-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SC0zRv4DLr3K56qQwiQWLBYk/n2kwSQKVz/2y/RjfsgQBesI7Cj1Xm8tpXtMOmCn 0ydDvt7IK5aug/AWfUu1uw== 0000950115-00-000632.txt : 20000503 0000950115-00-000632.hdr.sgml : 20000503 ACCESSION NUMBER: 0000950115-00-000632 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000324 FILED AS OF DATE: 20000502 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NOCOPI TECHNOLOGIES INC/MD/ CENTRAL INDEX KEY: 0000888981 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SERVICES, NEC [8900] IRS NUMBER: 870406496 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-20333 FILM NUMBER: 616500 BUSINESS ADDRESS: STREET 1: 537 APPLE ST CITY: WEST CONSHOHOCKEN STATE: PA ZIP: 19428-2903 BUSINESS PHONE: 6108349600 MAIL ADDRESS: STREET 1: 537 APPLE ST CITY: WEST CONSHOHOCKEN STATE: PA ZIP: 19428-2903 COMPANY DATA: COMPANY CONFORMED NAME: FEINSTEIN MICHAEL CENTRAL INDEX KEY: 0000939005 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 801 SPRUCE STREET 3D FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19107 BUSINESS PHONE: 2156275272 4 1 FORM 4 ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0287 Expires: December 31, 2001 Estimated average burden hours per response ....... 0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) ================================================================================ 1. Name and Address of Reporting Person* FEINSTEIN, MICHAEL - -------------------------------------------------------------------------------- (Last) (First) (Middle) 801 SPRUCE STREET - -------------------------------------------------------------------------------- (Street) PHILADELPHIA, PA 19107 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol NOCOPI TECHNOLOGIES, INC. NNUP ================================================================================ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ================================================================================ 4. Statement for Month/Year MARCH 2000 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ X ] Director [ ] 10% Owner [ X ] Officer (give title below) [ ] Other (specify below) Acting Chief Executive Officer -------------------------------------------------------------------- ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [ X ] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/6/2000 P 6,000 A 0.30 1,098,000 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/16/2000 P 10,000 A 0.29 1,098,000 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/17/2000 P 12,000 A 0.2975 1,098,000 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/17/2000 P 6,000 A 0.27 1,098,000 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/20/2000 P 2,000 A 0.29 1,098,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/20/2000 P 10,000 A 0.285 1,098,000 D ====================================================================================================================================
Notes: (1) By self, as Trustee of Pension Trust Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (over) SEC.1474 (3-99) FORM 4 (continued)
Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned (Continued) 6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/21/2000 P 10,000 A 0.28 1,098,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/22/2000 P 2,500 A 0.285 1,098,000 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/23/2000 P 2,000 A 0.275 1,098,000 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/23/2000 P 11,000 A 0.27 1,098,000 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/23/2000 P 18,000 A 0.275 1,098,000 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/24/2000 P 8,000 A 0.27 1,098,000 D ====================================================================================================================================
Notes: (1) By self, as Trustee of Pension Trust Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (over) SEC.1474 (3-99) FORM 4 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
2. 3. Date Exercisable and Title and Amount of Securities Expiration Date Underlying Derivative Security (Month/Day/Year (Instr. 4) 5. Ownership Form of 1. 4. Derivative Title of Conversion or Security: 6. Derivative Date Expira- Amount or Exercise Price Direct (D) Nature of Indirect Security Exer- tion Title Number of of Derivative or Indirect (I) Beneficial Ownership (Instr. 4) cisable Date Shares Security (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: /s/ Thomas F. Hurley May 1, 2000 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date Thomas F. Hurley, as Agent for Reporting Person ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedures. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. -----END PRIVACY-ENHANCED MESSAGE-----