FOR   AGAINST   Management
1J
  ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER   FOR   FOR   Management
2
  RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.   FOR   FOR   Management
3
  APPROVAL, ON AN ADVISORY BASIS, OF THE 2010 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   FOR   AGAINST   Management
4
  SELECTION, ON AN ADVISORY BASIS, OF THE FREQUENCY OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   1     1     Management

Page 63

 

ZIMMER HOLDINGS, INC.
               
Ticker:
  ZMH   Security ID:   98956P102
Meeting Date:
  MAY 02, 2011   Meeting Type:   Annual
Record Date:
  MAR 03, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: BETSY J. BERNARD   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: MARC N. CASPER   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: DAVID C. DVORAK   FOR   FOR   Management
1D
  ELECTION OF DIRECTOR: LARRY C. GLASSCOCK   FOR   FOR   Management
1E
  ELECTION OF DIRECTOR: ROBERT A. HAGEMANN   FOR   FOR   Management
1F
  ELECTION OF DIRECTOR: ARTHUR J. HIGGINS   FOR   FOR   Management
1G
  ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK   FOR   FOR   Management
1H
  ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D.   FOR   FOR   Management
2
  NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY-ON-PAY”) “   FOR   FOR   Management
3
  NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF SAY-ON-PAY VOTES   1     1     Management
4
  RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011   FOR   FOR   Management
STERLING CAPITAL NATIONAL TAX-FREE MONEY MARKET FUND
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
STERLING CAPITAL NORTH CAROLINA INTERMEDIATE TAX-FREE
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
STERLING CAPITAL PRIME MONEY MARKET FUND
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
STERLING CAPITAL SELECT EQUITY FUND
ABB LTD.
               
Ticker:
  ABBN   Security ID:   000375204  
Meeting Date:
  APR 29, 2011   Meeting Type:   Annual
Record Date:
  MAR 24, 2011          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Receive Financial Statements and Statutory Reports (Non-Voting)   None   None   Management

Page 64

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
2.1
  Accept Financial Statements and Statutory Reports   For   For   Management
2.2
  Approve Remuneration Report   For   For   Management
3
  Approve Discharge of Board and Senior Management   For   For   Management
4
  Approve Allocation of Income and Dividends of CHF 0.60 per Share from Capital Contribution Reserves   For   For   Management
5
  Approve Creation of CHF 73.3 Million Pool of Conditional Capital without Preemptive Rights for Employee Stock Participation Plan   For   Against   Management
6
  Approve Creation of CHF 206 Million Pool of Capital without Preemptive Rights   For   For   Management
7.1.1
  Reelect Roger Agnelli as Director   For   For   Management
7.1.2
  Reelect Louis Hughes as Director   For   For   Management
7.1.3
  Reelect Hans Maerki as Director   For   For   Management
7.1.4
  Reelect Michel de Rosen as Director   For   For   Management
7.1.5
  Reelect Michael Treschow as Director   For   For   Management
7.1.6
  Reelect Jacob Wallenberg as Director   For   For   Management
7.1.7
  Reelect Hubertus von Gruenberg as Director   For   For   Management
7.2
  Elect Ying Yeh as Director   For   For   Management
8
  Ratify Ernst & Young AG as Auditors   For   For   Management
ABBOTT LABORATORIES
               
Ticker:
  ABT   Security ID:   002824100  
Meeting Date:
  APR 29, 2011   Meeting Type:   Annual
Record Date:
  MAR 02, 2011          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Robert J. Alpern   For   For   Management
1.2
  Elect Director Roxanne S. Austin   For   For   Management
1.3
  Elect Director W. James Farrell   For   For   Management
1.4
  Elect Director H. Laurance Fuller   For   For   Management
1.5
  Elect Director Edward M. Liddy   For   For   Management
1.6
  Elect Director Phebe N. Novakovic   For   For   Management
1.7
  Elect Director William A. Osborn   For   For   Management
1.8
  Elect Director Samuel C. Scott III   For   For   Management
1.9
  Elect Director Glenn F. Tilton   For   For   Management
1.10
  Elect Director Miles D. White   For   For   Management
2
  Ratify Auditors   For   For   Management
3
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
5
  Adopt Policy on Pharmaceutical Price Restraint   Against   Against   Shareholder

Page 65

 

ALCOA INC.
               
Ticker:
  AA   Security ID:   013817101  
Meeting Date:
  MAY 06, 2011   Meeting Type:   Annual
Record Date:
  FEB 11, 2011          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Klaus Kleinfeld   For   For   Management
1.2
  Elect Director James W. Owens   For   For   Management
1.3
  Elect Director Ratan N. Tata   For   For   Management
2
  Ratify Auditor   For   For   Management
3
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4
  Advisory Vote on Say on Pay Frequency   Three Years   One Year   Management
5
  Approve Executive Incentive Bonus Plan   For   For   Management
6
  Reduce Supermajority Vote Requirement Relating to Fair Price Protection   For   For   Management
7
  Reduce Supermajority Vote Requirement Relating to Director Elections   For   For   Management
8
  Reduce Supermajority Vote Requirement Relating to the Removal of Directors   For   For   Management
9
  Provide Right to Act by Written Consent   Against   For   Shareholder
10
  Declassify the Board of Directors   Against   For   Shareholder
AMERICAN EXPRESS COMPANY
               
Ticker:
  AXP   Security ID:   025816109  
Meeting Date:
  MAY 02, 2011   Meeting Type:   Annual
Record Date:
  MAR 04, 2011          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Daniel F. Akerson   For   For   Management
1.2
  Elect Director Charlene Barshefsky   For   For   Management
1.3
  Elect Director Ursula M. Burns   For   For   Management
1.4
  Elect Director Kenneth I. Chenault   For   For   Management
1.5
  Elect Director Peter Chernin   For   For   Management
1.6
  Elect Director Theodore J. Leonsis   For   For   Management
1.7
  Director Jan Leschly   For   For   Management
1.8
  Director Richard C. Levin   For   For   Management
1.9
  Director Richard A. McGinn   For   For   Management
1.10
  Director Edward D. Miller   For   For   Management
1.11
  Director Steven S. Reinemund   For   For   Management
1.12
  Director Robert D. Walter   For   For   Management
1.13
  Director Ronald A. Williams   For   For   Management
2
  Ratify Auditors   For   For   Management
3
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
5
  Provide for Cumulative Voting   Against   For   Shareholder
6
  Amend Bylaws— Call Special Meetings   Against   For   Shareholder
AON CORPORATION
               
Ticker:
  AON   Security ID:   037389103  
Meeting Date:
  MAY 20, 2011   Meeting Type:   Annual
Record Date:
  MAR 30, 2011          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Lester B. Knight   For   For   Management
2
  Elect Director Gregory C. Case   For   For   Management
3
  Elect Director Fulvio Conti   For   For   Management
4
  Elect Director Cheryl A. Francis   For   For   Management
5
  Elect Director Judson C. Green   For   For   Management

Page 66

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
6
  Elect Director Edgar D. Jannotta   For   For   Management
7
  Elect Director Jan Kalff   For   For   Management
8
  Elect Director J. Michael Losh   For   For   Management
9
  Elect Director R. Eden Martin   For   For   Management
10
  Elect Director Andrew J. McKenna   For   For   Management
11
  Elect Director Robert S. Morrison   For   For   Management
12
  Elect Director Richard B. Myers   For   For   Management
13
  Elect Director Richard C. Notebaert   For   For   Management
14
  Elect Director John W. Rogers, Jr.   For   For   Management
15
  Elect Director Gloria Santona   For   For   Management
16
  Elect Director Carolyn Y. Woo   For   For   Management
17
  Ratify Auditors   For   For   Management
18
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
19
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
20
  Approve Omnibus Stock Plan   For   Against   Management
21
  Approve Qualified Employee Stock Purchase Plan   For   For   Management
APPLE INC.
               
Ticker:
  AAPL   Security ID:   037833100  
Meeting Date:
  FEB 23, 2011   Meeting Type:   Annual
Record Date:
  DEC 27, 2010          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director William V. Campbell   For   For   Management
1.2
  Elect Director Millard S. Drexler   For   For   Management
1.3
  Elect Director Albert A. Gore, Jr.   For   For   Management
1.4
  Elect Director Steven P. Jobs   For   For   Management
1.5
  Elect Director Andrea Jung   For   For   Management
1.6
  Elect Director Arthur D. Levinson   For   For   Management
1.7
  Elect Director Ronald D. Sugar   For   For   Management
2
  Ratify Auditors   For   For   Management
3
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
5
  Adopt Policy on Succession Planning   Against   For   Shareholder
6
  Require a Majority Vote for the Election of Directors   Against   For   Shareholder
AT&T INC.
               
Ticker:
  T   Security ID:   00206R102
Meeting Date:
  APR 29, 2011   Meeting Type:   Annual
Record Date:
  MAR 01, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Randall L. Stephenson   For   For   Management
2
  Elect Director Gilbert F. Amelio   For   For   Management
3
  Elect Director Reuben V. Anderson   For   For   Management
4
  Elect Director James H. Blanchard   For   For   Management
5
  Elect Director Jaime Chico Pardo   For   For   Management
6
  Elect Director James P. Kelly   For   For   Management
7
  Elect Director Jon C. Madonna   For   For   Management
8
  Elect Director Lynn M. Martin   For   For   Management
9
  Elect Director John B. McCoy   For   For   Management

Page 67

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
10
  Elect Director Joyce M. Roche   For   For   Management
11
  Elect Director Matthew K. Rose   For   For   Management
12
  Elect Director Laura D Andrea Tyson   For   For   Management
13
  Ratify Auditors   For   For   Management
14
  Approve Omnibus Stock Plan   For   For   Management
15
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
16
  Advisory Vote on Say on Pay Frequency   Three Years   One Year   Management
17
  Report on Political Contributions   Against   For   Shareholder
18
  Amend Articles/Bylaws/Charter — Call Special Meetings   Against   For   Shareholder
19
  Provide Right to Act by Written Consent   Against   For   Shareholder
BANK OF AMERICA CORPORATION
               
Ticker:
  BAC   Security ID:   060505104  
Meeting Date:
  MAY 11, 2011   Meeting Type:   Annual
Record Date:
  MAR 16, 2011          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Mukesh D. Ambani   For   For   Management
2
  Elect Director Susan S. Bies   For   For   Management
3
  Elect Director Frank P. Bramble, Sr.   For   For   Management
4
  Elect Director Virgis W. Colbert   For   For   Management
5
  Elect Director Charles K. Gifford   For   For   Management
6
  Elect Director Charles O. Holliday, Jr.   For   For   Management
7
  Elect Director D. Paul Jones, Jr.   For   For   Management
8
  Elect Director Monica C. Lozano   For   For   Management
9
  Elect Director Thomas J. May   For   For   Management
10
  Elect Director Brian T. Moynihan   For   For   Management
11
  Elect Director Donald E. Powell   For   For   Management
12
  Elect Director Charles O. Rossotti   For   For   Management
13
  Elect Director Robert W. Scully   For   For   Management
14
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
15
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
16
  Ratify Auditors   For   For   Management
17
  Disclose Prior Government Service   Against   Against   Shareholder
18
  Provide Right to Act by Written Consent   Against   For   Shareholder
19
  Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations   Against   For   Shareholder
20
  Report on Lobbying Expenses   Against   For   Shareholder
21
  Report on Collateral in Derivatives Trading   Against   For   Shareholder
22
  Restore or Provide for Cumulative Voting   Against   For   Shareholder
23
  Claw-back of Payments under Restatements   Against   For   Shareholder
24
  Prohibit Certain Relocation Benefits to Senior Executives   Against   For   Shareholder

Page 68

 

BERKSHIRE HATHAWAY INC.
               
Ticker:
  BRK.B   Security ID:   084670702  
Meeting Date:
  APR 30, 2011   Meeting Type:   Annual
Record Date:
  MAR 02, 2011          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Warren E. Buffett   For   For   Management
1.2
  Elect Director Charles T. Munger   For   For   Management
1.3
  Elect Director Howard G. Buffett   For   For   Management
1.4
  Elect Director Stephen B. Burke   For   For   Management
1.5
  Elect Director Susan L. Decker   For   For   Management
1.6
  Elect Director William H. Gates III   For   For   Management
1.7
  Elect Director David S. Gottesman   For   For   Management
1.8
  Elect Director Charlotte Guyman   For   For   Management
1.9
  Elect Director Donald R. Keough   For   For   Management
1.10
  Elect Director Thomas S. Murphy   For   For   Management
1.11
  Elect Director Ronald L. Olson   For   For   Management
1.12
  Elect Director Walter Scott, Jr.   For   For   Management
2
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3
  Advisory Vote on Say on Pay Frequency   Three Years   One Year   Management
4
  Adopt Quantitative GHG Goals for Products and Operations   Against   For   Shareholder
CENOVUS ENERGY INC.
               
Ticker:
  CVE   Security ID:   15135U109
Meeting Date:
  APR 27, 2011   Meeting Type:   Annual
Record Date:
  MAR 01, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Ralph S. Cunningham as Director   For   For   Management
1.2
  Elect Patrick D. Daniel as Director   For   For   Management
1.3
  Elect Ian W. Delaney as Director   For   For   Management
1.4
  Elect Brian C. Ferguson as Director   For   For   Management
1.5
  Elect Michael A. Grandin as Director   For   For   Management
1.6
  Elect Valerie A.A. Nielsen as Director   For   For   Management
1.7
  Elect Charles M. Rampacek as Director   For   For   Management
1.8
  Elect Colin Taylor as Director   For   For   Management
1.9
  Elect Wayne G. Thomson as Director   For   For   Management
2
  Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management
CHEVRON CORPORATION
               
Ticker:
  CVX   Security ID:   166764100  
Meeting Date:
  MAY 25, 2011   Meeting Type:   Annual
Record Date:
  APR 01, 2011          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director L.F. Deily   For   For   Management
2
  Elect Director R.E. Denham   For   For   Management
3
  Elect Director R.J. Eaton   For   For   Management
4
  Elect Director C. Hagel   For   For   Management
5
  Elect Director E. Hernandez   For   For   Management
6
  Elect Director G.L. Kirkland   For   For   Management
7
  Elect Director D.B. Rice   For   For   Management
8
  Elect Director K.W. Sharer   For   For   Management
9
  Elect Director C.R. Shoemate   For   For   Management

Page 69

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
10
  Elect Director J.G. Stumpf   For   For   Management
11
  Elect Director R.D. Sugar   For   For   Management
12
  Elect Director C. Ware   For   For   Management
13
  Elect Director J.S. Watson   For   For   Management
14
  Ratify Auditors   For   For   Management
15
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
16
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
17
  Request Director Nominee with Environmental Qualifications   Against   For   Shareholder
18
  Amend Bylaws to Establish a Board Committee on Human Rights   Against   Against   Shareholder
19
  Include Sustainability as a Performance Measure for Senior Executive Compensation   Against   Against   Shareholder
20
  Adopt Guidelines for Country Selection   Against   For   Shareholder
21
  Report on Financial Risks of Climate Change   Against   Against   Shareholder
22
  Report on Environmental Impacts of Natural Gas Fracturing   Against   For   Shareholder
23
  Report on Offshore Oil Wells and Spill Mitigation Measures   Against   Against   Shareholder
CISCO SYSTEMS, INC.
               
Ticker:
  CSCO   Security ID:   17275R102
Meeting Date:
  NOV 18, 2010   Meeting Type:   Annual
Record Date:
  SEP 20, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Carol A. Bartz   For   For   Management
2
  Elect Director M. Michele Burns   For   For   Management
3
  Elect Director Michael D. Capellas   For   For   Management
4
  Elect Director Larry R. Carter   For   For   Management
5
  Elect Director John T. Chambers   For   For   Management
6
  Elect Director Brian L. Halla   For   For   Management
7
  Elect Director John L. Hennessy   For   For   Management
8
  Elect Director Richard M. Kovacevich   For   For   Management
9
  Elect Director Roderick C. Mcgeary   For   For   Management
10
  Elect Director Michael K. Powell   For   For   Management
11
  Elect Director Arun Sarin   For   For   Management
12
  Elect Director Steven M. West   For   For   Management
13
  Elect Director Jerry Yang   For   For   Management
14
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
15
  Ratify Auditors   For   For   Management
16
  Amend Bylaws to Establish a Board Committee on Environmental Sustainability   Against   Against   Shareholder
17
  Report on Internet Fragmentation   Against   For   Shareholder
18
  Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses   Against   Against   Shareholder

Page 70

 

COMCAST CORPORATION
               
Ticker:
  CMCSA   Security ID:   20030N101
Meeting Date:
  MAY 11, 2011   Meeting Type:   Annual
Record Date:
  MAR 08, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director S. Decker Anstrom   For   For   Management
1.2
  Elect Director Kenneth J. Bacon   For   For   Management
1.3
  Elect Director Sheldon M. Bonovitz   For   For   Management
1.4
  Elect Director Edward D. Breen   For   For   Management
1.5
  Elect Director Joseph J. Collins   For   For   Management
1.6
  Elect Director J. Michael Cook   For   For   Management
1.7
  Elect Director Gerald L. Hassell   For   For   Management
1.8
  Elect Director Jeffrey A. Honickman   For   For   Management
1.9
  Elect Director Eduardo G. Mestre   For   For   Management
1.10
  Elect Director Brian L. Roberts   For   For   Management
1.11
  Elect Director Ralph J. Roberts   For   For   Management
1.12
  Elect Director Judith Rodin   For   For   Management
2
  Ratify Auditors   For   For   Management
3
  Approve Nonqualified Employee Stock Purchase Plan   For   For   Management
4
  Amend Restricted Stock Plan   For   For   Management
5
  Amend Stock Option Plan   For   For   Management
6
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
7
  Advisory Vote on Say on Pay Frequency   Three Years   One Year   Management
8
  Provide for Cumulative Voting   Against   For   Shareholder
9
  Require Independent Board Chairman   Against   For   Shareholder
CONOCOPHILLIPS
               
