0001104659-22-064359.txt : 20220524
0001104659-22-064359.hdr.sgml : 20220524
20220524190036
ACCESSION NUMBER: 0001104659-22-064359
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220523
FILED AS OF DATE: 20220524
DATE AS OF CHANGE: 20220524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eriksen Howard Timothy
CENTRAL INDEX KEY: 0001650715
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20333
FILM NUMBER: 22958517
BUSINESS ADDRESS:
BUSINESS PHONE: 360.393.3019
MAIL ADDRESS:
STREET 1: 567 WILDROSE CIRCLE
CITY: LYNDEN
STATE: WA
ZIP: 98264
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOCOPI TECHNOLOGIES INC/MD/
CENTRAL INDEX KEY: 0000888981
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 870406496
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 480 SHOEMAKER ROAD
STREET 2: SUITE 104
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 19406
BUSINESS PHONE: 6108349600
MAIL ADDRESS:
STREET 1: 480 SHOEMAKER ROAD
STREET 2: SUITE 104
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 19406
4
1
tm2216838-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-05-23
0
0000888981
NOCOPI TECHNOLOGIES INC/MD/
NNUP
0001650715
Eriksen Howard Timothy
8695 GLENDALE RD
CUSTER
WA
98240
0
0
1
0
Common Stock
2022-05-23
4
S
0
707886
0.165
D
0
D
Common Stock
2022-05-23
4
S
0
7370026
0.165
D
1000
I
See footnote
These securities were held in one or more accounts managed by Eriksen Capital Management LLC ("ECM") or affiliated entities. 6,886,642 shares were owned by Cedar Creek Partners LLC and 484,484 shares were owned in separately managed accounts. Shares were sold as part of a standstill agreement and separate purchase agreement related to withdrawal of proxy for 2022 annual meeting. These securities may be deemed to have been beneficially owned by the reporting persons because he controls ECM, and ECM may be deemed to have had a beneficial ownership of these securities because it served as the investment manager to separate managed accounts and/or investment partnerships.
For purposes of calculating disgorgement of swing trade profits pursuant to Section 16(b), securities held in accounts managed by ECM were excluded on the basis that ECM is a registered investment adviser and neither Mr. Eriksen, ECM, nor CCP had any beneficial interest. Cedar Creek Partners is issuing a check for disgorgement of $3,270.68 to Nocopi Technologies and Mr. Eriksen is issuing a check for $978.40.
The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ Tim Eriksen
2022-05-24