0001181431-14-015630.txt : 20140404 0001181431-14-015630.hdr.sgml : 20140404 20140404152332 ACCESSION NUMBER: 0001181431-14-015630 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140403 FILED AS OF DATE: 20140404 DATE AS OF CHANGE: 20140404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCC INSURANCE HOLDINGS INC/DE/ CENTRAL INDEX KEY: 0000888919 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 760336636 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13403 NORTHWEST FRWY CITY: HOUSTON STATE: TX ZIP: 77040-6094 BUSINESS PHONE: 7136907300 MAIL ADDRESS: STREET 1: 13403 NORTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rinicella Randy D CENTRAL INDEX KEY: 0001332657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13790 FILM NUMBER: 14745683 MAIL ADDRESS: STREET 1: C/O DRESSER-RAND GROUP INC. STREET 2: PAUL CLARK DRIVE CITY: OLEAN STATE: NY ZIP: 14760 4 1 rrd407065.xml FORM 4 X0306 4 2014-04-03 0 0000888919 HCC INSURANCE HOLDINGS INC/DE/ HCC 0001332657 Rinicella Randy D C/O HCC INSURANCE HOLDINGS, INC. 13403 NORTHWEST FREEWAY HOUSTON TX 77040 0 1 0 0 SVP, General Counsel & Sec Common Stock 22499 D Common Stock 2014-04-03 4 M 0 16100 23.43 A 38599 D Common Stock 2014-04-03 4 S 0 8050 45.50 D 30549 D Common Stock 2014-04-03 4 S 0 8050 45.3635 D 22499 D Option to Purchase 24.95 2016-08-24 Common Stock 25000 23950 D Option to Purchase 23.43 2014-04-03 4 M 0 16100 0 D 2014-05-13 Common Stock 50000 16100 D The sales resported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2014. The price $45.3635 represents a weighted average of sales prices ranging from $45.20 to $45.49. Full information regarding the number of shares sold at each seperate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Option to purchase granted pursuant to the 2008 Flexible Incentive Plan. The options vest at 5,000 shares annually for 5 years beginning on 8/24/2011. Option to purchase granted pursuant to the 2004 Flexible Incentive Plan. The options vest at 10,000 shares annually for 5 years beginning on 05/13/2009. Alexander M Ludlow as Attorney-in-Fact for Randy D. Rinicella 2014-04-04