-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NGZ/YmIPdCU2O2P/KhSp8uDlInv+daZh7BvvMyLFQbvLqsjuwk6bzkDzmTxDzEPz ohatyjr1cR14LNoPLM0cNQ== 0000888919-07-000028.txt : 20070521 0000888919-07-000028.hdr.sgml : 20070521 20070521173209 ACCESSION NUMBER: 0000888919-07-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070517 FILED AS OF DATE: 20070521 DATE AS OF CHANGE: 20070521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCC INSURANCE HOLDINGS INC/DE/ CENTRAL INDEX KEY: 0000888919 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 760336636 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13403 NORTHWEST FRWY CITY: HOUSTON STATE: TX ZIP: 77040-6094 BUSINESS PHONE: 7136907300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIS EDWARD H JR CENTRAL INDEX KEY: 0001205083 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13790 FILM NUMBER: 07869036 BUSINESS ADDRESS: STREET 1: 13403 NORTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7136907300 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-05-17 0 0000888919 HCC INSURANCE HOLDINGS INC/DE/ HCC 0001205083 ELLIS EDWARD H JR 1 1 0 0 Executive Vice President & CFO Common Stock 375 I By Wife Common Stock 1125 D Common Stock 2007-05-17 4 M 0 58125 17.92 A 59250 D Common Stock 2007-05-17 4 S 0 58125 32.7302 D 1125 D Common Stock 2007-05-18 4 M 0 16875 17.92 A 18000 D Option to Purchase 17.92 2007-05-17 4 M 0 58125 17.92 D 2007-10-01 Common Stock 75000 16875 D Option to Purchase 17.92 2007-05-18 4 M 0 16875 17.92 D 2007-10-01 Common Stock 75000 0 D Option to Purchase 18.33 2008-01-24 Common Stock 150000 60000 D Option to Purchase 15.65 2008-07-22 Common Stock 37500 37500 D Option to Purchase 16.8 2009-01-03 Common Stock 37500 37500 D Option to Purchase 28.53 2011-09-28 Common Stock 100000 100000 D Option to Purchase 33.18 2011-04-10 Common Stock 50000 50000 D Option to Purchase 31.92 2011-05-09 Common Stock 50000 50000 D Option to purchase granted pursuant to the 1995 Flexible Incentive Plan. The options vest equally annually over a 3 year period beginning 10/01/98 at 25,000 shares per year. Same grant of 75,000 options as above. Being listed twice due to different transaction dates. Option to purchase granted pursuant to the 2001 Flexible Incentive Plan. The options vest equally annually over a 5 year period beginning 01/24/03 at 30,000 shares per year. The options vest equally annually over a 5 year period beginning 07/22/03 at 7,500 shares per year. The options vest equally annually over a 5 year period beginning 01/03/04 at 7,500 shares per year. Option to purchase granted pursuant to the 2004 Flexible Incentive Plan. The options vest equally annually over a 4 year period beginning 09/28/06 at 25,000 shares per year. The options vest over a 3 year period at 16,667, 16,666 and 16,667 each year respectively beginning 04/10/07. The options vest over a 3 year period at 16,667, 16,666 and 16,667 each year respectively beginning 12/31/07. Edward H. Ellis, Jr. 2007-05-21 -----END PRIVACY-ENHANCED MESSAGE-----