Proposal
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Our Recommendation
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1. | | | To elect Tim Eriksen to serve as a Class I director of Nocopi for a term expiring at Nocopi’s 2025 annual meeting of stockholders and until his successor has been elected and qualified. | | |
FOR MR. ERIKSEN
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2.
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An advisory vote on a proposal requesting a declassified board structure.
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| | FOR A DECLASSIFIED BOARD STRUCTURE | |
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IMPORTANT INFORMATION REGARDING THE SOLICITATION
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| | Your prompt action is important. We urge you to vote the enclosed WHITE proxy card TODAY. Your vote is important, no matter how many or how few shares of Common Stock you own. Please send in your WHITE proxy card today. | | |
| | For additional information or assistance, please contact InvestorCom LLC (“InvestorCom”), the firm assisting Eriksen Capital in its solicitation of proxies: | | |
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InvestorCom LLC
19 Old Kings Highway S., Suite 130 Darien, CT 06820 Stockholders call toll-free: (877) 972-0090 Banks and brokers call collect: (203) 972-9300 |
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Page
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| | | | A-1 | | |
Name
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Business Address
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Tim Eriksen | | |
c/o Eriksen Capital Management LLC
8695 Glendale Road Custer, WA 98240 |
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Name
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Number of Shares of Common Stock
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Tim Eriksen
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| | | | 639,886(1) | | |
CCP
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| | | | 6,621,253(2) | | |
SMAs
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| | | | 454,484(3) | | |
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Date
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Shares
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Buy/Sell
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Price
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3/1/2021
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| | | | | 20,000 | | | | |
Buy
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| | | | | 0.1553 | | | |
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3/2/2021
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| | | | | 12,000 | | | | |
Buy
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| | | | | 0.1543 | | | |
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3/2/2021
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| | | | | 30,000 | | | | |
Buy
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| | | | | 0.1552 | | | |
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3/2/2021
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| | | | | 25,000 | | | | |
Buy
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| | | | | 0.1523 | | | |
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3/26/2021
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| | | | | 55,000 | | | | |
Buy
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| | | | | 0.1601 | | | |
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3/26/2021
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| | | | | 5,000 | | | | |
Buy
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| | | | | 0.1614 | | | |
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4/26/2021
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| | | | | 30,000 | | | | |
Buy
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| | | | | 0.1377 | | | |
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5/5/2021
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| | | | | 200 | | | | |
Buy
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| | | | | 0.137 | | | |
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5/6/2021
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| | | | | 91,000 | | | | |
Buy
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| | | | | 0.145 | | | |
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5/6/2021
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| | | | | 1,672 | | | | |
Buy
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| | | | | 0.139 | | | |
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5/6/2021
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| | | | | 47,000 | | | | |
Buy
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| | | | | 0.140 | | | |
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5/18/2021
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| | | | | 30,000 | | | | |
Buy
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| | | | | 0.168 | | | |
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6/28/2021
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| | | | | 15,904 | | | | |
Inherited(2)
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| | | | | N/A | | | |
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7/1/2021
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| | | | | 50,000 | | | | |
Buy
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| | | | | 0.190 | | | |
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7/1/2021
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| | | | | 38,417 | | | | |
Buy
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| | | | | 0.190 | | | |
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Date
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Shares
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Buy/Sell
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Price
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7/2/2021
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| | | | | 4,000 | | | | |
Buy
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| | | | | 0.186 | | | |
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7/2/2021
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| | | | | 4,400 | | | | |
Buy
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| | | | | 0.186 | | | |
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7/2/2021
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| | | | | 293 | | | | |
Buy
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| | | | | 0.190 | | | |
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7/6/2021
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| | | | | 5,000 | | | | |
Buy
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| | | | | 0.199 | | | |
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7/14/2021
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| | | | | 5,800 | | | | |
Buy
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| | | | | 0.200 | | | |
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7/14/2021
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| | | | | 15,000 | | | | |
Buy
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| | | | | 0.205 | | | |
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7/16/2021
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| | | | | 10,000 | | | | |
Buy
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| | | | | 0.200 | | | |
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7/16/2021
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| | | | | 10,200 | | | | |
Buy
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| | | | | 0.2002 | | | |
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7/16/2021
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| | | | | 10,000 | | | | |
Buy
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| | | | | 0.2050 | | | |
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7/20/2021
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| | | | | 10,000 | | | | |
Buy
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| | | | | 0.2045 | | | |
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7/21/2021
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| | | | | 10,000 | | | | |
Buy
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| | | | | 0.2000 | | | |
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8/12/2021
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| | | | | 24,000 | | | | |
Buy
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| | | | | 0.2000 | | | |
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8/12/2021
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| | | | | 45,000 | | | | |
Buy
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| | | | | 0.2000 | | | |
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Total
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| | | | | 604,886 | | | | | | | | | | | | | | |
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Spouse IRA
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Date
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Shares
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Buy/Sell
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Price
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1/6/2021
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| | | | | 5,000 | | | | | | | Buy | | | | | | | 0.1464 | | | |
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3/18/2021
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| | | | | 10,000 | | | | | | | Buy | | | | | | | 0.1507 | | | |
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3/15/2021
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| | | | | (100) | | | | | | | Sell | | | | | | | 0.1500 | | | |
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4/12/2021
