0001104659-22-064359.txt : 20220524 0001104659-22-064359.hdr.sgml : 20220524 20220524190036 ACCESSION NUMBER: 0001104659-22-064359 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220523 FILED AS OF DATE: 20220524 DATE AS OF CHANGE: 20220524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eriksen Howard Timothy CENTRAL INDEX KEY: 0001650715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20333 FILM NUMBER: 22958517 BUSINESS ADDRESS: BUSINESS PHONE: 360.393.3019 MAIL ADDRESS: STREET 1: 567 WILDROSE CIRCLE CITY: LYNDEN STATE: WA ZIP: 98264 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOCOPI TECHNOLOGIES INC/MD/ CENTRAL INDEX KEY: 0000888981 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 870406496 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 480 SHOEMAKER ROAD STREET 2: SUITE 104 CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 BUSINESS PHONE: 6108349600 MAIL ADDRESS: STREET 1: 480 SHOEMAKER ROAD STREET 2: SUITE 104 CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 4 1 tm2216838-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-05-23 0 0000888981 NOCOPI TECHNOLOGIES INC/MD/ NNUP 0001650715 Eriksen Howard Timothy 8695 GLENDALE RD CUSTER WA 98240 0 0 1 0 Common Stock 2022-05-23 4 S 0 707886 0.165 D 0 D Common Stock 2022-05-23 4 S 0 7370026 0.165 D 1000 I See footnote These securities were held in one or more accounts managed by Eriksen Capital Management LLC ("ECM") or affiliated entities. 6,886,642 shares were owned by Cedar Creek Partners LLC and 484,484 shares were owned in separately managed accounts. Shares were sold as part of a standstill agreement and separate purchase agreement related to withdrawal of proxy for 2022 annual meeting. These securities may be deemed to have been beneficially owned by the reporting persons because he controls ECM, and ECM may be deemed to have had a beneficial ownership of these securities because it served as the investment manager to separate managed accounts and/or investment partnerships. For purposes of calculating disgorgement of swing trade profits pursuant to Section 16(b), securities held in accounts managed by ECM were excluded on the basis that ECM is a registered investment adviser and neither Mr. Eriksen, ECM, nor CCP had any beneficial interest. Cedar Creek Partners is issuing a check for disgorgement of $3,270.68 to Nocopi Technologies and Mr. Eriksen is issuing a check for $978.40. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ Tim Eriksen 2022-05-24