0001181431-13-059242.txt : 20131115 0001181431-13-059242.hdr.sgml : 20131115 20131115161455 ACCESSION NUMBER: 0001181431-13-059242 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131115 FILED AS OF DATE: 20131115 DATE AS OF CHANGE: 20131115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCC INSURANCE HOLDINGS INC/DE/ CENTRAL INDEX KEY: 0000888919 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 760336636 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13403 NORTHWEST FRWY CITY: HOUSTON STATE: TX ZIP: 77040-6094 BUSINESS PHONE: 7136907300 MAIL ADDRESS: STREET 1: 13403 NORTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Penny Pamela J CENTRAL INDEX KEY: 0001399634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13790 FILM NUMBER: 131224102 MAIL ADDRESS: STREET 1: 13403 NORTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77040 4 1 rrd395553.xml FORM 4 X0306 4 2013-11-15 0 0000888919 HCC INSURANCE HOLDINGS INC/DE/ HCC 0001399634 Penny Pamela J C/O HCC INSURANCE HOLDINGS, INC. 13403 NORTHWEST FREEWAY HOUSTON TX 77040 0 1 0 0 EVP & Chief Accounting Officer Common Stock 13516 D Common Stock 2013-11-15 4 M 0 20000 20.86 A 33516 D Common Stock 2013-11-15 4 S 0 20000 46.0048 D 13516 D Option to Purchase 26.91 2017-11-15 Common Stock 50000 50000 D Option to Purchase 20.86 2013-11-15 4 M 0 20000 0 D 2014-11-19 Common Stock 100000 20000 D The price $46.0048 represents a weighted average of sales prices ranging from $45.995 to $46.005. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Option to purchase granted pursuant to the 2008 Flexible Incentive Plan. The options vest equally annually beginning 11/15/2012 @ 10,000 shares per year. The options vest equally annually beginning 11/19/2009 @ 20,000 shares per year. Alexander M Ludlow as Attorney in Fact for Pamela J. Penny 2013-11-15