Ticker:
  COP   Security ID:   20825C104
Meeting Date:
  MAY 11, 2011   Meeting Type:   Annual
Record Date:
  MAR 14, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Richard L. Armitage   For   For   Management
2
  Elect Director Richard H. Auchinleck   For   For   Management
3
  Elect Director James E. Copeland, Jr.   For   For   Management
4
  Elect Director Kenneth M. Duberstein   For   For   Management
5
  Elect Director Ruth R. Harkin   For   For   Management
6
  Elect Director Harold W. McGraw III   For   For   Management
7
  Elect Director James J. Mulva   For   For   Management
8
  Elect Director Robert A. Niblock   For   For   Management
9
  Elect Director Harald J. Norvik   For   For   Management
10
  Elect Director William K. Reilly   For   For   Management
11
  Elect Director Victoria J. Tschinkel   For   For   Management
12
  Elect Director Kathryn C. Turner   For   For   Management
13
  Elect Director William E. Wade, Jr.   For   For   Management
14
  Ratify Auditors   For   For   Management
15
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management
16
  Advisory Vote on Say on Pay Frequency   None   One Year   Management
17
  Approve Omnibus Stock Plan   For   For   Management
18
19
  Amend EEO Policy to Prohibit Discrimination based on Gender Identity Report on Political Contributions   Against
Against 		  For
For 		  Shareholder
Shareholder
20
  Report on Lobbying Expenses   Against   For   Shareholder
21
  Report on Accident Risk Reduction Efforts   Against   Against   Shareholder
22
  Adopt Policy to Address Coastal Louisiana Environmental Impacts   Against   Against   Shareholder

Page 71

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
23
  Adopt Quantitative GHG Goals for Products and Operations   Against   For   Shareholder
24
  Report on Financial Risks of Climate Change   Against   Against   Shareholder
25
  Report on Environmental Impact of Oil Sands Operations in Canada   Against   For   Shareholder
CORNING INCORPORATED
               
Ticker:
  GLW   Security ID:   219350105  
Meeting Date:
  APR 28, 2011   Meeting Type:   Annual
Record Date:
  FEB 24, 2011          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director John Seely Brown   For   Against   Management
2
  Elect Director John A. Canning, Jr.   For   For   Management
3
  Elect Director Gordon Gund   For   Against   Management
4
  Elect Director Kurt M. Landgraf   For   Against   Management
5
  Elect Director H. Onno Ruding   For   Against   Management
6
  Elect Director Glenn F. Tilton   For   For   Management
7
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
8
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
9
  Ratify Auditors   For   For   Management
10
  Amend Articles/Bylaws/Charter — Call Special Meetings   Against   For   Shareholder
COVIDIEN PUBLIC LIMITED COMPANY
               
Ticker:
  COV   Security ID:   G2554F105
Meeting Date:
  MAR 15, 2011   Meeting Type:   Annual
Record Date:
  JAN 12, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Craig Arnold   For   For   Management
2
  Elect Director Robert H. Brust   For   For   Management
3
  Elect Director John M. Connors, Jr.   For   For   Management
4
  Elect Director Christopher J. Coughlin   For   For   Management
5
  Elect Director Timothy M. Donahue   For   For   Management
6
  Elect Director Kathy J. Herbert   For   For   Management
7
  Elect Director Randall J. Hogan III   For   For   Management
8
  Elect Director Richard J. Meelia   For   For   Management
9
  Elect Director Dennis H. Reilley   For   For   Management
10
  Elect Director Tadataka Yamada   For   For   Management
11
  Elect Director Joseph A. Zaccagnino   For   For   Management
12
  Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration   For   For   Management
13
  Approve Reverse Stock Split Immediately Followed by a Forward Stock Split   For   For   Management
14
15
  Advisory Vote to Ratify Named Executive Officers’ Compensation
Advisory Vote on Say on Pay Frequency 		  For
Three Years 		  For
One Year 		  Management
Management

Page 72

 

EXXON MOBIL CORPORATION
               
Ticker:
  XOM   Security ID:   30231G102
Meeting Date:
  MAY 25, 2011   Meeting Type:   Annual
Record Date:
  APR 06, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director M.J. Boskin   For   For   Management
1.2
  Elect Director P. Brabeck-Letmathe   For   For   Management
1.3
  Elect Director L.R. Faulkner   For   For   Management
1.4
  Elect Director J.S. Fishman   For   For   Management
1.5
  Elect Director K.C. Frazier   For   For   Management
1.6
  Elect Director W.W. George   For   For   Management
1.7
  Elect Director M.C. Nelson   For   For   Management
1.8
  Elect Director S.J. Palmisano   For   For   Management
1.9
  Elect Director S.S. Reinemund   For   For   Management
1.10
  Elect Director R.W. Tillerson   For   For   Management
1.11
  Elect Director E.E. Whitacre, Jr.   For   For   Management
2
  Ratify Auditors   For   For   Management
3
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management
4
  Advisory Vote on Say on Pay Frequency   Three Years   One Year   Management
5
  Require Independent Board Chairman   Against   For   Shareholder
6
  Report on Political Contributions   Against   For   Shareholder
7
  Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity   Against   Against   Shareholder
8
  Adopt Policy on Human Right to Water   Against   Against   Shareholder
9
  Report on Environmental Impact of Oil Sands Operations in Canada   Against   For   Shareholder
10
  Report on Environmental Impacts of Natural Gas Fracturing   Against   For   Shareholder
11
  Report on Energy Technologies Development   Against   Against   Shareholder
12
  Adopt Quantitative GHG Goals for Products and Operations   Against   For   Shareholder
GENERAL ELECTRIC COMPANY
               
Ticker:
  GE   Security ID:   369604103  
Meeting Date:
  APR 27, 2011   Meeting Type:   Annual
Record Date:
  FEB 28, 2011          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director W. Geoffrey Beattie   For   For   Management
2
  Elect Director James I. Cash, Jr.   For   For   Management
3
  Elect Director Ann M. Fudge   For   For   Management
4
  Elect Director Susan Hockfield   For   For   Management
5
  Elect Director Jeffrey R. Immelt   For   For   Management
6
  Elect Director Andrea Jung   For   For   Management
7
  Elect Director Alan G. Lafley   For   For   Management
8
  Elect Director Robert W. Lane   For   For   Management
9
  Elect Director Ralph S. Larsen   For   For   Management
10
  Elect Director Rochelle B. Lazarus   For   For   Management
11
  Elect Director James J. Mulva   For   For   Management
12
  Elect Director Sam Nunn   For   For   Management
13
  Elect Director Roger S. Penske   For   For   Management

Page 73

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
14
  Elect Director Robert J. Swieringa   For   For   Management
15
  Elect Director James S. Tisch   For   For   Management
16
  Elect Director Douglas A. Warner III   For   For   Management
17
  Ratify Auditors   For   For   Management
18
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
19
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
20
  Provide for Cumulative Voting   Against   For   Shareholder
21
  Performance-Based Equity Awards   Against   For   Shareholder
22
  Withdraw Stock Options Granted to Executive Officers   Against   Against   Shareholder
23
  Report on Climate Change Business Risk   Against   Against   Shareholder
24
  Report on Animal Testing and Plans for Reduction   Against   Against   Shareholder
GOOGLE INC.
               
Ticker:
  GOOG   Security ID:   38259P508
Meeting Date:
  JUN 02, 2011   Meeting Type:   Annual
Record Date:
  APR 04, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Larry Page   For   For   Management
1.2
  Elect Director Sergey Brin   For   For   Management
1.3
  Elect Director Eric E. Schmidt   For   For   Management
1.4
  Elect Director L. John Doerr   For   For   Management
1.5
  Elect Director John L. Hennessy   For   For   Management
1.6
  Elect Director Ann Mather   For   For   Management
1.7
  Elect Director Paul S. Otellini   For   For   Management
1.8
  Elect Director K. Ram Shriram   For   For   Management
1.9
  Elect Director Shirley M. Tilghman   For   For   Management
2
  Ratify Auditors   For   For   Management
3
  Amend Omnibus Stock Plan   For   Against   Management
4
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
5
  Advisory Vote on Say on Pay Frequency   Three Years   One Year   Management
6
  Amend Bylaws to Establish a Board Committee on Environmental Sustainability   Against   Against   Shareholder
7
  Reduce Supermajority Vote Requirement   Against   Against   Shareholder
8
  Report on Code of Conduct Compliance   Against   Against   Shareholder
HEWLETT-PACKARD COMPANY
               
Ticker:
  HPQ   Security ID:   428236103  
Meeting Date:
  MAR 23, 2011   Meeting Type:   Annual
Record Date:
  JAN 24, 2011          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director M. L. Andreessen   For   For   Management
2
  Elect Director L. Apotheker   For   For   Management
3
  Elect Director L.T. Babbio, Jr.   For   Against   Management
4
  Elect Director S.M. Baldauf   For   Against   Management
5
  Elect Director S. Banerji   For   For   Management
6
  Elect Director R.L. Gupta   For   For   Management
7
  Elect Director J.H. Hammergren   For   For   Management

Page 74

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
8
  Elect Director R.J. Lane   For   For   Management
9
  Elect Director G.M. Reiner   For   For   Management
10
  Elect Director P.F. Russo   For   For   Management
11
  Elect Director D. Senequier   For   For   Management
12
  Elect Director G.K. Thompson   For   Against   Management
13
  Elect Director M.C. Whitman   For   For   Management
14
  Ratify Auditors   For   For   Management
15
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management
16
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
17
  Approve Qualified Employee Stock Purchase Plan   For   For   Management
18
  Amend Executive Incentive Bonus Plan   For   For   Management
INTEL CORPORATION
               
Ticker:
  INTC   Security ID:   458140100  
Meeting Date:
  MAY 19, 2011   Meeting Type:   Annual
Record Date:
  MAR 21, 2011          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Charlene Barshefsky   For   For   Management
2
  Elect Director Susan L. Decker   For   For   Management
3
  Elect Director John J. Donahoe   For   For   Management
4
  Elect Director Reed E. Hundt   For   For   Management
5
  Elect Director Paul S. Otellini   For   For   Management
6
  Elect Director James D. Plummer   For   For   Management
7
  Elect Director David S. Pottruck   For   For   Management
8
  Elect Director Jane E. Shaw   For   For   Management
9
  Elect Director Frank D. Yeary   For   For   Management
10
  Elect Director David B. Yoffie   For   For   Management
11
  Ratify Auditors   For   For   Management
12
  Amend Omnibus Stock Plan   For   For   Management
13
  Amend Qualified Employee Stock Purchase Plan   For   For   Management
14
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
15
  Advisory Vote on Say on Pay Frequency   None   One Year   Management
INTERNATIONAL BUSINESS MACHINES CORPORATION
               
Ticker:
  IBM   Security ID:   459200101  
Meeting Date:
  APR 26, 2011   Meeting Type:   Annual
Record Date:
  FEB 25, 2011          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director A. J. P. Belda   For   For   Management
2
  Elect Director W. R. Brody   For   For   Management
3
  Elect Director K. I. Chenault   For   For   Management
4
  Elect Director M. L. Eskew   For   For   Management
5
  Elect Director S. A. Jackson   For   For   Management
6
  Elect Director A. N. Liveris   For   For   Management
7
  Elect Director W. J. McNerney, Jr.   For   For   Management
8
  Elect Director J. W. Owens   For   For   Management
9
  Elect Director S. J. Palmisano   For   For   Management
10
  Elect Director J. E. Spero   For   For   Management
11
  Elect Director S. Taurel   For   For   Management

Page 75

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
12
  Elect Director L. H. Zambrano   For   For   Management
13
  Ratify Auditors   For   For   Management
14
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
15
  Advisory Vote on Say on Pay Frequency   Three Years   One Year   Management
16
  Provide for Cumulative Voting   Against   For   Shareholder
17
  Report on Political Contributions   Against   For   Shareholder
18
  Report on Lobbying Expenses   Against   For   Shareholder
INTERNATIONAL PAPER COMPANY
               
Ticker:
  IP   Security ID:   460146103  
Meeting Date:
  MAY 09, 2011   Meeting Type:   Annual
Record Date:
  MAR 15, 2011          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Directors David J. Bronczek   For   For   Management
2
  Elect Director Ahmet C. Dorduncu   For   For   Management
3
  Elect Directors Lynn Laverty Elsenhans   For   For   Management
4
  Elect Directors John V. Faraci   For   For   Management
5
  Elect Director Samir G. Gibara   For   For   Management
6
  Elect Directors Stacey J. Mobley   For   For   Management
7
  Elect Directors John L. Townsend, III   For   For   Management
8
  Elect Director John F. Turner   For   For   Management
9
  Elect Directors William G. Walter   For   For   Management
10
  Elect Directors Alberto Weisser   For   For   Management
11
  Elect Directors J. Steven Whisler   For   For   Management
12
  Ratify Auditors   For   For   Management
13
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
14
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
15
  Provide Right to Act by Written Consent   Against   For   Shareholder
JOHNSON & JOHNSON
               
Ticker:
  JNJ   Security ID:   478160104  
Meeting Date:
  APR 28, 2011   Meeting Type:   Annual
Record Date:
  MAR 01, 2011          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Mary Sue Coleman   For   For   Management
2
  Elect Director James G. Cullen   For   For   Management
3
  Elect Director Ian E.L. Davis   For   For   Management
4
  Elect Director Michael M.e. Johns   For   For   Management
5
  Elect Director Susan L. Lindquist   For   For   Management
6
  Elect Director Anne M. Mulcahy   For   For   Management
7
  Elect Director Leo F. Mullin   For   For   Management
8
  Elect Director William D. Perez   For   For   Management
9
  Elect Director Charles Prince   For   For   Management
10
  Elect Director David Satcher   For   For   Management
11
  Elect Director William C. Weldon   For   For   Management
12
  Ratify Auditors   For   For   Management
13
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management
14
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
15
  Adopt Policy to Restrain Pharmaceutical Price Increases   Against   Against   Shareholder

Page 76

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
16
  Amend EEO Policy to Prohibit Discrimination Based on Applicant’s Health Status   Against   Against   Shareholder
17
  Adopt Animal-Free Training Methods   Against   Against   Shareholder
JPMORGAN CHASE & CO.
               
Ticker:
  JPM   Security ID:   46625H100
Meeting Date:
  MAY 17, 2011   Meeting Type:   Annual
Record Date:
  MAR 18, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Crandall C. Bowles   For   For   Management
2
  Elect Director Stephen B. Burke   For   For   Management
3
  Elect Director David M. Cote   For   For   Management
4
  Elect Director James S. Crown   For   For   Management
5
  Elect Director James Dimon   For   For   Management
6
  Elect Director Ellen V. Futter   For   For   Management
7
  Elect Director William H. Gray, III   For   For   Management
8
  Elect Director Laban P. Jackson, Jr.   For   For   Management
9
  Elect Director David C. Novak   For   For   Management
10
  Elect Director Lee R. Raymond   For   For   Management
11
  Elect Director William C. Weldon   For   For   Management
12
  Ratify Auditors   For   For   Management
13
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management
14
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
15
  Amend Omnibus Stock Plan   For   Against   Management
16
  Affirm Political Non-Partisanship   Against   Against   Shareholder
17
  Provide Right to Act by Written Consent   Against   For   Shareholder
18
  Report on Loan Modifications   Against   Against   Shareholder
19
  Report on Political Contributions   Against   For   Shareholder
20
  Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity   Against   Against   Shareholder
21
  Require Independent Board Chairman   Against   Against   Shareholder
KRAFT FOODS INC.
               
Ticker:
  KFT   Security ID:   50075N104
Meeting Date:
  MAY 24, 2011   Meeting Type:   Annual
Record Date:
  MAR 16, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Ajaypal S. Banga   For   For   Management
2
  Elect Director Myra M. Hart   For   For   Management
3
  Elect Director Peter B. Henry   For   For   Management
4
  Elect Director Lois D. Juliber   For   For   Management
5
  Elect Director Mark D. Ketchum   For   For   Management
6
  Elect Director Richard A. Lerner   For   For   Management
7
  Elect Director Mackey J. McDonald   For   For   Management
8
  Elect Director John C. Pope   For   For   Management
9
  Elect Director Fredric G. Reynolds   For   For   Management
10
  Elect Director Irene B. Rosenfeld   For   For   Management
11
  Elect Director J.F. Van Boxmeer   For   For   Management

Page 77

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
12
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
13
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
14
  Amend Non-Employee Director Omnibus Stock Plan   For   For   Management
15
  Ratify Auditors   For   For   Management
LOCKHEED MARTIN CORPORATION
               
Ticker:
  LMT   Security ID:   539830109  
Meeting Date:
  APR 28, 2011   Meeting Type:   Annual
Record Date:
  MAR 01, 2011          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Nolan D. Archibald   For   For   Management
2
  Elect Director Rosalind G. Brewer   For   For   Management
3
  Elect Director David B. Burritt   For   For   Management
4
  Elect Director James O. Ellis, Jr.   For   For   Management
5
  Elect Director Thomas J. Falk   For   For   Management
6
  Elect Director Gwendolyn S. King   For   For   Management
7
  Elect Director James M. Loy   For   For   Management
8
  Elect Director Douglas H. McCorkindale   For   For   Management
9
  Elect Director Joseph W. Ralston   For   For   Management
10
  Elect Director Anne Stevens   For   For   Management
11
  Elect Director Robert J. Stevens   For   For   Management
12
  Ratify Auditors   For   For   Management
13
  Approve Omnibus Stock Plan   For   For   Management
14
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
15
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
16
  Provide Right to Act by Written Consent   Against   For   Shareholder
LOWE’S COMPANIES, INC.
               
Ticker:
  LOW   Security ID:   548661107  
Meeting Date:
  MAY 27, 2011   Meeting Type:   Annual
Record Date:
  MAR 25, 2011          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Raul Alvarez   For   For   Management
1.2
  Elect Director David W. Bernauer   For   For   Management
1.3
  Elect Director Leonard L. Berry   For   For   Management
1.4
  Elect Director Peter C. Browning   For   For   Management
1.5
  Elect Director Dawn E. Hudson   For   For   Management
1.6
  Elect Director Robert L. Johnson   For   For   Management
1.7
  Elect Director Marshall O. Larsen   For   For   Management
1.8
  Elect Director Richard K. Lochridge   For   For   Management
1.9
  Elect Director Robert A. Niblock   For   For   Management
1.10
  Elect Director Stephen F. Page   For   For   Management
2
  Ratify Auditors   For   For   Management
3
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
5
  Approve Executive Incentive Bonus Plan   For   For   Management
6
  Submit Severance Agreement (Change-in-Control) to Shareholder Vote   Against   For   Shareholder
7
  Include Sustainability as a Performance Measure for Senior Executive Compensation   Against   Against   Shareholder
8
  Report on Political Contributions   Against   For   Shareholder

Page 78

 

MEDTRONIC, INC.
               
