0001181431-11-029105.txt : 20110512 0001181431-11-029105.hdr.sgml : 20110512 20110512130424 ACCESSION NUMBER: 0001181431-11-029105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110511 FILED AS OF DATE: 20110512 DATE AS OF CHANGE: 20110512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Penny Pamela J CENTRAL INDEX KEY: 0001399634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13790 FILM NUMBER: 11834893 MAIL ADDRESS: STREET 1: 13403 NORTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCC INSURANCE HOLDINGS INC/DE/ CENTRAL INDEX KEY: 0000888919 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 760336636 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13403 NORTHWEST FRWY CITY: HOUSTON STATE: TX ZIP: 77040-6094 BUSINESS PHONE: 7136907300 MAIL ADDRESS: STREET 1: 13403 NORTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77040 4 1 rrd311336.xml FORM 4 X0303 4 2011-05-11 0 0000888919 HCC INSURANCE HOLDINGS INC/DE/ HCC 0001399634 Penny Pamela J C/O HCC INSURANCE HOLDINGS, INC. 13403 NORTHWEST FREEWAY HOUSTON TX 77040 0 1 0 0 EVP & Chief Accounting Officer Common Stock 2011-05-11 4 M 0 35000 27.56 A 48516 D Common Stock 2011-05-11 4 S 0 35000 32.27 D 13516 D Option to Purchase 27.56 2011-05-11 4 M 0 35000 0 D 2011-07-22 Common Stock 35000 0 D Option to Purchase 31.11 2013-03-02 Common Stock 50000 50000 D Option to Purchase 20.86 2014-11-19 Common Stock 100000 100000 D The price $32.27 represents a weighted average of sales prices ranging from $32.16 to $32.36. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Option to purchase granted pursuant to the 2004 Flexible Incentive Plan. Option to purchase granted pursuant to the 2001 Flexible Incentive Plan. The options vest equally annually beginning 07/22/06 @ 7,000 shares per year. The options vest equally annually beginning 03/02/08 @ 10,000 shares per year. Option to purchase granted pursuant to the 2008 Flexible Incentive Plan. The options vest equally annually beginning 11/19/09 @ 20,000 shares per year. Randy D. Rinicella as Attorney in Fact for Pamela J. Penney 2011-05-12