-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DCeMLDCO+7xqDLr0drlGUrdSIANb6MU8hF+Y6UJ3LE/qyRm5/3pZgjQDa44Ir2ws +zKkHMjjJj4x2QeuXutd5Q== 0000888919-04-000012.txt : 20040528 0000888919-04-000012.hdr.sgml : 20040528 20040528160557 ACCESSION NUMBER: 0000888919-04-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040526 FILED AS OF DATE: 20040528 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCC INSURANCE HOLDINGS INC/DE/ CENTRAL INDEX KEY: 0000888919 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 760336636 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13403 NORTHWEST FRWY CITY: HOUSTON STATE: TX ZIP: 77040-6094 BUSINESS PHONE: 7136907300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIS EDWARD H JR CENTRAL INDEX KEY: 0001205083 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13790 FILM NUMBER: 04838645 BUSINESS ADDRESS: STREET 1: 13403 NORTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7136907300 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-05-26 0 0000888919 HCC INSURANCE HOLDINGS INC/DE/ HCC 0001205083 ELLIS EDWARD H JR 13403 NORTHWEST FREEWAY HOUSTON TX 77040 1 1 0 0 Executive Vice President & CFO Common Stock 1000 D Common Stock 2004-05-26 4 M 0 25000 12.0625 A 26000 D Common Stock 2004-05-26 4 S 0 25000 32.67 D 1000 D Option to Purchase 26.56 1998-10-01 2007-10-01 Common Stock 50000 50000 D Option to Purchase 25.2 2003-01-24 2008-01-24 Common Stock 100000 100000 D Option to Purchase 20.39 2003-07-22 2008-07-22 Common Stock 25000 25000 D Option to Purchase 24.92 2004-01-03 2009-01-03 Common Stock 25000 25000 D Option to Purchase 12.0625 2004-05-26 4 M 0 25000 12.0625 D 2000-12-31 2004-12-31 Common Stock 75000 0 D Option to purchase granted pursuant to 1995 Flexible Incentive Plan. Option to purchase granted pursuant to 2001 Flexible Incentive Plan. The options vest over a 60-month period, the aggregate number of shares purchasable as follows: 01/24/03 - 20,000; 01/24/04 - 40,000; 01/24/05 - 60,000; 01/24/06 - 80,000; 01/24/07 - 100,000. The options vest over a 36-month period, the aggregate number of shares purchasable as follows: 10/01/98 - 16,666; 10/01/99 - 33,333; 10/01/00 - 50,000. The options vest equally over a 60-month period annually beginning 07/22/03. The options vest over a 36-month period, the aggregate number of shares purchasable as follows: 12/31/00 - 25,000; 12/31/01 - 50,000; 12/31/02 - 75,000. The options vest equally over a 60-month period annually beginning 01/03/2004. Christopher L. Martin as Attorney-in-Fact for Edward H. Ellis, Jr. 2004-05-28 -----END PRIVACY-ENHANCED MESSAGE-----