Ticker:
  MDT   Security ID:   585055106  
Meeting Date:
  AUG 25, 2010   Meeting Type:   Annual
Record Date:
  JUN 28, 2010          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Richard H. Anderson   For   For   Management
1.2
  Elect Director David L. Calhoun   For   For   Management
1.3
  Elect Director Victor J. Dzau   For   For   Management
1.4
  Elect Director William A. Hawkins   For   For   Management
1.5
  Elect Director Shirley A. Jackson   For   For   Management
1.6
  Elect Director James T. Lenehan   For   For   Management
1.7
  Elect Director Denise M. O’Leary   For   For   Management
1.8
  Elect Director Kendall J. Powell   For   For   Management
1.9
  Elect Director Robert C. Pozen   For   For   Management
1.10
  Elect Director Jean-Pierre Rosso   For   For   Management
1.11
  Elect Director Jack W. Schuler   For   For   Management
2
  Ratify Auditors   For   For   Management
MERCK & CO., INC.
               
Ticker:
  MRK   Security ID:   58933Y105
Meeting Date:
  MAY 24, 2011   Meeting Type:   Annual
Record Date:
  MAR 25, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Leslie A. Brun   For   For   Management
2
  Elect Director Thomas R. Cech   For   For   Management
3
  Elect Director Richard T. Clark   For   For   Management
4
  Elect Director Kenneth C. Frazier   For   For   Management
5
  Elect Director Thomas H. Glocer   For   For   Management
6
  Elect Director Steven F. Goldstone   For   For   Management
7
  Elect Director William B. Harrison. Jr.   For   For   Management
8
  Elect Director Harry R. Jacobson   For   For   Management
9
  Elect Director William N. Kelley   For   For   Management
10
  Elect Director C. Robert Kidder   For   For   Management
11
  Elect Director Rochelle B. Lazarus   For   For   Management
12
  Elect Director Carlos E. Represas   For   For   Management
13
  Elect Director Patricia F. Russo   For   For   Management
14
  Elect Director Thomas E. Shenk   For   For   Management
15
  Elect Director Anne M. Tatlock   For   For   Management
16
  Elect Director Craig B. Thompson   For   For   Management
17
  Elect Director Wendell P. Weeks   For   For   Management
18
  Elect Director Peter C. Wendell   For   For   Management
19
  Ratify Auditors   For   For   Management
20
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
21
  Advisory Vote on Say on Pay Frequency   Three Years   One Year   Management

Page 79

 

METLIFE, INC.
               
Ticker:
  MET   Security ID:   59156R108
Meeting Date:
  APR 26, 2011   Meeting Type:   Annual
Record Date:
  MAR 01, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Steven A. Kandarian   For   For   Management
1.2
  Elect Director Sylvia Mathews Burwell   For   For   Management
1.3
  Elect Director Eduardo Castro-Wright   For   For   Management
1.4
  Elect Director Cheryl W. Grise   For   For   Management
1.5
  Elect Director Lulu C. Wang   For   For   Management
2
  Declassify the Board of Directors   For   For   Management
3
  Ratify Auditors   For   For   Management
4
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
5
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
MICROSOFT CORPORATION
               
Ticker:
  MSFT   Security ID:   594918104  
Meeting Date:
  NOV 16, 2010   Meeting Type:   Annual
Record Date:
  SEP 03, 2010          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Steven A. Ballmer   For   For   Management
2
  Elect Director Dina Dublon   For   For   Management
3
  Elect Director William H. Gates III   For   For   Management
4
  Elect Director Raymond V. Gilmartin   For   For   Management
5
  Elect Director Reed Hastings   For   For   Management
6
  Elect Director Maria M. Klawe   For   For   Management
7
  Elect Director David F. Marquardt   For   For   Management
8
  Elect Director Charles H. Noski   For   For   Management
9
  Elect Director Helmut Panke   For   For   Management
10
  Ratify Auditors   For   For   Management
11
  Amend Bylaws to Establish a Board Committee on Environmental Sustainability   Against   Against   Shareholder
MORGAN STANLEY
               
Ticker:
  MS   Security ID:   617446448  
Meeting Date:
  MAY 18, 2011   Meeting Type:   Annual
Record Date:
  MAR 21, 2011          
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Roy J. Bostock   For   For   Management
2
  Elect Director Erskine B. Bowles   For   For   Management
3
  Elect Director Howard J. Davies   For   For   Management
4
  Elect Director James P. Gorman   For   For   Management
5
  Elect Director James H. Hance Jr.   For   For   Management
6
  Elect Director C. Robert Kidder   For   For   Management
7
  Elect Director John J. Mack   For   For   Management
8
  Elect Director Donald T. Nicolaisen   For   For   Management
9
  Elect Director Hutham S. Olayan   For   For   Management
10
  Elect Director James. W. Owens   For   For   Management

Page 80

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
11
  Elect Director O. Griffith Sexton   For   For   Management
12
  Elect Director Masaaki Tanaka   For   For   Management
13
  Elect Director Laura D. Tyson   For   For   Management
14
  Ratify Auditors   For   For   Management
15
  Amend Omnibus Stock Plan   For   Against   Management
16
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management
17
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
NOVARTIS AG
             
Ticker:
  NOVN   Security ID:   66987V109 
Meeting Date:
  FEB 22, 2011   Meeting Type:   Annual
Record Date:
  JAN 25, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Discharge of Board and Senior Management   For   For   Management
3
  Approve Allocation of Income and Dividends of CHF 2.20 per Share   For   For   Management
4
  Approve Remuneration System   For   Against   Management
5a
  Reelect Ann Fudge as Director   For   For   Management
5b
  Reelect Pierre Landolt as Director   For   For   Management
5c
  Reelect Ulrich Lehner as Director   For   For   Management
5d
  Elect Enrico Vanni as Director   For   For   Management
6
  Ratify PricewaterhouseCoopers AG as Auditors   For   For   Management
7
  Additional And/or Counter-proposals Presented At The Meeting   For   Against   Management
NOVARTIS AG
             
Ticker:
  NOVN   Security ID:   66987V109 
Meeting Date:
  APR 08, 2011   Meeting Type:   Special
Record Date:
  FEB 25, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Approve Merger Agreement with Alcon Inc.   For   For   Management
1.2
  Approve Creation of CHF 54 Million Pool of Authorized Capital in Connection with Merger Agreement with Alcon Inc.   For   For   Management
2
  Additional And/or Counter-proposals Presented At The Meeting   For   Against   Management

Page 81

 

ORACLE CORPORATION
             
Ticker:
  ORCL   Security ID:   68389X105 
Meeting Date:
  OCT 06, 2010   Meeting Type:   Annual
Record Date:
  AUG 09, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Jeffrey S. Berg   For   Withhold   Management
1.2
  Elect Director H. Raymond Bingham   For   For   Management
1.3
  Elect Director Michael J. Boskin   For   For   Management
1.4
  Elect Director Safra A. Catz   For   For   Management
1.5
  Elect Director Bruce R. Chizen   For   For   Management
1.6
  Elect Director George H. Conrades   For   For   Management
1.7
  Elect Director Lawrence J. Ellison   For   For   Management
1.8
  Elect Director Hector Garcia-Molina   For   Withhold   Management
1.9
  Elect Director Jeffrey O. Henley   For   For   Management
1.10
  Elect Director Mark V. Hurd   For   For   Management
1.11
  Elect Director Donald L. Lucas   For   For   Management
1.12
  Elect Director Naomi O. Seligman   For   Withhold   Management
2
  Approve Executive Incentive Bonus Plan   For   For   Management
3
  Amend Omnibus Stock Plan   For   For   Management
4
  Ratify Auditors   For   For   Management
5
  Establish Board Committee on Sustainability   Against   Against   Shareholder
6
  Require a Majority Vote for the Election of Directors   Against   For   Shareholder
7
  Stock Retention/Holding Period   Against   For   Shareholder
PALL CORPORATION
             
Ticker:
  PLL   Security ID:   696429307 
Meeting Date:
  DEC 15, 2010   Meeting Type:   Annual
Record Date:
  OCT 26, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Amy E. Alving   For   For   Management
1.2
  Elect Director Daniel J. Carroll   For   For   Management
1.3
  Elect Director Robert B. Coutts   For   For   Management
1.4
  Elect Director Cheryl W. Grise   For   For   Management
1.5
  Elect Director Ronald L. Hoffman   For   For   Management
1.6
  Elect Director Eric Krasnoff   For   For   Management
1.7
  Elect Director Dennis N. Longstreet   For   For   Management
1.8
  Elect Director Edwin W. Martin, Jr.   For   For   Management
1.9
  Elect Director Katharine L. Plourde   For   For   Management
1.10
  Elect Director Edward L. Snyder   For   For   Management
1.11
  Elect Director Edward Travaglianti   For   For   Management
2
  Ratify Auditors   For   For   Management
3
  Amend Bylaws to to Facilitate Use of “Notice and Access” Option to Deliver Proxy Materials via the Internet   For   For   Management
4
  Amend Qualified Employee Stock Purchase Plan   For   For   Management
5
  Amend Management Stock Purchase Plan   For   Against   Management
PEPSICO, INC.
             
Ticker:
  PEP   Security ID:   713448108 
Meeting Date:
  MAY 04, 2011   Meeting Type:   Annual
Record Date:
  MAR 04, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director S.L. Brown   For   For   Management
2
  Elect Director I.M. Cook   For   For   Management
3
  Elect Director D. Dublon   For   For   Management

Page 82

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
4
  Elect Director V.J. Dzau   For   For   Management
5
  Elect Director R.L. Hunt   For   For   Management
6
  Elect Director A. Ibarguen   For   For   Management
7
  Elect Director A.C. Martinez   For   For   Management
8
  Elect Director I.K. Nooyi   For   For   Management
9
  Elect Director S.P. Rockefeller   For   For   Management
10
  Elect Director J.J. Schiro   For   For   Management
11
  Elect Director L.G. Trotter   For   For   Management
12
  Elect Director D. Vasella   For   For   Management
13
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
14
  Advisory Vote on Say on Pay Frequency   Three Years   One Year   Management
15
  Ratify Auditors   For   For   Management
16
  Adopt Majority Voting for Uncontested Election of Directors   For   For   Management
17
  Amend Articles/Bylaws/Charter — Call Special Meetings   Against   For   Shareholder
18
  Report on Political Contributions   Against   Against   Shareholder
PFIZER INC.
             
Ticker:
  PFE   Security ID:   717081103 
Meeting Date:
  APR 28, 2011   Meeting Type:   Annual
Record Date:
  MAR 01, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Dennis A. Ausiello   For   For   Management
2
  Elect Director Michael S. Brown   For   For   Management
3
  Elect Director M. Anthony Burns   For   For   Management
4
  Elect Director W. Don Cornwell   For   For   Management
5
  Elect Director Frances D. Fergusson   For   For   Management
6
  Elect Director William H. Gray III   For   For   Management
7
  Elect Director Constance J. Horner   For   For   Management
8
  Elect Director James M. Kilts   For   For   Management
9
  Elect Director George A. Lorch   For   For   Management
10
  Elect Director John P. Mascotte   For   For   Management
11
  Elect Director Suzanne Nora Johnson   For   For   Management
12
  Elect Director Ian C. Read   For   For   Management
13
  Elect Director Stephen W. Sanger   For   For   Management
14
  Ratify Auditors   For   For   Management
15
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management
16
  Advisory Vote on Say on Pay Frequency   Two Years   One Year   Management
17
  Publish Political Contributions   Against   Against   Shareholder
18
  Report on Public Policy Advocacy Process   Against   Against   Shareholder
19
  Adopt Policy to Restrain Pharmaceutical Price Increases   Against   Against   Shareholder
20
  Provide Right to Act by Written Consent   Against   For   Shareholder
21
  Amend Articles/Bylaws/Charter — Call Special Meetings   Against   For   Shareholder
22
  Report on Animal Testing and Plans for Reduction   Against   Against   Shareholder

Page 83

 

SCHLUMBERGER LIMITED
             
Ticker:
  SLB   Security ID:   806857108 
Meeting Date:
  APR 06, 2011   Meeting Type:   Annual
Record Date:
  FEB 16, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Philippe Camus   For   For   Management
1.2
  Elect Director Peter L.S. Currie   For   For   Management
1.3
  Elect Director Andrew Gould   For   For   Management
1.4
  Elect Director Tony Isaac   For   For   Management
1.5
  Elect Director K. Vaman Kamath   For   For   Management
1.6
  Elect Director Nikolay Kudryavtsev   For   For   Management
1.7
  Elect Director Adrian Lajous   For   For   Management
1.8
  Elect Director Michael E. Marks   For   For   Management
1.9
  Elect Director Elizabeth Moler   For   For   Management
1.10
  Elect Director Leo Rafael Reif   For   For   Management
1.11
  Elect Director Tore I. Sandvold   For   For   Management
1.12
  Elect Director Henri Seydoux   For   For   Management
1.13
  Elect Director Paal Kibsgaard   For   For   Management
1.14
  Elect Director Lubna S. Olayan   For   For   Management
2
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3
  Advisory Vote on Say on Pay Frequency   Two Years   One Year   Management
4
  Increase Authorized Common Stock   For   For   Management
5
  Adopt Plurality Voting for Contested Election of Directors   For   For   Management
6
  Adopt and Approve Financials and Dividends   For   For   Management
7
  Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management
SOUTHWEST AIRLINES CO.
             
Ticker:
  LUV   Security ID:   844741108 
Meeting Date:
  MAY 18, 2011   Meeting Type:   Annual
Record Date:
  MAR 22, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director David W. Biegler   For   For   Management
2
  Elect Director Douglas H. Brooks   For   For   Management
3
  Elect Director William H. Cunningham   For   For   Management
4
  Elect Director John G. Denison   For   For   Management
5
  Elect Director Gary C. Kelly   For   For   Management
6
  Elect Director Nancy B. Loeffler   For   For   Management
7
  Elect Director John T. Montford   For   For   Management
8
  Elect Director Thomas M. Nealon   For   For   Management
9
  Elect Director Daniel D. Villanueva   For   For   Management
10
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
11
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
12
  Ratify Auditors   For   For   Management
13
  Reduce Supermajority Vote Requirement   Against   For   Shareholder

Page 84

 

STAPLES, INC.
             
Ticker:
  SPLS   Security ID:   855030102 
Meeting Date:
  JUN 07, 2011   Meeting Type:   Annual
Record Date:
  APR 11, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Basil L. Anderson   For   For   Management
2
  Elect Director Arthur M. Blank   For   For   Management
3
  Elect Director Mary Elizabeth Burton   For   For   Management
4
  Elect Director Justin King   For   For   Management
5
  Elect Director Carol Meyrowitz   For   For   Management
6
  Elect Director Rowland T. Moriarty   For   For   Management
7
  Elect Director Robert C. Nakasone   For   For   Management
8
  Elect Director Ronald L. Sargent   For   For   Management
9
  Elect Director Elizabeth A. Smith   For   For   Management
10
  Elect Director Robert E. Sulentic   For   For   Management
11
  Elect Director Vijay Vishwanath   For   For   Management
12
  Elect Director Paul F. Walsh   For   For   Management
13
  Ratify Auditors   For   For   Management
14
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management
15
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
16
  Provide Right to Act by Written Consent   Against   For   Shareholder
STRYKER CORPORATION
             
Ticker:
  SYK   Security ID:   863667101 
Meeting Date:
  APR 26, 2011   Meeting Type:   Annual
Record Date:
  MAR 01, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Howard E. Cox, Jr.   For   For   Management
1.2
  Elect Director Srikant M. Datar   For   For   Management
1.3
  Elect Director Roch Doliveux   For   For   Management
1.4
  Elect Director Louise L. Francesconi   For   For   Management
1.5
  Elect Director Allan C. Golston   For   For   Management
1.6
  Elect Director Howard L. Lance   For   For   Management
1.7
  Elect Director Stephen P. MacMillan   For   For   Management
1.8
  Elect Director William U. Parfet   For   For   Management
1.9
  Elect Director Ronda E. Stryker   For   For   Management
2
  Ratify Auditors   For   For   Management
3
  Approve Omnibus Stock Plan   For   For   Management
4
  Approve Restricted Stock Plan   For   For   Management
5
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
6
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
7
  Amend Articles/Bylaws/Charter — Call Special Meetings   Against   For   Shareholder
SUNCOR ENERGY INC
             
Ticker:
  SU   Security ID:   867224107 
Meeting Date:
  MAY 03, 2011   Meeting Type:   Annual
Record Date:
  MAR 04, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Mel E. Benson   For   For   Management
1.2
  Elect Director Dominic D’Alessandro   For   For   Management
1.3
  Elect Director John T. Ferguson   For   For   Management
1.4
  Elect Director W. Douglas Ford   For   For   Management
1.5
  Elect Director Richard L. George   For   For   Management

Page 85

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.6
  Elect Director Paul Haseldonckx   For   For   Management
1.7
  Elect Director John R. Huff   For   For   Management
1.8
  Elect Director Jacques Lamarre   For   For   Management
1.9
  Elect Director Brian F. MacNeill   For   For   Management
1.10
  Elect Director Maureen McCaw   For   For   Management
1.11
  Elect Director Michael W. O’Brien   For   For   Management
1.12
  Elect Director James W. Simpson   For   For   Management
1.13
  Elect Director Eira Thomas   For   For   Management
2
  Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   For   For   Management
3
  Advisory Vote on Executive Compensation Approach   For   For   Management
TARGET CORPORATION
             
Ticker:
  TGT   Security ID:   87612E106 
Meeting Date:
  JUN 08, 2011   Meeting Type:   Annual
Record Date:
  APR 11, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Roxanne S. Austin   For   For   Management
2
  Elect Director Calvin Darden   For   For   Management
3
  Elect Director Mary N. Dillon   For   For   Management
4
  Elect Director James A. Johnson   For   For   Management
5
  Elect Director Mary E. Minnick   For   For   Management
6
  Elect Director Anne M. Mulcahy   For   For   Management
7
  Elect Director Derica W. Rice   For   For   Management
8
  Elect Director Stephen W. Sanger   For   For   Management
9
  Elect Director Gregg W. Steinhafel   For   For   Management
10
  Elect Director John G. Stumpf   For   For   Management
11
  Elect Director Solomon D. Trujillo   For   For   Management
12
  Ratify Auditors   For   For   Management
13
  Approve Omnibus Stock Plan   For   For   Management
14
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
15
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
16
  Adopt Compensation Benchmarking Policy   Against   For   Shareholder
17
  Report on Electronics Recycling and Preventing E-Waste Export   Against   For   Shareholder
TEXAS INSTRUMENTS INCORPORATED
             
Ticker:
  TXN   Security ID:   882508104 
Meeting Date:
  APR 21, 2011   Meeting Type:   Annual
Record Date:
  FEB 22, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director R.W. Babb, Jr.   For   For   Management
2
  Elect Director D.A. Carp   For   For   Management
3
  Elect Director C.S. Cox   For   For   Management
4
  Elect Director S.P. MacMillan   For   For   Management
5
  Elect Director P.H. Patsley   For   For   Management
6
  Elect Director R.E. Sanchez   For   For   Management
7
  Elect Director W.R. Sanders   For   For   Management
8
  Elect Director R.J. Simmons   For   For   Management
9
  Elect Director R.K. Templeton   For   For   Management

Page 86

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
10
  Elect Director C.T. Whitman   For   For   Management
11
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
12
  Advisory Vote on Say on Pay Frequency   Three Years   One Year   Management
13
  Ratify Auditors   For   For   Management
THE PROCTER & GAMBLE COMPANY
             
Ticker:
  PG   Security ID:   742718109 
Meeting Date:
  OCT 12, 2010   Meeting Type:   Annual
Record Date:
  AUG 13, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Angela F. Braly   For   For   Management
2
  Elect Director Kenneth I. Chenault   For   For   Management
3
  Elect Director Scott D. Cook   For   For   Management
4
  Elect Director Rajat K. Gupta   For   For   Management
5
  Elect Director Robert A. Mcdonald   For   For   Management
6
  Elect Director W. James Mcnerney, Jr.   For   For   Management
7
  Elect Director Johnathan A. Rodgers   For   For   Management
8
  Elect Director Mary A. Wilderotter   For   For   Management
9
  Elect Director Patricia A. Woertz   For   For   Management
10
  Elect Director Ernesto Zedillo   For   For   Management
11
  Ratify Auditors   For   For   Management
12
  Provide for Cumulative Voting   Against   For   Shareholder
THE TRAVELERS COMPANIES, INC.
             