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| | | | | 20,100 | | | | | | | Buy | | | | | | | 0.1483 | | | |
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Total
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| | | | | 35,000 | | | | | | | | | | | | | | | | | |
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Date
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Shares
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Buy/Sell
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Price
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4/8/2021
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| | | | | 2,596,014 | | | | | | | Buy | | | | | | | 0.1500 | | | |
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4/27/2021
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| | | | | 204,632 | | | | | | | Buy | | | | | | | 0.1312 | | | |
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4/29/2021
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| | | | | 1,418,400 | | | | | | | Buy | | | | | | | 0.1400 | | | |
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4/30/2021
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| | | | | 90,000 | | | | | | | Buy | | | | | | | 0.1400 | | | |
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7/13/2021
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| | | | | 8,000 | | | | | | | Buy | | | | | | | 0.1910 | | | |
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7/14/2021
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| | | | | 31,139 | | | | | | | Buy | | | | | | | 0.2030 | | | |
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7/16/2021
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| | | | | 307,219 | | | | | | | Buy | | | | | | | 0.2064 | | | |
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7/19/2021
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| | | | | 209,200 | | | | | | | Buy | | | | | | | 0.2000 | | | |
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7/20/2021
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| | | | | 42,500 | | | | | | | Buy | | | | | | | 0.2026 | | | |
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7/21/2021
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| | | | | 57,000 | | | | | | | Buy | | | | | | | 0.2000 | | | |
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7/22/2021
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| | | | | 90,400 | | | | | | | Buy | | | | | | | 0.2100 | | | |
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7/23/2021
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| | | | | 55,200 | | | | | | | Buy | | | | | | | 0.1980 | | | |
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7/26/2021
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| | | | | 11,749 | | | | | | | Buy | | | | | | | 0.1950 | | | |
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7/27/2021
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| | | | | 190,000 | | | | | | | Buy | | | | | | | 0.2112 | | | |
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8/2/2021
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| | | | | 50,910 | | | | | | | Buy | | | | | | | 0.2190 | | | |
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Date
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Shares
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Buy/Sell
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Price
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8/4/2021
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| | | | | 7,500 | | | | | | | Buy | | | | | | | 0.2150 | | | |
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8/5/2021
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| | | | | 34,010 | | | | | | | Buy | | | | | | | 0.2132 | | | |
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8/6/2021
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| | | | | 61,000 | | | | | | | Buy | | | | | | | 0.2150 | | | |
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8/9/2021
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| | | | | 149,080 | | | | | | | Buy | | | | | | | 0.2100 | | | |
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8/12/2021
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| | | | | 20,000 | | | | | | | Buy | | | | | | | 0.2040 | | | |
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8/16/2021
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| | | | | 320,000 | | | | | | | Buy | | | | | | | 0.2150 | | | |
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8/16/2021
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| | | | | 15,000 | | | | | | | Buy | | | | | | | 0.2150 | | | |
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8/18/2021
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| | | | | 105,000 | | | | | | | Buy | | | | | | | 0.2150 | | | |
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11/24/2021
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| | | | | 326,300 | | | | | | | Buy | | | | | | | 0.1700 | | | |
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12/2/2021
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| | | | | 150,000 | | | | | | | Buy | | | | | | | 0.1600 | | | |
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12/3/2021
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| | | | | 21,000 | | | | | | | Buy | | | | | | | 0.1525 | | | |
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12/6/2021
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| | | | | 50,000 | | | | | | | Buy | | | | | | | 0.1380 | | | |
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Total
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| | | | | 6,621,253 | | | | | | | | | | | | | | | | | |
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Date
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Shares
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Buy/Sell
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Price
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3/18/2021
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| | | | | 8,204 | | | | |
Buy
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| | | | | 0.1507 | | | |
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3/29/2021
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| | | | | 8,000 | | | | |
Buy
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| | | | | 0.1549 | | | |
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3/30/2021
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| | | | | 22,000 | | | | |
Buy
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| | | | | 0.1539 | | | |
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4/1/2021
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| | | | | 12,850 | | | | |
Buy
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| | | | | 0.1545 | | | |
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4/6/2021
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| | | | | 2,150 | | | | |
Buy
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| | | | | 0.1572 | | | |
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4/12/2021
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| | | | | 11,796 | | | | |
Buy
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| | | | | 0.1506 | | | |
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4/26/2021
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| | | | | 20,000 | | | | |
Buy
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| | | | | 0.1378 | | | |
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5/3/2021
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| | | | | 63,616 | | | | |
Buy
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| | | | | 0.1400 | | | |
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5/10/2021
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| | | | | 1,444 | | | | |
Buy
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| | | | | 0.1500 | | | |
| | 6/28/2021(4) | | | | | | (65,060) | | | | |
Distributed(2)
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| | | | | N/A | | | |
| | 6/28/2021(4) | | | | | | 15,904 | | | | |
Inherited(3)
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| | | | | N/A | | | |
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7/20/2021
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| | | | | 22,500 | | | | |
Buy
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| | | | | 0.2045 | | | |
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8/16/2021
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| | | | | 500 | | | | |
Buy
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| | | | | 0.2120 | | | |
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12/6/2021
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| | | | | 330,000 | | | | |
Buy
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| | | | | 0.1383 | | | |
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12/23/2021
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| | | | | 148 | | | | |
Inherited(3)
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| | | | | N/A | | | |
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12/23/2021
|
| | | | | 144 | | | | |
Inherited(3)
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| | | | | N/A | | | |
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12/23/2021
|
| | | | | 144 | | | | |
Inherited(3)
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| | | | | N/A | | | |
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12/23/2021
|
| | | | | 144 | | | | |
Inherited(3)
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| | | | | N/A | | | |
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Total
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| | | | | 454,484 | | | | | | | | | | | | | | |
| ☐ FOR | | | ☐ AGAINST | | | ☐ ABSTAIN | |
| ☐ FOR | | | ☐ AGAINST | | | ☐ ABSTAIN | |
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