0001181431-12-056369.txt : 20121102 0001181431-12-056369.hdr.sgml : 20121102 20121102170231 ACCESSION NUMBER: 0001181431-12-056369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121101 FILED AS OF DATE: 20121102 DATE AS OF CHANGE: 20121102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Penny Pamela J CENTRAL INDEX KEY: 0001399634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13790 FILM NUMBER: 121177540 MAIL ADDRESS: STREET 1: 13403 NORTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCC INSURANCE HOLDINGS INC/DE/ CENTRAL INDEX KEY: 0000888919 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 760336636 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13403 NORTHWEST FRWY CITY: HOUSTON STATE: TX ZIP: 77040-6094 BUSINESS PHONE: 7136907300 MAIL ADDRESS: STREET 1: 13403 NORTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77040 4 1 rrd359217.xml FORM 4 X0306 4 2012-11-01 0 0000888919 HCC INSURANCE HOLDINGS INC/DE/ HCC 0001399634 Penny Pamela J C/O HCC INSURANCE HOLDINGS, INC. 13403 NORTHWEST FREEWAY HOUSTON TX 77040 0 1 0 0 EVP & Chief Accounting Officer Common Stock 13516 D Common Stock 2012-11-01 4 M 0 36000 31.11 A 49516 D Common Stock 2012-11-01 4 S 0 36000 36.4123 D 13516 D Option to Purchase 31.11 2012-11-01 4 M 0 36000 0 D 2013-03-02 Common Stock 50000 14000 D Option to Purchase 26.91 2017-11-15 Common Stock 50000 50000 D Option to Purchase 20.86 2014-11-19 Common Stock 100000 40000 D The price $36.4123 represents a weighted average of sales prices ranging from $36.25 to $36.62. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Option to purchase granted pursuant to the 2001 Flexible Incentive Plan. The options vest equally annually beginning 03/02/2008 @ 10,000 shares per year. Option to purchase granted pursuant to the 2008 Flexible Incentive Plan. The options vest equally annually beginning 11/15/2012 @ 10,000 shares per year. The options vest equally annually beginning 11/19/2009 @ 20,000 shares per year. Alexander M Ludlow as Attorney in Fact for Pamela J. Penny 2012-11-02