Ticker:
  TRV   Security ID:   89417E109 
Meeting Date:
  MAY 26, 2011   Meeting Type:   Annual
Record Date:
  MAR 28, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Alan L. Beller   For   For   Management
2
  Elect Director John H. Dasburg   For   For   Management
3
  Elect Director Janet M. Dolan   For   For   Management
4
  Elect Director Kenneth M. Duberstein   For   For   Management
5
  Elect Director Jay S. Fishman   For   For   Management
6
  Elect Director Lawrence G. Graev   For   For   Management
7
  Elect Director Patricia L. Higgins   For   For   Management
8
  Elect Director Thomas R. Hodgson   For   For   Management
9
  Elect Director Cleve L. Killingsworth, Jr.   For   For   Management
10
  Elect Director Donald J. Shepard   For   For   Management
11
  Elect Director Laurie J. Thomsen   For   For   Management
12
  Ratify Auditors   For   For   Management
13
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
14
  Advisory Vote on Say on Pay Frequency   Three Years   One Year   Management

Page 87

 

THE WALT DISNEY COMPANY
             
Ticker:
  DIS   Security ID:   254687106 
Meeting Date:
  MAR 23, 2011   Meeting Type:   Annual
Record Date:
  JAN 24, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Susan E. Arnold   For   For   Management
2
  Elect Director John E. Bryson   For   For   Management
3
  Elect Director John S. Chen   For   For   Management
4
  Elect Director Judith L. Estrin   For   For   Management
5
  Elect Director Robert A. Iger   For   For   Management
6
  Elect Director Steven P. Jobs   For   For   Management
7
  Elect Director Fred H. Langhammer   For   For   Management
8
  Elect Director Aylwin B. Lewis   For   For   Management
9
  Elect Director Monica C. Lozano   For   For   Management
10
  Elect Director Robert W. Matschullat   For   For   Management
11
  Elect Director John E. Pepper, Jr.   For   For   Management
12
  Elect Director Sheryl Sandberg   For   For   Management
13
  Elect Director Orin C. Smith   For   For   Management
14
  Ratify Auditors   For   For   Management
15
  Approve Omnibus Stock Plan   For   For   Management
16
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
17
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
18
  Prohibit Retesting Performance Goals   Against   For   Shareholder
THERMO FISHER SCIENTIFIC INC.
             
Ticker:
  TMO   Security ID:   883556102 
Meeting Date:
  MAY 25, 2011   Meeting Type:   Annual
Record Date:
  MAR 28, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Thomas J. Lynch   For   For   Management
2
  Elect Director William G. Parrett   For   For   Management
3
  Elect Director Michael E. Porter   For   For   Management
4
  Elect Director Scott M. Sperling   For   For   Management
5
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
6
  Advisory Vote on Say on Pay Frequency   Two Years   One Year   Management
7
  Ratify Auditors   For   For   Management
8
  Declassify the Board of Directors   Against   For   Shareholder
TYCO ELECTRONICS LTD.
             
Ticker:
  TEL   Security ID:   H8912P106 
Meeting Date:
  MAR 09, 2011   Meeting Type:   Annual
Record Date:
  FEB 17, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Reelect Pierre Brondeau as Director   For   For   Management
2
  Reelect Juergen Gromer as Director   For   For   Management
3
  Reelect Robert Hernandez as Director   For   For   Management
4
  Reelect Thomas Lynch as Director   For   For   Management
5
  Reelect Daniel Phelan as Director   For   For   Management
6
  Reelect Frederic Poses as Director   For   For   Management
7
  Reelect Lawrence Smith as Director   For   For   Management
8
  Reelect Paula Sneed as Director   For   For   Management

Page 88

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
9
  Reelect David Steiner as Director   For   For   Management
10
  Reelect John Van Scoter as Director   For   For   Management
11
  Accept Annual Report for Fiscal 2009/2010   For   For   Management
12
  Accept Statutory Financial Statements for Fiscal 2010/2011   For   For   Management
13
  Accept Consolidated Financial Statements for Fiscal 2010/2011   For   For   Management
14
  Approve Discharge of Board and Senior Management   For   For   Management
15
  Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011   For   For   Management
16
  Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011   For   For   Management
17
  Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011   For   For   Management
18
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
19
  Advisory Vote on Say on Pay Frequency   None   One Year   Management
20
  Approve Ordinary Cash Dividend   For   For   Management
21
  Change Company Name to TE Connectivity Ltd   For   For   Management
22
  Amend Articles to Renew Authorized Share Capital   For   For   Management
23
  Approve Reduction in Share Capital   For   For   Management
24
  Authorize Repurchase of up to USD 800 million of Share Capital   For   Against   Management
25
  Adjourn Meeting   For   Against   Management
TYCO INTERNATIONAL, LTD.
             
Ticker:
  TYC   Security ID:   H89128104 
Meeting Date:
  MAR 09, 2011   Meeting Type:   Annual
Record Date:
  JAN 10, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports for Fiscal 2009/2010   For   For   Management
2
  Approve Discharge of Board and Senior Management   For   For   Management
3.1
  Elect Edward D. Breen as Director   For   For   Management
3.2
  Elect Michael Daniels as Director   For   For   Management
3.3
  Reelect Timothy Donahue as Director   For   For   Management
3.4
  Reelect Brian Duperreault as Director   For   For   Management
3.5
  Reelect Bruce Gordon as Director   For   For   Management
3.6
  Reelect Rajiv L. Gupta as Director   For   For   Management
3.7
  Reelect John Krol as Director   For   For   Management
3.8
  Reelect Brendan O’Neill as Director   For   For   Management
3.9
  Reelect Dinesh Paliwal as Director   For   For   Management
3.10
  Reelect William Stavropoulos as Director   For   For   Management
3.11
  Reelect Sandra Wijnberg as Director   For   For   Management
3.12
  Reelect R. David Yost as Director   For   For   Management
4a
  Ratify Deloitte AG as Auditors   For   For   Management
4b
  Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011   For   For   Management
4c
  Ratify PricewaterhouseCoopers AG as Special Auditors   For   For   Management

Page 89

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
5a
  Approve Carrying Forward of Net Loss   For   For   Management
5b
  Approve Ordinary Cash Dividend   For   For   Management
6
  Amend Articles to Renew Authorized Share Capital   For   For   Management
7
  Approve CHF 188,190,276.70 Reduction in Share Capital   For   For   Management
8a
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management
8b
  Advisory Vote on Say on Pay Frequency   Three Years   One Year   Management
VODAFONE GROUP PLC
             
Ticker:
  VOD   Security ID:   92857W209 
Meeting Date:
  JUL 27, 2010   Meeting Type:   Annual
Record Date:
  JUN 04, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Re-elect Sir John Bond as Director   For   For   Management
3
  Re-elect John Buchanan as Director   For   For   Management
4
  Re-elect Vittorio Colao as Director   For   For   Management
5
  Re-elect Michel Combes as Director   For   For   Management
6
  Re-elect Andy Halford as Director   For   For   Management
7
  Re-elect Stephen Pusey as Director   For   For   Management
8
  Re-elect Alan Jebson as Director   For   For   Management
9
  Re-elect Samuel Jonah as Director   For   For   Management
10
  Re-elect Nick Land as Director   For   For   Management
11
  Re-elect Anne Lauvergeon as Director   For   For   Management
12
  Re-elect Luc Vandevelde as Director   For   For   Management
13
  Re-elect Anthony Watson as Director   For   For   Management
14
  Re-elect Philip Yea as Director   For   For   Management
15
  Approve Final Dividend   For   For   Management
16
  Approve Remuneration Report   For   For   Management
17
  Reappoint Deloitte LLP as Auditors   For   For   Management
18
  Authorise Audit Committee to Fix Remuneration of Auditors   For   For   Management
19
  Authorise Issue of Equity with Pre-emptive Rights   For   For   Management
20
  Authorise Issue of Equity without Pre-emptive Rights   For   For   Management
21
  Authorise Market Purchase   For   For   Management
22
  Adopt New Articles of Association   For   For   Management
23
  Authorise the Company to Call EGM with Two Weeks’ Notice   For   For   Management
24
  Approve Share Incentive Plan   For   For   Management
WAL-MART STORES, INC.
             
Ticker:
  WMT   Security ID:   931142103 
Meeting Date:
  JUN 03, 2011   Meeting Type:   Annual
Record Date:
  APR 06, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Aida M. Alvarez   For   For   Management
2
  Elect Director James W. Breyer   For   For   Management

Page 90

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
3
  Elect Director M. Michele Burns   For   For   Management
4
  Elect Director James I. Cash, Jr.   For   For   Management
5
  Elect Director Roger C. Corbett   For   For   Management
6
  Elect Director Douglas N. Daft   For   For   Management
7
  Elect Director Michael T. Duke   For   For   Management
8
  Elect Director Gregory B. Penner   For   For   Management
9
  Elect Director Steven S Reinemund   For   For   Management
10
  Elect Director H. Lee Scott, Jr.   For   For   Management
11
  Elect Director Arne M. Sorenson   For   For   Management
12
  Elect Director Jim C. Walton   For   For   Management
13
  Elect Director S. Robson Walton   For   For   Management
14
  Elect Director Christopher J. Williams   For   For   Management
15
  Elect Director Linda S. Wolf   For   For   Management
16
  Ratify Auditors   For   For   Management
17
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
18
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
19
  Amend EEO Policy to Prohibit Discrimination based on Gender Identity   Against   For   Shareholder
20
  Report on Political Contributions   Against   For   Shareholder
21
  Amend Articles/Bylaws/Charter — Call Special Meetings   Against   For   Shareholder
22
  Require Suppliers to Produce Sustainability Reports   Against   Against   Shareholder
23
  Report on Climate Change Business Risks   Against   Against   Shareholder
WELLS FARGO & COMPANY
             
Ticker:
  WFC   Security ID:   949746101 
Meeting Date:
  MAY 03, 2011   Meeting Type:   Annual
Record Date:
  MAR 04, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Election Director John D. Baker II   For   For   Management
2
  Election Director John S. Chen   For   For   Management
3
  Election Director Lloyd H. Dean   For   For   Management
4
  Election Director Susan E. Engel   For   For   Management
5
  Election Director Enrique Hernandez, Jr.   For   For   Management
6
  Election Director Donald M. James   For   For   Management
7
  Election Director Mackey J. McDonald   For   For   Management
8
  Election Director Cynthia H. Milligan   For   For   Management
9
  Elect Director Nicholas G. Moore   For   For   Management
10
  Elect Director Philip J. Quigley   For   Against   Management
11
  Elect Director Judith M. Runstad   For   For   Management
12
  Elect Director Stephen W. Sanger   For   For   Management
13
  Elect Director John G. Stumpf   For   For   Management
14
  Elect Director an G. Swenson   For   For   Management
15
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
16
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
17
  Ratify Auditors   For   For   Management
18
  Amend Articles/Bylaws/Charter — Call Special Meetings   Against   For   Shareholder
19
  Provide for Cumulative Voting   Against   For   Shareholder
20
  Require Independent Board Chairman   Against   For   Shareholder
21
  Advisory Vote to Ratify Directors’ Compensation   Against   Against   Shareholder
22
  Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations   Against   For   Shareholder

Page 91

 

STERLING CAPITAL SHORT-TERM BOND FUND
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
STERLING CAPITAL SMALL VALUE FUND
AMERISAFE, INC.
             
Ticker:
  AMSF   Security ID:   03071H100 
Meeting Date:
  JUN 15, 2011   Meeting Type:   Annual
Record Date:
  APR 21, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTORS   FOR   FOR   Management
1.2
  DIRECTORS   FOR   FOR   Management
2
  TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS THE COMPANY’S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR 2011.   FOR   FOR   Management
3
  TO APPROVE EXECUTIVE COMPENSATION BY NON-BINDING VOTE.   FOR   FOR   Management
4
  TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.   3   1   Management
ASPEN INSURANCE HOLDINGS LIMITED
             
Ticker:
  AHL   Security ID:   G05384105 
Meeting Date:
  APR 28, 2011   Meeting Type:   Annual
Record Date:
  MAR 01, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN OUR ANNUAL REPORT ON FORM 10-K FILLED ON FEBRUARY 25, 2011, AS PART OF THE NON-BINDING ADVISORY VOTE FOR SAY-ON-PAY.   FOR   FOR   Management
2.1
  DIRECTOR   FOR   FOR   Management
2.2
  DIRECTOR   FOR   FOR   Management
2.3
  DIRECTOR   FOR   WITHHOLD   Management
2.4
  DIRECTOR   FOR   FOR   Management
2.5
  DIRECTOR   FOR   FOR   Management
3
  TO APPOINT KPMG AUDIT PLC (KPMG”), LONDON, ENGLAND, TO ACT AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 AND TO AUTHORIZE THE BOARD THROUGH THE AUDIT COMMITTEE (THE “AUDIT COMMITTEE”) TO SET TH   FOR   FOR   Management
4
  TO APPROVE THE 2011 SHARE INCENTIVE PLAN.   FOR   AGAINST   Management

Page 92

 

ASSURED GUARANTY LTD.
             
Ticker:
  AGO   Security ID:   G0585R106 
Meeting Date:
  MAY 04, 2011   Meeting Type:   Annual
Record Date:
  MAR 09, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
1.9
  DIRECTOR   FOR   FOR   Management
1.10
  DIRECTOR   FOR   FOR   Management
1.11
  DIRECTOR   FOR   FOR   Management
1.12
  DIRECTOR   FOR   FOR   Management
2
  TO APPROVE AN AMENDMENT TO THE COMPANY’S BYE-LAWS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.   FOR   FOR   Management
3
  TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, EXECUTIVE COMPENSATION.   FOR   AGAINST   Management
4
  FOR FREQUENCY OF FUTURE NON-BINDING VOTES ON EXECUTIVE COMPENSATION.   1   1   Management
5
  RATIFICATION OF PRICEWATERHOUSECOOPERS LLP (PWC”) AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.”   FOR   FOR   Management
6
  AUTHORIZING THE COMPANY TO VOTE FOR THE APPOINTMENT OF PWC AS AG RE’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management
AVATAR HOLDINGS INC.
             
Ticker:
  AVTR   Security ID:   53494100 
Meeting Date:
  JUN 02, 2011   Meeting Type:   Annual
Record Date:
  APR 04, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   WITHHOLD   Management
1.5
  DIRECTOR   FOR   WITHHOLD   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   WITHHOLD   Management
1.9
  DIRECTOR   FOR   FOR   Management
1.10
  DIRECTOR   FOR   FOR   Management
2
  APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR AVATAR HOLDINGS INC. FOR THE YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management

Page 93

 

                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
3
  APPROVAL OF THE AVATAR HOLDINGS INC. AMENDED AND RESTATED 1997 INCENTIVE AND CAPITAL ACCUMULATION PLAN (2011 RESTATEMENT).   FOR   AGAINST   Management
4
  APPROVAL OF THE AMENDED AND RESTATED 2005 EXECUTIVE INCENTIVE COMPENSATION PLAN (2011 RESTATEMENT).   FOR   FOR   Management
5
  APPROVAL OF AN ADVISORY RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY (SAY ON PAY”). ”   FOR   AGAINST   Management
6
  VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON SAY ON PAY.   3   1   Management
BANK MUTUAL CORPORATION
             
Ticker:
  BKMU   Security ID:   63750103 
Meeting Date:
  MAY 02, 2011   Meeting Type:   Annual
Record Date:
  MAR 01, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
2
  RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS   FOR   FOR   Management
3
  ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE PROXY STATEMENT   FOR   FOR   Management
4
  ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION   3   1   Management
BLACK BOX CORPORATION
             
Ticker:
  BBOX   Security ID:   91826107 
Meeting Date:
  AUG 10, 2010   Meeting Type:   Annual
Record Date:
  JUN 14, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
2
  RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2011.   FOR   FOR   Management

Page 94

 

BROOKLINE BANCORP, INC.
             
