0001209191-15-076942.txt : 20151027 0001209191-15-076942.hdr.sgml : 20151027 20151027165033 ACCESSION NUMBER: 0001209191-15-076942 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151027 FILED AS OF DATE: 20151027 DATE AS OF CHANGE: 20151027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCC INSURANCE HOLDINGS INC/DE/ CENTRAL INDEX KEY: 0000888919 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 760336636 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13403 NORTHWEST FRWY CITY: HOUSTON STATE: TX ZIP: 77040-6094 BUSINESS PHONE: 7136907300 MAIL ADDRESS: STREET 1: 13403 NORTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Penny Pamela J CENTRAL INDEX KEY: 0001399634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13790 FILM NUMBER: 151178307 MAIL ADDRESS: STREET 1: 13403 NORTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77040 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-10-27 1 0000888919 HCC INSURANCE HOLDINGS INC/DE/ HCC 0001399634 Penny Pamela J C/O HCC INSURANCE HOLDINGS, INC. 13403 NORTHWEST FREEWAY HOUSTON TX 77040 0 1 0 0 EVP & Chief Accounting Officer Common Stock 20738 D Common Stock 2015-10-27 4 D 0 20738 78.00 D 0 D Option to Purchase 26.91 2015-10-27 4 D 0 50000 51.09 D 2017-11-15 Common Stock 50000 0 D Disposed of pursuant to merger agreement among HCC Insurance Holdings, Inc., Tokio Marine Holdings, Inc. and TMGC Investment (Delaware) Inc. This option, which provided for vesting in five equal annual installments beginning November 15, 2012, was canceled in the merger in exchange for a cash payment of $2,554,500, representing the difference between the exercise price of the option and the market value of the HCC common stock on the effective date of the merger ($78 per share). Alexander M Ludlow as Attorney-In-Fact for Pamela J. Penny 2015-10-27