UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
CURRENT REPORT
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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Appointment of Joe Raymond
On October 21, 2021, Nocopi Technologies, Inc. Board of Directors (the “Board”) elected Joe Raymond to serve as a member of the Board. Mr. Raymond’s initial term as a member of the Board will continue until the Company’s 2022 Annual Meeting of Stockholders or until his successor is duly appointed.
Mr. Raymond is an Investment Analyst at Santa Monica Partners who specializes in small/micro-cap equity research and buying/selling illiquid securities. He has held this position since August 2020. Prior to that time, Mr. Raymond served as a Research Associate (August 2019 – August 2020) and a Research Consultant (January 2017 – August 2019) at Brandes Investment Partners where he was responsible for performing fundamental company-level research and valuation. Mr. Raymond received a BS in Finance from Dixie State University.
Mr. Raymond has not been named to serve on any committee of the Board. Mr. Raymond will receive compensation commensurate with other non-employee directors of the Company, which is currently a cash fee of $3,000 per year.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No. | Description of Exhibit | |
104 | Cover Page Interactive Data File (the cover page XBRL tags are embedded within the inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
NOCOPI TECHNOLOGIES, INC. | ||
Dated: October 22, 2021 | By: | /s/ Rudolph A. Lutterschmidt |
Rudolph A. Lutterschmidt | ||
Vice-President and Chief Financial Officer |