Ticker:
  BRKL   Security ID:   11373M107 
Meeting Date:
  APR 20, 2011   Meeting Type:   Annual
Record Date:
  MAR 07, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
2
  THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management
3
  THE ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION.   FOR   FOR   Management
4
  A NON-BINDING PROPOSAL TO GIVE ADVICE WITH RESPECT TO THE FREQUENCY THAT STOCKHOLDERS WILL VOTE ON OUR EXECUTIVE COMPENSATION PROGRAMS AND POLICIES.   3   1   Management
5
  THE APPROVAL OF THE BROOKLINE BANCORP, INC. 2011 RESTRICTED STOCK PLAN.   FOR   FOR   Management
CABOT MICROELECTRONICS CORPORATION
             
Ticker:
  CCMP   Security ID:   12709P103 
Meeting Date:
  MAR 08, 2011   Meeting Type:   Annual
Record Date:
  JAN 14, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
2
  TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION   FOR   FOR   Management
3
  TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF NON-BINDING ADVISORY EXECUTIVE COMPENSATION VOTES.   3   1   Management
4
  RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR FISCAL YEAR 2011.   FOR   FOR   Management
CAMBIUM LEARNING GROUP, INC
             
Ticker:
  ABCD   Security ID:   13201A107 
Meeting Date:
  MAY 17, 2011   Meeting Type:   Annual
Record Date:
  MAR 18, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
2
  APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY’S EXECUTIVE COMPENSATION.   FOR   FOR   Management

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#   Proposal   Mgt Rec   Vote Cast   Sponsor
3
  APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPANY’S EXECUTIVE COMPENSATION (EVERY 1, 2 OR 3 YEARS).   3    1    Management
4
  RATIFICATION OF THE APPOINTMENT OF WHITLEY PENN LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management
CHICO’S FAS, INC.
             
Ticker:
  CHS   Security ID:   168615102 
Meeting Date:
  JUN 23, 2011   Meeting Type:   Annual
Record Date:
  APR 25, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: JOHN J. MAHONEY   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: DAVID F. WALKER   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: STEPHEN E. WATSON   FOR   FOR   Management
2
  PROPOSAL TO APPROVE CHICO’S FAS, INC. SECOND AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN   FOR   FOR   Management
3
  PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS   FOR   FOR   Management
4
  ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION   FOR   FOR   Management
5
  ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION   1    1    Management
COMPUWARE CORPORATION
             
Ticker:
  CPWR   Security ID:   205638109 
Meeting Date:
  AUG 24, 2010   Meeting Type:   Annual
Record Date:
  JUN 28, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
1.9
  DIRECTOR   FOR   FOR   Management
1.10
  DIRECTOR   FOR   FOR   Management
1.11
  DIRECTOR   FOR   FOR   Management
2
  THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO AUDIT OUR CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING MARCH 31, 2011.   FOR   FOR   Management

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COVANTA HOLDING CORPORATION
             
Ticker:
  CVA   Security ID:   22281999999999 
Meeting Date:
  MAY 05, 2011   Meeting Type:   Annual
Record Date:
  MAR 11, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
1.9
  DIRECTOR   FOR   FOR   Management
1.10
  DIRECTOR   FOR   FOR   Management
2
  TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS COVANTA HOLDING CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE 2011 FISCAL YEAR.   FOR   FOR   Management
3
  ADVISORY VOTE ON EXECUTIVE COMPENSATION.   FOR   AGAINST   Management
4
  ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.   3    1    Management
COVENTRY HEALTH CARE, INC.
             
Ticker:
  CVH   Security ID:   222862104 
Meeting Date:
  MAY 19, 2011   Meeting Type:   Annual
Record Date:
  MAR 21, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF CLASS II DIRECTOR: JOEL ACKERMAN   FOR   FOR   Management
1B
  ELECTION OF CLASS II DIRECTOR: LAWRENCE N. KUGELMAN   FOR   FOR   Management
1C
  ELECTION OF CLASS II DIRECTOR: MICHAEL A. STOCKER, M.D.   FOR   FOR   Management
2
  PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.   FOR   FOR   Management
3
  TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE EXECUTIVE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   FOR   AGAINST   Management
4
  TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF VOTING ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   1    1    Management
5
  STOCKHOLDER PROPOSAL: POLITICAL CONTRIBUTIONS.   AGAINST   FOR   Management

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DST SYSTEMS, INC.
             
Ticker:
  DST   Security ID:   233326107 
Meeting Date:
  MAY 10, 2011   Meeting Type:   Annual
Record Date:
  MAR 11, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
2
  RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   FOR   FOR   Management
3
  NON-BINDING, ADVISORY VOTE ON NAMED OFFICER COMPENSATION (SAY ON PAY).   FOR   FOR   Management
4
  NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY ON PAY VOTING.   1    1    Management
EARTHLINK, INC.
             
Ticker:
  ELNK   Security ID:   270321102 
Meeting Date:
  MAY 03, 2011   Meeting Type:   Annual
Record Date:
  MAR 15, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  AMENDMENT OF OUR SECOND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.   FOR   FOR   Management
2
  AMENDMENT OF OUR SECOND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR A MAJORITY VOTING STANDARD IN UNCONTESTED DIRECTOR ELECTIONS.   FOR   FOR   Management
3.1
  DIRECTOR   FOR   FOR   Management
3.2
  DIRECTOR   FOR   FOR   Management
3.3
  DIRECTOR   FOR   FOR   Management
3.4
  DIRECTOR   FOR   FOR   Management
3.5
  DIRECTOR   FOR   FOR   Management
3.6
  DIRECTOR   FOR   FOR   Management
3.7
  DIRECTOR   FOR   FOR   Management
3.8
  DIRECTOR   FOR   FOR   Management
3.9
  DIRECTOR   FOR   FOR   Management
5
  APPROVAL OF A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   FOR   AGAINST   Management
6
  NON-BINDING ADVISORY VOTE AS TO THE FREQUENCY OF THE NON-BINDING STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   1    1    Management
7
  APPROVAL OF THE EARTHLINK, INC. 2011 EQUITY AND CASH INCENTIVE PLAN.   FOR   FOR   Management
8
  RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SERVE AS EARTHLINK’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management

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EASTGROUP PROPERTIES, INC.
             
Ticker:
  EGP   Security ID:   277276101 
Meeting Date:
  MAY 25, 2011   Meeting Type:   Annual
Record Date:
  APR 04, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   WITHHOLD   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   WITHHOLD   Management
1.7
  DIRECTOR   FOR   WITHHOLD   Management
1.8
  DIRECTOR   FOR   FOR   Management
2
  ADVISORY VOTE TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.   FOR   AGAINST   Management
3
  ADVISORY VOTE ON EXECUTIVE COMPENSATION.   FOR   FOR   Management
4
  ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.   3    1    Management
ENDURANCE SPECIALTY HOLDINGS LTD.
             
Ticker:
  ENH   Security ID:   G30397106 
Meeting Date:
  MAY 11, 2011   Meeting Type:   Annual
Record Date:
  MAR 10, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
1.9
  DIRECTOR   FOR   FOR   Management
1.10
  DIRECTOR   FOR   FOR   Management
1.11
  DIRECTOR   FOR   FOR   Management
1.12
  DIRECTOR   FOR   FOR   Management
1.13
  DIRECTOR   FOR   FOR   Management
1.14
  DIRECTOR   FOR   FOR   Management
1.15
  DIRECTOR   FOR   FOR   Management
1.16
  DIRECTOR   FOR   FOR   Management
1.17
  DIRECTOR   FOR   FOR   Management
1.18
  DIRECTOR   FOR   FOR   Management
2
  TO APPOINT ERNST & YOUNG LTD. AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 AND TO AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO SET THE FEES FOR ERNST & YOUNG LTD.   FOR   FOR   Management

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#   Proposal   Mgt Rec   Vote Cast   Sponsor
3
  ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS DESCRIBED IN THE COMPANY’S PROXY STATEMENT.   FOR   FOR   Management
4
  ADVISORY VOTE ON THE FREQUENCY OF WHICH EXECUTIVE COMPENSATION WILL BE SUBJECT TO AN ADVISORY VOTE OF SHAREHOLDERS.   3    1    Management
5
  TO AMEND THE COMPANY’S 2007 EQUITY INCENTIVE PLAN.   FOR   FOR   Management
6
  TO AMEND THE COMPANY’S EMPLOYEE SHARE PURCHASE PLAN.   FOR   FOR   Management
7
  TO DECREASE THE SIZE OF THE BOARD OF DIRECTORS FROM 15 TO 14 MEMBERS.   FOR   FOR   Management
ENERGYSOLUTIONS, INC.
                 
Ticker:
  ES   Security ID:   292756202    
Meeting Date:
  MAY 25, 2011   Meeting Type:   Annual    
Record Date:
  APR 05, 2011            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
1.9
  DIRECTOR   FOR   FOR   Management
2
  PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.   FOR   FOR   Management
3
  PROPOSAL TO CONDUCT A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   FOR   FOR   Management
4
  PROPOSAL TO CONDUCT A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE NON-BINDING ADVISORY STOCKHOLDER VOTES TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   1    1    Management
ENSTAR GROUP LIMITED
             
Ticker:
  ESGR   Security ID:   G3075P101 
Meeting Date:
  JUN 28, 2011   Meeting Type:   Annual
Record Date:
  APR 15, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ISSUANCE OF ADDITIONAL SECURITIES IN THE THIRD CLOSING OF THE PRIVATE PLACEMENT.   FOR   FOR   Management
1B
  AMENDMENT OF BYE-LAWS AS SET FORTH IN PROPOSAL NO. 1B RELATING TO THE REALLOCATION OF AUTHORIZED SHARE CAPITAL IN CONNECTION WITH THE PRIVATE PLACEMENT.   FOR   FOR   Management

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#   Proposal   Mgt Rec   Vote Cast   Sponsor
1C
  AMENDMENT OF BYE-LAWS AS SET FORTH IN PROPOSAL NO. 1C RELATING TO THE CREATION OF ADDITIONAL SERIES OF NON-VOTING COMMON SHARES IN CONNECTION WITH THE PRIVATE PLACEMENT.   FOR   FOR   Management
1D
  AMENDMENT OF BYE-LAWS AS SET FORTH IN PROPOSAL NO. 1D RELATING TO THE U.S. SHAREHOLDER VOTING POWER REDUCTION PROVISION IN CONNECTION WITH THE PRIVATE PLACEMENT.   FOR   FOR   Management
1E
  AMENDMENT OF BYE-LAWS AS SET FORTH IN PROPOSAL NO. 1E RELATING TO THE INDEMNIFICATION AND EXCULPATION OF DIRECTORS AND OFFICERS IN CONNECTION WITH THE PRIVATE PLACEMENT.   FOR   FOR   Management
1F
  AMENDMENT OF BYE-LAWS AS SET FORTH IN PROPOSAL NO. 1F RELATING TO THE CORPORATE OPPORTUNITY PROVISION IN CONNECTION WITH THE PRIVATE PLACEMENT.   FOR   FOR   Management
2A
  ELECTION OF DIRECTOR: CHARLES T. AKRE, JR.   FOR   FOR   Management
2B
  ELECTION OF DIRECTOR: T. WHIT ARMSTRONG   FOR   FOR   Management
3
  ADVISORY VOTE ON EXECUTIVE COMPENSATION.   FOR   FOR   Management
4
  ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.   1    1    Management
5
  AMENDMENT OF BYE-LAWS AS SET FORTH IN PROPOSAL NO. 5 TO ALIGN THEM WITH RECENT AMENDMENTS TO THE BERMUDA COMPANIES ACT REGARDING THE DEEMED DELIVERY OF ELECTRONIC RECORDS.   FOR   FOR   Management
6
  TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LTD., BERMUDA, TO ACT AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 AND TO AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO APPROVE TH   FOR   FOR   Management
7
  ELECTION OF SUBSIDIARY DIRECTORS AS SET FORTH IN PROPOSAL NO. 7.   FOR   ABSTAIN   Management
8
  TO AUTHORIZE THE PROXIES TO ADJOURN OR POSTPONE THE MEETING IN THEIR DISCRETION.   FOR   FOR   Management
ENTERCOM COMMUNICATIONS CORP.
             
Ticker:
  ETM   Security ID:   293639100 
Meeting Date:
  MAY 17, 2011   Meeting Type:   Annual
Record Date:
  MAR 15, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1 2.1
  DIRECTOR   FOR   FOR   Management
1 2.2
  DIRECTOR   FOR   FOR   Management
1 2.3
  DIRECTOR   FOR   FOR   Management
1 2.4
  DIRECTOR   FOR   FOR   Management
1 2.5
  DIRECTOR   FOR   FOR   Management
1 2.6
  DIRECTOR   FOR   FOR   Management

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#   Proposal   Mgt Rec   Vote Cast   Sponsor
1 2.7
  DIRECTOR   FOR   WITHHOLD   Management
3
  APPROVAL OF AN AMENDMENT TO THE ENTERCOM EQUITY COMPENSATION PLAN TO ELIMINATE THE SUBLIMIT ON THE NUMBER OF SHARES OF RESTRICTED STOCK/RSUS WHICH MAY BE GRANTED THEREUNDER.   FOR   AGAINST   Management
4
  APPROVAL OF THE FOLLOWING ADVISORY RESOLUTION REGARDING THE COMPANY’S EXECUTIVE COMPENSATION: RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION D   FOR   AGAINST   Management
5
  ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.   3    1    Management
6
  RATIFICATION OF THE SELECTION OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management
EXIDE TECHNOLOGIES
             
Ticker:
  XIDE   Security ID:   302051206 
Meeting Date:
  SEP 15, 2010   Meeting Type:   Annual
Record Date:
  JUL 19, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
1.9
  DIRECTOR   FOR   FOR   Management
2
  RATIFY THE APPOINTMENT OF THE COMPANY’S INDEPENDENT AUDITORS FOR FISCAL 2011.   FOR   FOR   Management
FAIR ISAAC CORPORATION
             
Ticker:
  FICO   Security ID:   303250104 
Meeting Date:
  FEB 01, 2011   Meeting Type:   Annual
Record Date:
  DEC 08, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: A. GEORGE BATTLE   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: NICHOLAS F. GRAZIANO   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: MARK N. GREENE   FOR   FOR   Management
1D
  ELECTION OF DIRECTOR: ALEX W. HART   FOR   FOR   Management
1E
  ELECTION OF DIRECTOR: JAMES D. KRISNER   FOR   FOR   Management
1F
  ELECTION OF DIRECTOR: WILLIAM J. LANSING   FOR   FOR   Management
1G
  ELECTION OF DIRECTOR: RAHUL N. MERCHANT   FOR   FOR   Management
1H
  ELECTION OF DIRECTOR: MARGARET L. TAYLOR   FOR   FOR   Management

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#   Proposal   Mgt Rec   Vote Cast   Sponsor
1I
  ELECTION OF DIRECTOR: DUANE E. WHITE   FOR   FOR   Management
2
  TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO THE COMPANY’S EXECUTIVE OFFICER COMPENSATION AS DISCLOSED IN THIS PROXY STATEMENT.   FOR   FOR   Management
3
  ADVISORY (NON-BINDING) VOTE ON THE DESIRED FREQUENCY OF SEEKING APPROVAL OF THE COMPANY’S EXECUTIVE OFFICER COMPENSATION.   2    2    Management
4
  TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR.   FOR   FOR   Management
FIRST AMERICAN FINANCIAL CORPORATION
             
Ticker:
  FAF   Security ID:   31847R102 
Meeting Date:
  MAY 17, 2011   Meeting Type:   Annual
Record Date:
  MAR 25, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
2
  ADVISORY VOTE ON EXECUTIVE COMPENSATION.   FOR   FOR   Management
3
  ADVISORY VOTE ON THE FREQUENCY OF THE EXECUTIVE COMPENSATION VOTE.   1    1    Management
4
  TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management
FIRST CITIZENS BANCSHARES, INC.
             
Ticker:
  FCNCA   Security ID:   31946M103 
Meeting Date:
  APR 25, 2011   Meeting Type:   Annual
Record Date:
  MAR 02, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
1.9
  DIRECTOR   FOR   FOR   Management
1.10
  DIRECTOR   FOR   FOR   Management
1.11
  DIRECTOR   FOR   FOR   Management
1.12
  DIRECTOR   FOR   FOR   Management
1.13
  DIRECTOR   FOR   FOR   Management
1.14
  DIRECTOR   FOR   FOR   Management
1.15
  DIRECTOR   FOR   FOR   Management

Page 103

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
2
  ADVISORY VOTE ON EXECUTIVE COMPENSATION: NON-BINDING, ADVISORY RESOLUTION (SAY-ON-PAY” RESOLUTION) TO APPROVE COMPENSATION PAID OR PROVIDED TO OUR EXECUTIVE OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT FOR THE ANNUAL MEETING. ”   FOR   FOR   Management
3
  FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION: NON-BINDING, ADVISORY VOTE ON WHETHER WE SHOULD SUBMIT A SAY-ON-PAY RESOLUTION TO A VOTE OF SHAREHOLDERS EVERY ONE, TWO OR THREE YEARS.   3    1    Management
4
  RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS: PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON HUGHES PLLC AS BANCSHARES’ INDEPENDENT ACCOUNTANTS FOR 2011.   FOR   FOR   Management
FTI CONSULTING, INC.
             
Ticker:
  FCN   Security ID:   302941109 
Meeting Date:
  JUN 01, 2011   Meeting Type:   Annual
Record Date:
  MAR 21, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   WITHHOLD   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   WITHHOLD   Management
2
  APPROVE THE AMENDMENT TO THE CHARTER OF THE COMPANY TO DECLASSIFY THE BOARD OF DIRECTORS AS CONTEMPLATED BY THE ARTICLES OF AMENDMENT   FOR   FOR   Management
3
  APPROVE THE 2011 FTI CONSULTING, INC. INCENTIVE COMPENSATION PLAN   FOR   FOR   Management
4
  RATIFY THE RETENTION OF KPMG LLP AS FTI CONSULTING, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011   FOR   AGAINST   Management
5
  APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS   FOR   FOR   Management
6
  CONDUCT AN ADVISORY (NON-BINDING) VOTE ON WHETHER TO HOLD FUTURE ADVISORY (NON-BINDING) VOTES ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS OR ABSTAIN   3    1    Management

Page 104

 

GRANITE CONSTRUCTION INCORPORATED
             
Ticker:
  GVA   Security ID:   387328107 
Meeting Date:
  MAY 20, 2011   Meeting Type:   Annual
Record Date:
  MAR 23, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: J. FERNANDO NIEBLA   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: GARY M. CUSUMANO   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: JAMES H. ROBERTS   FOR   FOR   Management
2
  ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.   FOR   FOR   Management
3
  ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.   1    1    Management
4
  TO RATIFY THE APPOINTMENT BY THE AUDIT/COMPLIANCE COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS GRANITE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management
HARSCO CORPORATION
             
Ticker:
  HSC   Security ID:   415864107 
Meeting Date:
  APR 26, 2011   Meeting Type:   Annual
Record Date:
  MAR 03, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
1.9
  DIRECTOR   FOR   FOR   Management
2
  RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS.   FOR   FOR   Management
3
  ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION.   FOR   FOR   Management
4
  ADVISORY VOTE ON THE FREQUENCY OF FUTURE NAMED EXECUTIVE OFFICER COMPENSATION ADVISORY VOTES.   1    1    Management
HOLLY CORPORATION
             
Ticker:
  HOC   Security ID:   435758305 
Meeting Date:
  MAY 12, 2011   Meeting Type:   Annual
Record Date:
  MAR 21, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   WITHHOLD   Management
1.7
  DIRECTOR   FOR   FOR   Management

Page 105

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
2
  RATIFICATION OF THE RECOMMENDATION OF THE COMPANY’S AUDIT COMMITTEE, ENDORSED BY THE BOARD, OF THE SELECTION OF ERNST & YOUNG, LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY’S AUDITOR FOR THE YEAR 2011.   FOR   FOR   Management
3
  ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   FOR   FOR   Management
4
  ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   3    1    Management
5
  AMENDMENT TO THE HOLLY CORPORATION LONG-TERM INCENTIVE COMPENSATION PLAN (THE LTIP”) TO EXTEND THE TERM OF THE LTIP, AND OUR ABILITY TO GRANT EQUITY COMPENSATION AWARDS THEREUNDER, UNTIL DECEMBER 31, 2020.”   FOR   FOR   Management
HORACE MANN EDUCATORS CORPORATION
             
Ticker:
  HMN   Security ID:   440327104 
Meeting Date:
  MAY 25, 2011   Meeting Type:   Annual
Record Date:
  MAR 28, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: MARY H. FUTRELL   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: STEPHEN J. HASENMILLER   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: PETER H. HECKMAN   FOR   FOR   Management
1D
  ELECTION OF DIRECTOR: RONALD J. HELOW   FOR   FOR   Management
1E
  ELECTION OF DIRECTOR: GABRIEL L. SHAHEEN   FOR   FOR   Management
1F
  ELECTION OF DIRECTOR: ROGER J. STEINBECKER   FOR   FOR   Management
1G
  ELECTION OF DIRECTOR: ROBERT STRICKER   FOR   FOR   Management
1H
  ELECTION OF DIRECTOR: CHARLES R. WRIGHT   FOR   FOR   Management
2
  RATIFICATION OF THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY’S AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011   FOR   FOR   Management
3
  APPROVAL OF THE ADVISORY RESOLUTION ON NAMED EXECUTIVE OFFICERS’ COMPENSATION.   FOR   FOR   Management
4
  ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICERS’ COMPENSATION.   1    1    Management
INVESTMENT TECHNOLOGY GROUP, INC.
             
Ticker:
  ITG   Security ID:   46145F105 
Meeting Date:
  JUN 14, 2011   Meeting Type:   Annual
Record Date:
  APR 18, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management

Page 106

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   WITHHOLD   Management
1.8
  DIRECTOR   FOR   FOR   Management
2
  RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR.   FOR   FOR   Management
3
  ADVISORY VOTE ON EXECUTIVE COMPENSATION.   FOR   AGAINST   Management
4
  ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION.   1    1    Management
KIRKLAND’S, INC.
             
Ticker:
  KIRK   Security ID:   497498105 
Meeting Date:
  JUN 01, 2011   Meeting Type:   Annual
Record Date:
  APR 04, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
2
  RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011   FOR   FOR   Management
3
  ADVISORY VOTE ON EXECUTIVE COMPENSATION   FOR   FOR   Management
4
  ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION   1    1    Management
LIONBRIDGE TECHNOLOGIES, INC.
             
Ticker:
  LIOX   Security ID:   536252109 
Meeting Date:
  MAY 03, 2011   Meeting Type:   Annual
Record Date:
  MAR 07, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
2
  TO APPROVE THE ADOPTION OF THE 2011 STOCK INCENTIVE PLAN.   FOR   FOR   Management
3
  TO VOTE ON A NON-BINDING PROPOSAL REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCLOSURES IN OUR PROXY STATEMENT.   FOR   FOR   Management
4
  TO VOTE ON A NON-BINDING PROPOSAL REGARDING THE FREQUENCY OF THE VOTE ON OUR EXECUTIVE COMPENSATION PROGRAM.   3    1    Management
5
  TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management

Page 107

 

MEREDITH CORPORATION
             
Ticker:
  MDP   Security ID:   589433101 
Meeting Date:
  NOV 03, 2010   Meeting Type:   Annual
Record Date:
  SEP 20, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
2
  TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2011.   FOR   FOR   Management
MI DEVELOPMENTS INC.
             
Ticker:
  MIM   Security ID:   55304X104 
Meeting Date:
  MAR 29, 2011   Meeting Type:   Annual and Special Meeting
Record Date:
  FEB 15, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  THE SPECIAL RESOLUTION APPROVING: (A) THE PLAN OF ARRANGEMENT (THE PLAN OF ARRANGEMENT”) UNDER SECTION 182 OF THE BUSINESS CORPORATIONS ACT (ONTARIO) INVOLVING THE CORPORATION, ITS SHAREHOLDERS AND THE OTHER PARTIES TO THE PLAN OF ARRANGEMENT, AS MORE PAR   FOR   FOR   Management
2
  ALL OF THE NOMINEES LISTED BELOW AS PRE-CLOSING DIRECTORS” TO HOLD OFFICE COMMENCING IMMEDIATELY FOLLOWING THE MEETING UNTIL THE EARLIER OF: (A) THE TIME IMMEDIATELY PRIOR TO THE EFFECTIVE TIME OF THE PLAN OF ARRANGEMENT, AND (B) THE NEXT ANNUAL GENERAL M   FOR   WITHHOLD   Management
3
  ALL OF THE NOMINEES LISTED BELOW AS POST-CLOSING DIRECTORS” TO HOLD OFFICE, IF THE ARRANGEMENT IS COMPLETED, COMMENCING IMMEDIATELY PRIOR TO THE EFFECTIVE TIME OF THE PLAN OF ARRANGEMENT UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE SHAREHOLDERS OF MID OR   FOR   FOR   Management
4
  RE-APPOINTMENT OF ERNST & YOUNG LLP AS THE AUDITOR OF THE CORPORATION BASED ON THE RECOMMENDATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AND AUTHORIZING THE AUDIT COMMITTEE TO FIX THE AUDITOR’S REMUNERATION.   FOR   FOR   Management

Page 108

 

MICROSTRATEGY INCORPORATED
             
Ticker:
  MSTR   Security ID:   594972408 
Meeting Date:
  MAY 09, 2011   Meeting Type:   Annual
Record Date:
  MAR 10, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
2
  TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPANY’S PROXY STATEMENT FOR THE 2011 ANNUAL MEETING.   FOR   FOR   Management
3
  TO APPROVE, ON AN ADVISORY BASIS, HOLDING FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES EVERY THREE YEARS, EVERY TWO YEARS, OR EVERY YEAR.   3    1    Management
4
  TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management
MUELLER INDUSTRIES, INC.
             
Ticker:
  MLI   Security ID:   624756102 
Meeting Date:
  MAY 05, 2011   Meeting Type:   Annual
Record Date:
  MAR 08, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   WITHHOLD   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
2
  APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY.   FOR   FOR   Management
3
  TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.   FOR   AGAINST   Management
4
  TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING VOTE, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.   3    1    Management
5
  TO APPROVE THE ADOPTION OF THE COMPANY’S 2011 ANNUAL BONUS PLAN.   FOR   FOR   Management

Page 109

 

NATIONAL SEMICONDUCTOR CORPORATION
             
Ticker:
  NSM   Security ID:   637640103 
Meeting Date:
  SEP 24, 2010   Meeting Type:   Annual
Record Date:
  JUL 30, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: WILLIAM J. AMELIO   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: STEVEN R. APPLETON   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: GARY P. ARNOLD   FOR   FOR   Management
1D
  ELECTION OF DIRECTOR: RICHARD J. DANZIG   FOR   FOR   Management
1E
  ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG   FOR   FOR   Management
1F
  ELECTION OF DIRECTOR: DONALD MACLEOD   FOR   FOR   Management
1G
  ELECTION OF DIRECTOR: EDWARD R. MCCRACKEN   FOR   FOR   Management
1H
  ELECTION OF DIRECTOR: RODERICK C. MCGEARY   FOR   FOR   Management
1I
  ELECTION OF DIRECTOR: WILLIAM E. MITCHELL   FOR   FOR   Management
2
  RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY.   FOR   FOR   Management
ORBOTECH LTD.
             
Ticker:
  ORBK   Security ID:   M75253100 
Meeting Date:
  SEP 01, 2010   Meeting Type:   Annual
Record Date:
  JUL 23, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF NOMINEE AS CLASS III DIRECTOR: YEHUDIT BRONICKI   FOR   FOR   Management
1B
  ELECTION OF NOMINEE AS CLASS III DIRECTOR: ARIE WEISBERG   FOR   FOR   Management
1C
  NOMINEE FOR RE-DESIGNATION AND ELECTION AS A CLASS I DIRECTOR: HAIM BENYAMINI   FOR   FOR   Management
2
  APPROVAL TO RE-APPOINT KESSELMAN & KESSELMAN AS AUDITORS & TO AUTHORIZE THE BOARD TO DETERMINE REMUNERATION OF SAID AUDITORS PROVIDED SUCH REMUNERATION IS ALSO APPROVED BY AUDIT COMMITTEE.   FOR   FOR   Management
3
  RATIFICATION AND APPROVAL OF RESOLUTIONS OF THE REMUNERATION COMMITTEE, THE AUDIT COMMITTEE AND THE BOARD OF DIRECTORS TO ADOPT THE ORBOTECH LTD. 2010 EQUITY-BASED INCENTIVE PLAN AND TO AUTHORIZE THE BOARD OF DIRECTORS TO AWARD RESTRICTED SHARES AND/OR RE   FOR   FOR   Management
4
  APPROVAL OF RESOLUTIONS OF THE REMUNERATION COMMITTEE, THE AUDIT COMMITTEE AND THE BOARD TO AMEND 2005 DIRECTORS PLAN.   FOR   FOR   Management
5
  APPROVAL OF RESOLUTIONS OF THE REMUNERATION COMMITTEE, THE AUDIT COMMITTEE AND THE BOARD OF DIRECTORS WITH RESPECT TO THE APPROVAL AND ADOPTION OF A ONE-TIME OPTION EXCHANGE PROGRAM.   FOR   FOR   Management
6
  RATIFICATION AND APPROVAL OF RESOLUTIONS OF THE AUDIT COMMITTEE AND THE BOARD OF DIRECTORS TO INCREASE THE COVERAGE WITH RESPECT TO DIRECTORS’ AND OFFICERS’ LIABILITY INSURANCE.   FOR   FOR   Management

Page 110

 

ORBOTECH LTD.
             
Ticker:
  ORBK   Security ID:   M75253100 
Meeting Date:
  JUN 26, 2011   Meeting Type:   Annual
Record Date:
  MAY 17, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF NOMINEE AS CLASS I DIRECTOR: YOCHAI RICHTER   FOR   FOR   Management
1B
  ELECTION OF NOMINEE AS CLASS I DIRECTOR: ELIEZER TOKMAN   FOR   FOR   Management
1C
  NOMINEE FOR RE-DESIGNATION AND ELECTION AS A CLASS II DIRECTOR: HAIM BENYAMINI   FOR   FOR   Management
1D
  ELECTION OF AN EXTERNAL DIRECTOR AND APPROVAL OF HIS REMUNERATION: MICHAEL ANGHEL   FOR   FOR   Management
2
  APPROVAL OF PROPOSAL TO RE-APPOINT KESSELMAN & KESSELMAN AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THE REMUNERATION OF SAID AUDITORS PROVIDED SUCH REMUNERATION IS ALSO APPROVED BY THE AUDIT COMMITTEE.   FOR   FOR   Management
PARKWAY PROPERTIES, INC.
             
Ticker:
  PKY   Security ID:   70159Q104 
Meeting Date:
  MAY 12, 2011   Meeting Type:   Annual
Record Date:
  MAR 14, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   WITHHOLD   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   WITHHOLD   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   WITHHOLD   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
1.9
  DIRECTOR   FOR   WITHHOLD   Management
2
  ADVISORY VOTE TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.   FOR   AGAINST   Management
3
  ADVISORY VOTE ON EXECUTIVE COMPENSATION.   FOR   FOR   Management
4
  ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.   3    1    Management

Page 111

 

PHH CORPORATION
             
Ticker:
  PHH   Security ID:   693320202 
Meeting Date:
  JUN 08, 2011   Meeting Type:   Annual
Record Date:
  MAR 23, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
2
  TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management
3
  TO APPROVE AN ADVISORY RESOLUTION CONCERNING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   FOR   FOR   Management
4
  TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.   1    1    Management
REGIS CORPORATION
             
Ticker:
  RGS   Security ID:   758932107 
Meeting Date:
  OCT 28, 2010   Meeting Type:   Annual
Record Date:
  AUG 31, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
2
  RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   FOR   FOR   Management
3
  AMENDMENT OF THE COMPANY’S 2004 LONG TERM INCENTIVE PLAN AS DESCRIBED IN THE PROXY STATEMENT, INCLUDING RESERVATION OF AN ADDITIONAL 4,250,000 SHARES OF THE COMPANY’S COMMON STOCK FOR ISSUANCE THEREUNDER.   FOR   FOR   Management
4
  SHAREHOLDER PROPOSAL REGARDING IMPLEMENTATION OF THE MACBRIDE PRINCIPLES.   AGAINST   AGAINST   Management

Page 112

 

RESOLUTE ENERGY CORPORATION
             
Ticker:
  REN   Security ID:   76116A108 
Meeting Date:
  JUN 02, 2011   Meeting Type:   Annual
Record Date:
  APR 18, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
2
  TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS (THE SAY ON PAY VOTE”). ”   FOR   FOR   Management
3
  TO SELECT, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY-EVERY YEAR, EVERY OTHER YEAR, OR EVERY THIRD YEAR-AT WHICH THE STOCKHOLDERS OF THE COMPANY WILL BE ASKED TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFI   3    1    Management
4
  TO APPROVE AN AMENDMENT TO OUR 2009 PERFORMANCE INCENTIVE PLAN (I) TO INCREASE THE MAXIMUM NUMBER OF SHARES AVAILABLE FOR AWARD UNDER THE PLAN BY (6,500,000) SHARES OF OUR COMMON STOCK, AND (II) TO MAKE OTHER ADMINISTRATIVE AMENDMENTS TO THE PLAN.   FOR   FOR   Management
5
  TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management
SENSIENT TECHNOLOGIES CORPORATION
             
Ticker:
  SXT   Security ID:   81725T100 
Meeting Date:
  APR 21, 2011   Meeting Type:   Annual
Record Date:
  FEB 25, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
2
  PROPOSAL TO APPROVE THE COMPENSATION PAID TO SENSIENT’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION IN THE ACCOMPANYING PRO   FOR   FOR   Management
3
  PROPOSAL THAT SENSIENT’S SHAREHOLDERS RECOMMEND THAT THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF SENSIENT’S NAMED EXECUTIVE OFFICERS BE HELD EVERY (CHECK ONE).   3    1    Management
4
  PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR 2011.   FOR   FOR   Management

Page 113

 

SIGNET JEWELERS LIMITED
             
Ticker:
  SIG   Security ID:   G81276100 
Meeting Date:
  JUN 16, 2011   Meeting Type:   Annual
Record Date:
  APR 14, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  TO AMEND THE COMPANY’S BYE-LAWS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS IN THE MANNER CONTEMPLATED IN APPENDIX 1 TO THE PROXY STATEMENT.   FOR   FOR   Management
2A
  ELECTION OF DIRECTOR IF PROPOSAL 1 IS APPROVED: SIR MALCOLM WILLIAMSON   FOR   FOR   Management
2B
  ELECTION OF DIRECTOR IF PROPOSAL 1 IS APPROVED: MICHAEL W. BARNES   FOR   FOR   Management
2C
  ELECTION OF DIRECTOR IF PROPOSAL 1 IS APPROVED: ROBERT BLANCHARD   FOR   FOR   Management
2D
  ELECTION OF DIRECTOR IF PROPOSAL 1 IS APPROVED: DALE HILPERT   FOR   FOR   Management
2E
  ELECTION OF DIRECTOR IF PROPOSAL 1 IS APPROVED: RUSSELL WALLS   FOR   FOR   Management
2F
  ELECTION OF DIRECTOR IF PROPOSAL 1 IS APPROVED: MARIANNE PARRS   FOR   FOR   Management
2G
  ELECTION OF DIRECTOR IF PROPOSAL 1 IS APPROVED: THOMAS PLASKETT   FOR   FOR   Management
3A
  ELECTION OF DIRECTOR IF PROPOSAL 1 IS NOT APPROVED: SIR MALCOLM WILLIAMSON   FOR   FOR   Management
3B
  ELECTION OF DIRECTOR IF PROPOSAL 1 IS NOT APPROVED: MICHAEL W. BARNES   FOR   FOR   Management
3C
  ELECTION OF DIRECTOR IF PROPOSAL 1 IS NOT APPROVED: ROBERT BLANCHARD   FOR   FOR   Management
3D
  ELECTION OF DIRECTOR IF PROPOSAL 1 IS NOT APPROVED: DALE HILPERT   FOR   FOR   Management
3E
  ELECTION OF DIRECTOR IF PROPOSAL 1 IS NOT APPROVED: RUSSELL WALLS   FOR   FOR   Management
3F
  ELECTION OF DIRECTOR IF PROPOSAL 1 IS NOT APPROVED: MARIANNE PARRS   FOR   FOR   Management
3G
  ELECTION OF DIRECTOR IF PROPOSAL 1 IS NOT APPROVED: THOMAS PLASKETT   FOR   FOR   Management
4
  TO APPOINT KPMG LLP AS INDEPENDENT AUDITOR OF THE COMPANY, TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE ITS COMPENSATION.   FOR   FOR   Management
5
  TO APPROVE THE SIGNET JEWELERS LIMITED ANNUAL PERFORMANCE BONUS PLAN.   FOR   FOR   Management
6
  TO HOLD A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT (THE SAY-ON-PAY” VOTE). ”   FOR   AGAINST   Management
7
  TO HOLD A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF THE SAY-ON-PAY VOTE.   1    1    Management

Page 114

 

STANCORP FINANCIAL GROUP, INC.
             
Ticker:
  SFG   Security ID:   852891100 
Meeting Date:
  MAY 16, 2011   Meeting Type:   Annual
Record Date:
  MAR 09, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1A
  ELECTION OF DIRECTOR: FREDERICK W. BUCKMAN   FOR   FOR   Management
1B
  ELECTION OF DIRECTOR: J. GREG NESS   FOR   FOR   Management
1C
  ELECTION OF DIRECTOR: MARY F. SAMMONS   FOR   FOR   Management
1D
  ELECTION OF DIRECTOR: RONALD E. TIMPE   FOR   FOR   Management
2
  PROPOSAL TO RATIFY APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.   FOR   FOR   Management
3
  PROPOSAL TO APPROVE THE RENEWAL OF THE SHAREHOLDER RIGHTS PLAN.   FOR   AGAINST   Management
4
  NON-BINDING PROPOSAL REGARDING COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   FOR   FOR   Management
5
  NON-BINDING PROPOSAL REGARDING FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION.   3    1    Management
SYKES ENTERPRISES, INCORPORATED
             
Ticker:
  SYKE   Security ID:   871237103 
Meeting Date:
  MAY 19, 2011   Meeting Type:   Annual
Record Date:
  MAR 25, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
2
  NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY-ON-PAY”)”   FOR   FOR   Management
3
  NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF SAY-ON-PAY VOTES   1    1    Management
4
  TO APPROVE THE 2011 EQUITY INCENTIVE PLAN   FOR   FOR   Management
5
  TO APPROVE THE PERFORMANCE CRITERIA UNDER THE 2011 EQUITY INCENTIVE PLAN   FOR   FOR   Management
6
  TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY.   FOR   FOR   Management
TELEFLEX INCORPORATED
                 
Ticker:
  TFX   Security ID:   879369106    
Meeting Date:
  APR 26, 2011   Meeting Type:   Annual    
Record Date:
  MAR 14, 2011            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management

Page 115

 

                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
2
  APPROVAL OF THE TELEFLEX INCORPORATED 2011 EXECUTIVE INCENTIVE PLAN.   FOR   FOR   Management
3
  ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.   FOR   FOR   Management
4
  ADVISORY VOTE ON WHETHER THE ADVISORY
VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. 		  2       1       Management
5
  RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.   FOR   FOR   Management
TELETECH HOLDINGS, INC.
                 
Ticker:
  TTEC   Security ID:   879939106    
Meeting Date:
  MAY 26, 2011   Meeting Type:   Annual
Record Date:
  MAR 28, 2011            
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   WITHHOLD   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
2
  THE RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 		  FOR   FOR   Management
3
  THE PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.   FOR   AGAINST   Management
4
  THE PROPOSAL REGARDING AN ADVISORY VOTE
ON THE FREQUENCY OF ADVISORY VOTE ON 		  1       1       Management
 
  EXECUTIVE COMPENSATION.                    
UTI WORLDWIDE INC.
             
Ticker:
  UTIW   Security ID:   G87210103
Meeting Date:
  JUN 13, 2011   Meeting Type:   Annual
Record Date:
  MAY 02, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
2
  ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   FOR   FOR   Management
3
  ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.   1       1       Management
4
  TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY.   FOR   FOR   Management

Page 116

 

VCA ANTECH, INC.
                 
Ticker:
  WOOF   Security ID:   918194101    
Meeting Date:
  JUN 06, 2011   Meeting Type:   Annual
Record Date:
  APR 15, 2011            
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
2
  RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management
3
  RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE VCA ANTECH, INC. 2006 EQUITY INCENTIVE PLAN.   FOR   FOR   Management
4
  RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE VCA ANTECH, INC. 2007 CASH INCENTIVE PLAN.   FOR   FOR   Management
5
  ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   FOR   FOR   Management
6
  ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   3       1       Management
WASHINGTON FEDERAL, INC.
                 
Ticker:
  WFSL   Security ID:   938824109    
Meeting Date:
  JAN 19, 2011   Meeting Type:   Annual
Record Date:
  NOV 26, 2010            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
2
  ADOPTION OF THE WASHINGTON FEDERAL, INC. 2011 INCENTIVE PLAN.   FOR   FOR   Management
3
  ADVISORY VOTE ON WASHINGTON FEDERAL’S EXECUTIVE COMPENSATION.   FOR   FOR   Management
4
  RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS.   FOR   FOR   Management
WESTFIELD FINANCIAL, INC.
             
Ticker:
  WFD   Security ID:   96008P104
Meeting Date:
  MAY 19, 2011   Meeting Type:   Annual
Record Date:
  MAR 31, 2011        
                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management

Page 117

 

                         
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
2
  THE RATIFICATION OF THE APPOINTMENT OF WOLF & COMPANY, P.C. AS WESTFIELD FINANCIAL’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.   FOR   FOR   Management
3
  THE CONSIDERATION AND APPROVAL OF A NON-BINDING ADVISORY RESOLUTION ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   FOR   FOR   Management
4
  THE CONSIDERATION AND VOTE UPON A NON-BINDING ADVISORY PROPOSAL ON THE FREQUENCY OF ADVISORY VOTE CONCERNING COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   2       1       Management
WINN-DIXIE STORES, INC.
                 
Ticker:
  WINN   Security ID:   974280307    
Meeting Date:
  NOV 10, 2010   Meeting Type:   Annual
Record Date:
  SEP 10, 2010            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  DIRECTOR   FOR   FOR   Management
1.2
  DIRECTOR   FOR   FOR   Management
1.3
  DIRECTOR   FOR   FOR   Management
1.4
  DIRECTOR   FOR   FOR   Management
1.5
  DIRECTOR   FOR   FOR   Management
1.6
  DIRECTOR   FOR   FOR   Management
1.7
  DIRECTOR   FOR   FOR   Management
1.8
  DIRECTOR   FOR   FOR   Management
1.9
  DIRECTOR   FOR   FOR   Management
2
  RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.   FOR   FOR   Management
3
  ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.   FOR   FOR   Management
4
  A SHAREHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.   AGAINST   AGAINST   Management
STERLING CAPITAL SOUTH CAROLINA INTERMEDIATE TAX-FREE FUND
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
STERLING CAPITAL SPECIAL OPPORTUNITIES FUND
ACTIVISION BLIZZARD, INC.
             
Ticker:
  ATVI   Security ID:   00507V109
Meeting Date:
  JUN 02, 2011   Meeting Type:   Annual
Record Date:
  APR 05, 2011        

Page 118

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Philippe G.H. Capron   For   Against   Management
2
  Elect Director Robert J. Corti   For   For   Management
3
  Elect Director Frederic R. Crepin   For   Against   Management
4
  Elect Director Lucian Grainge   For   Against   Management
5
  Elect Director Brian G. Kelly   For   Against   Management
6
  Elect Director Robert A. Kotick   For   Against   Management
7
  Elect Director Jean-Bernard Levy   For   Against   Management
8
  Elect Director Robert J. Morgado   For   For   Management
9
  Elect Director Stephane Roussel   For   Against   Management
10
  Elect Director Richard Sarnoff   For   For   Management
11
  Elect Director Regis Turrini   For   Against   Management
12
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
13
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
ADOBE SYSTEMS INCORPORATED
             
Ticker:
  ADBE   Security ID:   00724F101
Meeting Date:
  APR 21, 2011   Meeting Type:   Annual
Record Date:
  FEB 25, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Robert K. Burgess   For   For   Management
2
  Elect Director Daniel Rosensweig   For   For   Management
3
  Elect Director Robert Sedgewick   For   For   Management
4
  Elect Director John E. Warnock   For   For   Management
5
  Amend Qualified Employee Stock Purchase Plan   For   For   Management
6
  Approve Executive Incentive Bonus Plan   For   For   Management
7
  Ratify Auditors   For   For   Management
8
  Declassify the Board of Directors   For   For   Management
9
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management
10
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
AKAMAI TECHNOLOGIES, INC.
             
Ticker:
  AKAM   Security ID:   00971T101
Meeting Date:
  MAY 18, 2011   Meeting Type:   Annual
Record Date:
  MAR 25, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director C. Kim Goodwin   For   For   Management
2
  Elect Director David W. Kenny   For   For   Management
3
  Elect Director Peter J. Kight   For   For   Management
4
  Elect Director Frederic V. Salerno   For   For   Management
5
  Amend Omnibus Stock Plan   For   For   Management
6
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
7
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
8
  Ratify Auditors   For   For   Management

Page 119

 

APACHE CORPORATION
                 
Ticker:
  APA   Security ID:   037411105    
Meeting Date:
  MAY 05, 2011   Meeting Type:   Annual
Record Date:
  MAR 07, 2011            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director G. Steven Farris   For   For   Management
2
  Elect Director Randolph M. Ferlic   For   For   Management
3
  Elect Director A.D. Frazier, Jr.   For   For   Management
4
  Elect Director John A. Kocur   For   For   Management
5
  Ratify Auditors   For   For   Management
6
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
7
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
8
  Increase Authorized Common Stock   For   For   Management
9
  Increase Authorized Preferred Stock   For   For   Management
10
  Approve Omnibus Stock Plan   For   For   Management
BECTON, DICKINSON AND COMPANY
                 
Ticker:
  BDX   Security ID:   075887109    
Meeting Date:
  FEB 01, 2011   Meeting Type:   Annual
Record Date:
  DEC 10, 2010            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Basil L. Anderson   For   For   Management
1.2
  Elect Director Henry P. Becton, Jr.   For   For   Management
1.3
  Elect Director Edward F. Degraan   For   For   Management
1.4
  Elect Director C.M. Fraser-Liggett   For   For   Management
1.5
  Elect Director Christopher Jones   For   For   Management
1.6
  Elect Director Marshall O. Larsen   For   For   Management
1.7
  Elect Director Edward J. Ludwig   For   For   Management
1.8
  Elect Director Adel A.F. Mahmoud   For   For   Management
1.9
  Elect Director Gary A. Mecklenburg   For   For   Management
1.10
  Elect Director Cathy E. Minehan   For   Withhold   Management
1.11
  Elect Director James F. Orr   For   For   Management
1.12
  Elect Director Willard J. Overlock, Jr   For   For   Management
1.13
  Elect Director Bertram L. Scott   For   For   Management
1.14
  Elect Director Alfred Sommer   For   For   Management
2
  Ratify Auditors   For   For   Management
3
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4
  Advisory Vote on Say on Pay Frequency   None   One Year   Management
5
  Amend Articles/Bylaws/Charter — Call Special Meetings   Against   For   Shareholder
6
  Provide for Cumulative Voting   Against   For   Shareholder
CISCO SYSTEMS, INC.
             
Ticker:
  CSCO   Security ID:   17275R102
Meeting Date:
  NOV 18, 2010   Meeting Type:   Annual
Record Date:
  SEP 20, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Carol A. Bartz   For   For   Management
2
  Elect Director M. Michele Burns   For   For   Management

Page 120

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
3
  Elect Director Michael D. Capellas   For   For   Management
4
  Elect Director Larry R. Carter   For   For   Management
5
  Elect Director John T. Chambers   For   For   Management
6
  Elect Director Brian L. Halla   For   For   Management
7
  Elect Director John L. Hennessy   For   For   Management
8
  Elect Director Richard M. Kovacevich   For   For   Management
9
  Elect Director Roderick C. Mcgeary   For   For   Management
10
  Elect Director Michael K. Powell   For   For   Management
11
  Elect Director Arun Sarin   For   For   Management
12
  Elect Director Steven M. West   For   For   Management
13
  Elect Director Jerry Yang   For   For   Management
14
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
15
  Ratify Auditors   For   For   Management
16
  Amend Bylaws to Establish a Board Committee on Environmental Sustainability   Against   Against   Shareholder
17
  Report on Internet Fragmentation   Against   For   Shareholder
18
  Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses   Against   Against   Shareholder
CME GROUP INC.
             
Ticker:
  CME   Security ID:   12572Q105
Meeting Date:
  JUN 08, 2011   Meeting Type:   Annual
Record Date:
  APR 11, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Craig S. Donohue   For   For   Management
1.2
  Elect Director Timothy S. Bitsberger   For   For   Management
1.3
  Elect Director Jackie M. Clegg   For   For   Management
1.4
  Elect Director James A. Donaldson   For   For   Management
1.5
  Elect Director J. Dennis Hastert   For   For   Management
1.6
  Elect Director William P. Miller II   For   For   Management
1.7
  Elect Director Terry L. Savage   For   For   Management
1.8
  Elect Director Christopher Stewart   For   For   Management
2
  Ratify Auditors   For   For   Management
3
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management
4
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
COMCAST CORPORATION
             
Ticker:
  CMCSA   Security ID:   20030N101
Meeting Date:
  MAY 11, 2011   Meeting Type:   Annual
Record Date:
  MAR 08, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director S. Decker Anstrom   For   For   Management
1.2
  Elect Director Kenneth J. Bacon   For   For   Management
1.3
  Elect Director Sheldon M. Bonovitz   For   For   Management
1.4
  Elect Director Edward D. Breen   For   For   Management
1.5
  Elect Director Joseph J. Collins   For   For   Management
1.6
  Elect Director J. Michael Cook   For   For   Management
1.7
  Elect Director Gerald L. Hassell   For   For   Management
1.8
  Elect Director Jeffrey A. Honickman   For   For   Management

Page 121

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.9
  Elect Director Eduardo G. Mestre   For   For   Management
1.10
  Elect Director Brian L. Roberts   For   For   Management
1.11
  Elect Director Ralph J. Roberts   For   For   Management
1.12
  Elect Director Judith Rodin   For   For   Management
2
  Ratify Auditors   For   For   Management
3
  Approve Nonqualified Employee Stock Purchase Plan   For   For   Management
4
  Amend Restricted Stock Plan   For   For   Management
5
  Amend Stock Option Plan   For   For   Management
6
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
7
  Advisory Vote on Say on Pay Frequency   Three Years   One Year   Management
8
  Provide for Cumulative Voting   Against   For   Shareholder
9
  Require Independent Board Chairman   Against   For   Shareholder
DELL INC.
             
Ticker:
  DELL   Security ID:   24702R101
Meeting Date:
  AUG 12, 2010   Meeting Type:   Annual
Record Date:
  MAY 21, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director James W. Breyer   For   For   Management
1.2
  Elect Director Donald J. Carty   For   Withhold   Management
1.3
  Elect Director Michael S. Dell   For   Withhold   Management
1.4
  Elect Director William H. Gray, III   For   Withhold   Management
1.5
  Elect Director Judy C. Lewent   For   For   Management
1.6
  Elect Director Thomas W. Luce, III   For   Withhold   Management
1.7
  Elect Director Klaus S. Luft   For   For   Management
1.8
  Elect Director Alex J. Mandl   For   For   Management
1.9
  Elect Director Shantanu Narayen   For   For   Management
1.10
  Elect Director Sam Nunn   For   Withhold   Management
1.11
  Elect Director H. Ross Perot, Jr.   For   For   Management
2
  Ratify Auditors   For   For   Management
3
  Reduce Supermajority Vote Requirement   For   For   Management
4
  Reimburse Proxy Contest Expenses   Against   For   Shareholder
5
  Advisory Vote to Ratify Named Executive Officers’ Compensation   Against   For   Shareholder
DOLE FOOD COMPANY, INC.
                 
Ticker:
  DOLE   Security ID:   256603101    
Meeting Date:
  MAY 19, 2011   Meeting Type:   Annual
Record Date:
  MAR 25, 2011            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Elaine L. Chao   For   For   Management
1.2
  Elect Director Sherry Lansing   For   For   Management
2
  Ratify Auditors   For   For   Management
3
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4
  Advisory Vote on Say on Pay Frequency   Three Years   One Year   Management

Page 122

 

EBAY INC.
                 
Ticker:
  EBAY   Security ID:   278642103    
Meeting Date:
  APR 28, 2011   Meeting Type:   Annual
Record Date:
  MAR 17, 2011            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Fred D. Anderson   For   For   Management
2
  Elect Director Edward W. Barnholt   For   For   Management
3
  Elect Director Scott D. Cook   For   For   Management
4
  Elect Director John J. Donahoe   For   For   Management
5
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management
6
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
7
  Ratify Auditors   For   For   Management
8
  Reduce Supermajority Vote Requirement   Against   For   Shareholder
ENERGIZER HOLDINGS, INC.
             
Ticker:
  ENR   Security ID:   29266R108
Meeting Date:
  JAN 18, 2011   Meeting Type:   Annual
Record Date:
  NOV 19, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Ward M. Klein   For   For   Management
1.2
  Elect Director W. Patrick McGinnis   For   For   Management
1.3
  Elect Director John R. Roberts   For   For   Management
2
  Amend Omnibus Stock Plan   For   For   Management
3
  Approve Executive Incentive Bonus Plan   For   For   Management
4
  Ratify Auditors   For   For   Management
EOG RESOURCES, INC.
             
Ticker:
  EOG   Security ID:   26875P101
Meeting Date:
  MAY 03, 2011   Meeting Type:   Annual
Record Date:
  MAR 09, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director George A. Alcorn   For   For   Management
2
  Elect Director Charles R. Crisp   For   For   Management
3
  Elect Director James C. Day   For   For   Management
4
  Elect Director Mark G. Papa   For   For   Management
5
  Elect Director H. Leighton Steward   For   For   Management
6
  Elect Director Donald F. Textor   For   For   Management
7
  Elect Director Frank G. Wisner   For   For   Management
8
  Ratify Auditors   For   For   Management
9
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management
10
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
11
  Pro-Rata Vesting on Equity Plans   Against   For   Shareholder
12
  Report on Political Contributions   Against   For   Shareholder

Page 123

 

GILEAD SCIENCES, INC.
                 
Ticker:
  GILD   Security ID:   375558103    
Meeting Date:
  MAY 12, 2011   Meeting Type:   Annual
Record Date:
  MAR 16, 2011            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director John F. Cogan   For   For   Management
1.2
  Elect Director Etienne F. Davignon   For   For   Management
1.3
  Elect Director James M. Denny   For   For   Management
1.4
  Elect Director Carla A. Hills   For   For   Management
1.5
  Elect Director Kevin E. Lofton   For   For   Management
1.6
  Elect Director John W. Madigan   For   For   Management
1.7
  Elect Director John C. Martin   For   For   Management
1.8
  Elect Director Gordon E. Moore   For   For   Management
1.9
  Elect Director Nicholas G. Moore   For   For   Management
1.10
  Elect Director Richard J. Whitley   For   For   Management
1.11
  Elect Director Gayle E. Wilson   For   For   Management
1.12
  Elect Director Per Wold-Olsen   For   For   Management
2
  Ratify Auditors   For   For   Management
3
  Amend Executive Incentive Bonus Plan   For   For   Management
4
  Reduce Supermajority Vote Requirement   For   For   Management
5
  Provide Right to Call Special Meeting   For   For   Management
6
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management
7
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
HALLIBURTON COMPANY
                 
Ticker:
  HAL   Security ID:   406216101    
Meeting Date:
  MAY 19, 2011   Meeting Type:   Annual
Record Date:
  MAR 21, 2011            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Alan M. Bennett   For   For   Management
2
  Elect Director James R. Boyd   For   For   Management
3
  Elect Director Milton Carroll   For   For   Management
4
  Elect Director Nance K. Dicciani   For   For   Management
5
  Elect Director S. Malcolm Gillis   For   For   Management
6
  Elect Director Abdallah S. Jum’ah   For   For   Management
7
  Elect Director David J. Lesar   For   For   Management
8
  Elect Director Robert A. Malone   For   For   Management
9
  Elect Director J Landis Martin   For   For   Management
10
  Elect Director Debra L. Reed   For   For   Management
11
  Ratify Auditors   For   For   Management
12
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
13
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
14
  Review and Assess Human Rights Policies   Against   For   Shareholder
15
  Report on Political Contributions   Against   For   Shareholder

Page 124

 

HARRIS CORPORATION
                 
Ticker:
  HRS   Security ID:   413875105    
Meeting Date:
  OCT 22, 2010   Meeting Type:   Annual
Record Date:
  AUG 27, 2010            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Howard L. Lance   For   For   Management
2
  Elect Director Thomas A. Dattilo   For   For   Management
3
  Elect Director Terry D. Growcock   For   For   Management
4
  Elect Director Leslie F. Kenne   For   For   Management
5
  Elect Director David B. Rickard   For   For   Management
6
  Elect Director James C. Stoffel   For   For   Management
7
  Elect Director Gregory T. Swienton   For   For   Management
8
  Ratify Auditors   For   For   Management
9
  Approve Executive Incentive Bonus Plan   For   For   Management
10
  Amend Omnibus Stock Plan   For   For   Management
11
  Require Independent Board Chairman   Against   Against   Shareholder
INTUIT INC.
                 
Ticker:
  INTU   Security ID:   461202103    
Meeting Date:
  JAN 19, 2011   Meeting Type:   Annual
Record Date:
  NOV 22, 2010            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director David H. Batchelder   For   For   Management
2
  Elect Director Christopher W. Brody   For   For   Management
3
  Elect Director William V. Campbell   For   For   Management
4
  Elect Director Scott D. Cook   For   For   Management
5
  Elect Director Diane B. Greene   For   For   Management
6
  Elect Director Michael R. Hallman   For   For   Management
7
  Elect Director Edward A. Kangas   For   For   Management
8
  Elect Director Suzanne Nora Johnson   For   For   Management
9
  Elect Director Dennis D. Powell   For   For   Management
10
  Elect Director Brad D. Smith   For   For   Management
11
  Ratify Auditors   For   For   Management
12
  Amend Omnibus Stock Plan   For   For   Management
13
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
ITRON, INC.
                 
Ticker:
  ITRI   Security ID:   465741106    
Meeting Date:
  MAY 03, 2011   Meeting Type:   Annual
Record Date:
  FEB 25, 2011            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Jon E. Eliassen   For   For   Management
2
  Elect Director Charles H. Gaylord Jr.   For   For   Management
3
  Elect Director Gary E. Pruitt   For   For   Management
4
  Ratify Auditors   For   For   Management
5
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
6
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management

Page 125

 

L-3 COMMUNICATIONS HOLDINGS, INC.
                 
Ticker:
  LLL   Security ID:   502424104    
Meeting Date:
  APR 26, 2011   Meeting Type:   Annual
Record Date:
  MAR 01, 2011            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director H. Hugh Shelton   For   For   Management
1.2
  Elect Director Michael T. Strianese   For   For   Management
1.3
  Elect Director John P. White   For   For   Management
2
  Ratify Auditors   For   For   Management
3
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management
4
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
MCKESSON CORPORATION
             
Ticker:
  MCK   Security ID:   58155Q103
Meeting Date:
  JUL 28, 2010   Meeting Type:   Annual
Record Date:
  JUN 01, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Andy D. Bryant   For   For   Management
2
  Elect Director Wayne A. Budd   For   For   Management
3
  Elect Director John H. Hammergren   For   For   Management
4
  Elect Director Alton F. Irby III   For   Against   Management
5
  Elect Director M. Christine Jacobs   For   Against   Management
6
  Elect Director Marie L. Knowles   For   For   Management
7
  Elect Director David M. Lawrence   For   Against   Management
8
  Elect Director Edward A. Mueller   For   Against   Management
9
  Elect Director Jane E. Shaw   For   For   Management
10
  Amend Omnibus Stock Plan   For   For   Management
11
  Amend Executive Incentive Bonus Plan   For   For   Management
12
  Ratify Auditors   For   For   Management
13
  Stock Retention/Holding Period   Against   For   Shareholder
14
  Report on Pay Disparity   Against   Against   Shareholder
MERCK & CO., INC.
             
Ticker:
  MRK   Security ID:   58933Y105
Meeting Date:
  MAY 24, 2011   Meeting Type:   Annual
Record Date:
  MAR 25, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Leslie A. Brun   For   For   Management
2
  Elect Director Thomas R. Cech   For   For   Management
3
  Elect Director Richard T. Clark   For   For   Management
4
  Elect Director Kenneth C. Frazier   For   For   Management
5
  Elect Director Thomas H. Glocer   For   For   Management
6
  Elect Director Steven F. Goldstone   For   For   Management
7
  Elect Director William B. Harrison. Jr.   For   For   Management
8
  Elect Director Harry R. Jacobson   For   For   Management
9
  Elect Director William N. Kelley   For   For   Management
10
  Elect Director C. Robert Kidder   For   For   Management
11
  Elect Director Rochelle B. Lazarus   For   For   Management
12
  Elect Director Carlos E. Represas   For   For   Management
13
  Elect Director Patricia F. Russo   For   For   Management
14
  Elect Director Thomas E. Shenk   For   For   Management
15
  Elect Director Anne M. Tatlock   For   For   Management
16
  Elect Director Craig B. Thompson   For   For   Management
17
  Elect Director Wendell P. Weeks   For   For   Management
18
  Elect Director Peter C. Wendell   For   For   Management

Page 126

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
19
  Ratify Auditors   For   For   Management
20
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
21
  Advisory Vote on Say on Pay Frequency   Three
Years 		  One Year   Management
NEXTERA ENERGY, INC.
             
Ticker:
  NEE   Security ID:   65339F101
Meeting Date:
  MAY 20, 2011   Meeting Type:   Annual
Record Date:
  MAR 22, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1
  Elect Director Sherry S. Barrat   For   For   Management
1.2
  Elect Director Robert M. Beall, II   For   For   Management
1.3
  Elect Director J. Hyatt Brown   For   For   Management
1.4
  Elect Director James L. Camaren   For   For   Management
1.5
  Elect Director Kenneth B. Dunn   For   For   Management
1.6
  Elect Director J. Brian Ferguson   For   For   Management
1.7
  Elect Director Lewis Hay, III   For   For   Management
1.8
  Elect Director Toni Jennings   For   For   Management
1.9
  Elect Director Oliver D. Kingsley, Jr.   For   For   Management
1.10
  Elect Director Rudy E. Schupp   For   For   Management
1.11
  Elect Director William H. Swanson   For   For   Management
1.12
  Elect Director Michael H. Thaman   For   For   Management
1.13
  Elect Director Hansel E. Tookes, II   For   For   Management
2
  Ratify Auditors   For   For   Management
3
  Approve Omnibus Stock Plan   For   For   Management
4
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
5
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
SOUTHWEST AIRLINES CO.
                 
Ticker:
  LUV   Security ID:   844741108    
Meeting Date:
  MAY 18, 2011   Meeting Type:   Annual
Record Date:
  MAR 22, 2011            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director David W. Biegler   For   For   Management
2
  Elect Director Douglas H. Brooks   For   For   Management
3
  Elect Director William H. Cunningham   For   For   Management
4
  Elect Director John G. Denison   For   For   Management
5
  Elect Director Gary C. Kelly   For   For   Management
6
  Elect Director Nancy B. Loeffler   For   For   Management
7
  Elect Director John T. Montford   For   For   Management
8
  Elect Director Thomas M. Nealon   For   For   Management
9
  Elect Director Daniel D. Villanueva   For   For   Management
10
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
11
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
12
  Ratify Auditors   For   For   Management
13
  Reduce Supermajority Vote Requirement   Against   For   Shareholder

Page 127

 

SOUTHWESTERN ENERGY COMPANY
                 
Ticker:
  SWN   Security ID:   845467109    
Meeting Date:
  MAY 17, 2011   Meeting Type:   Annual
Record Date:
  MAR 25, 2011            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Lewis E. Epley, Jr.   For   For   Management
2
  Elect Director Robert L. Howard   For   For   Management
3
  Elect Director Greg D. Kerley   For   For   Management
4
  Elect Director Harold M. Korell   For   For   Management
5
  Elect Director Vello A. Kuuskraa   For   For   Management
6
  Elect Director Kenneth R. Mourton   For   For   Management
7
  Elect Director Steven L. Mueller   For   For   Management
8
  Elect Director Charles E. Scharlau   For   For   Management
9
  Elect Director Alan H. Stevens   For   For   Management
10
  Ratify Auditors   For   For   Management
11
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
12
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
13
  Provide Right to Call Special Meeting   For   Against   Management
14
  Report on Political Contributions   Against   For   Shareholder
SYMANTEC CORPORATION
                 
Ticker:
  SYMC   Security ID:   871503108    
Meeting Date:
  SEP 20, 2010   Meeting Type:   Annual
Record Date:
  JUL 26, 2010            
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director Stephen M. Bennett   For   For   Management
2
  Elect Director Michael A. Brown   For   For   Management
3
  Elect Director William T. Coleman, III   For   For   Management
4
  Elect Director Frank E. Dangeard   For   For   Management
5
  Elect Director Geraldine B. Laybourne   For   For   Management
6
  Elect Director David L. Mahoney   For   For   Management
7
  Elect Director Robert S. Miller   For   For   Management
8
  Elect Director Enrique Salem   For   For   Management
9
  Elect Director Daniel H. Schulman   For   For   Management
10
  Elect Director John W. Thompson   For   For   Management
11
  Elect Director V. Paul Unruh   For   For   Management
12
  Ratify Auditors   For   For   Management
13
  Amend Omnibus Stock Plan   For   For   Management
14
  Amend Qualified Employee Stock Purchase Plan   For   For   Management
UNITEDHEALTH GROUP INCORPORATED
             
Ticker:
  UNH   Security ID:   91324P102
Meeting Date:
  MAY 23, 2011   Meeting Type:   Annual
Record Date:
  MAR 24, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director William C. Ballard, Jr.   For   For   Management
2
  Elect Director Richard T. Burke   For   For   Management
3
  Elect Director Robert J. Darretta   For   For   Management
4
  Elect Director Stephen J. Hemsley   For   For   Management

Page 128

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
5
  Elect Director Michele J. Hooper   For   For   Management
6
  Elect Director Rodger A. Lawson   For   For   Management
7
  Elect Director Douglas W. Leatherdale   For   For   Management
8
  Elect Director Glenn M. Renwick   For   For   Management
9
  Elect Director Kenneth I. Shine   For   For   Management
10
  Elect Director Gail R. Wilensky   For   For   Management
11
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
12
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
13
  Approve Omnibus Stock Plan   For   For   Management
14
  Amend Qualified Employee Stock Purchase Plan   For   For   Management
15
  Ratify Auditors   For   For   Management
WEATHERFORD INTERNATIONAL LTD.
             
Ticker:
  WFT   Security ID:   H27013103
Meeting Date:
  MAY 25, 2011   Meeting Type:   Annual
Record Date:
  MAY 04, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Accept Financial Statements and Statutory Reports   For   For   Management
2
  Approve Discharge of Board and Senior Management   For   For   Management
3.1
  Reelect Bernard Duroc-Danner as Director   For   For   Management
3.2
  Reelect Samuel Bodman, III as Director   For   For   Management
3.3
  Reelect Nicholas Brady as Director   For   For   Management
3.4
  Reelect David Butters as Director   For   For   Management
3.5
  Reelect William Macaulay as Director   For   For   Management
3.6
  Reelect Robert Millard as Director   For   For   Management
3.7
  Reelect Robert Moses, Jr. as Director   For   For   Management
3.8
  Reelect Guilliermo Ortiz as Director   For   For   Management
3.9
  Reelect Emyr Parry as Director   For   For   Management
3.10
  Reelect Robert Rayne as Director   For   For   Management
4
  Ratify Auditors   For   For   Management
5
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management
6
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
YUM! BRANDS, INC.
             
Ticker:
  YUM   Security ID:   988498101 
Meeting Date:
  MAY 19, 2011   Meeting Type:   Annual
Record Date:
  MAR 21, 2011        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Elect Director David W. Dorman   For   For   Management
2
  Elect Director Massimo Ferragamo   For   For   Management
3
  Elect Director J. David Grissom   For   For   Management
4
  Elect Director Bonnie G. Hill   For   For   Management
5
  Elect Director Robert Holland, Jr.   For   For   Management
6
  Elect Director Kenneth G. Langone   For   For   Management
7
  Elect Director Jonathan S. Linen   For   For   Management
8
  Elect Director Thomas C. Nelson   For   For   Management
9
  Elect Director David C. Novak   For   For   Management

Page 129

 

                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
10
  Elect Director Thomas M. Ryan   For   For   Management
11
  Elect Director Jing-Shyh S. Su   For   For   Management
12
  Elect Director Robert D. Walter   For   For   Management
13
  Ratify Auditors   For   For   Management
14
  Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
15
  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
16
  Provide Right to Call Special Meeting   For   For   Management
STERLING CAPITAL STRATEGIC ALLOCATION BALANCED FUND
BB&T MUTUAL FUNDS
             
Ticker:
  OVEIX   Security ID:   05527P289
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BBSGX   Security ID:   05527P537
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BBSGX   Security ID:   05527P733
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BBSGX   Security ID:   05527P800
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management

Page 130

 

BB&T MUTUAL FUNDS
             
Ticker:
  BBSGX   Security ID:   05527P875
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BBTIX   Security ID:   05527P743
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
2
  Approve/Amend Subadvisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BEGIX   Security ID:   05527Q782
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
2
  Approve/Amend Subadvisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BOPIX   Security ID:   05527Q832
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
2
  Approve/Amend Subadvisory Agreement   For   For   Management
STERLING CAPITAL STRATEGIC ALLOCATION CONSERVATIVE FUND
BB&T MUTUAL FUNDS
             
Ticker:
  OVEIX   Security ID:   05527P289
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management

Page 131

 

BB&T MUTUAL FUNDS
             
Ticker:
  BBSGX   Security ID:   05527P537
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BBSGX   Security ID:   05527P733
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BBSGX   Security ID:   05527P800
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BBSGX   Security ID:   05527P875
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BBTIX   Security ID:   05527P743
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
2
  Approve/Amend Subadvisory Agreement   For   For   Management

Page 132

 

BB&T MUTUAL FUNDS
             
Ticker:
  BEGIX   Security ID:   05527Q782
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
2
  Approve/Amend Subadvisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BOPIX   Security ID:   05527Q832
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
2
  Approve/Amend Subadvisory Agreement   For   For   Management
STERLING CAPITAL STRATEGIC ALLOCATION EQUITY FUND
BB&T MUTUAL FUNDS
             
Ticker:
  OVEIX   Security ID:   05527P289
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BBSGX   Security ID:   05527P733
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BBSGX   Security ID:   05527P800
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management

Page 133

 

BB&T MUTUAL FUNDS
             
Ticker:
  BBSGX   Security ID:   05527P875
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BBTIX   Security ID:   05527P743
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
2
  Approve/Amend Subadvisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BEGIX   Security ID:   05527Q782
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
2
  Approve/Amend Subadvisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BOPIX   Security ID:   05527Q832
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
2
  Approve/Amend Subadvisory Agreement   For   For   Management

Page 134

 

STERLING CAPITAL STRATEGIC ALLOCATION GROWTH FUND
BB&T MUTUAL FUNDS
             
Ticker:
  OVEIX   Security ID:   05527P289
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BBSGX   Security ID:   05527P537
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BBSGX   Security ID:   05527P733
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BBSGX   Security ID:   05527P800
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BBSGX   Security ID:   05527P875
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BBTIX   Security ID:   05527P743
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
2
  Approve/Amend Subadvisory Agreement   For   For   Management

Page 135

 

BB&T MUTUAL FUNDS
             
Ticker:
  BEGIX   Security ID:   05527Q782
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
2
  Approve/Amend Subadvisory Agreement   For   For   Management
BB&T MUTUAL FUNDS
             
Ticker:
  BOPIX   Security ID:   05527Q832
Meeting Date:
  AUG 27, 2010   Meeting Type:   Special
Record Date:
  JUN 25, 2010        
                 
#   Proposal   Mgt Rec   Vote Cast   Sponsor
1
  Approve Investment Advisory Agreement   For   For   Management
2
  Approve/Amend Subadvisory Agreement   For   For   Management
STERLING CAPITAL TOTAL RETURN BOND FUND
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
STERLING CAPITAL US TREASURY MONEY MARKET FUND
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
STERLING CAPITAL VIRGINIA INTERMEDIATE TAX-FREE
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
STERLING CAPITAL WEST VIRGINIA INTERMEDIATE TAX FREE
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
END NPX REPORT

Page 136

 

SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant Sterling Capital Funds (formerly, BB&T Funds)
         
By (Signature and Title)*
  /s/E.G. Purcell, III
 
    
 
  E.G. Purcell, III, President    
 
  (principal executive officer)    
 
        
Date August 22, 2011
        
 
*   Print the name and title of each signing officer under his or her signature.