-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PXOnWWq/7J76t1NfNKJH+H5xLIHBVakmOq82ccKRBSXUt2Emy0fL1u/Di7XFliCs YuwgXGsAvB3pby64ICu3Gg== 0000888918-97-000008.txt : 19970113 0000888918-97-000008.hdr.sgml : 19970113 ACCESSION NUMBER: 0000888918-97-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970110 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARBIDE GRAPHITE GROUP INC /DE/ CENTRAL INDEX KEY: 0000888918 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 251575609 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20490 FILM NUMBER: 97504257 BUSINESS ADDRESS: STREET 1: ONE GATEWAY CTR STREET 2: 19TH FL CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4125623700 MAIL ADDRESS: STREET 1: ONE GATEWAY CTR STREET 2: 19TH FL CITY: PITTSBURGH STATE: PA ZIP: 15222 COMPANY DATA: COMPANY CONFORMED NAME: KAISER NICHOLAS T CENTRAL INDEX KEY: 0001007907 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ONE GATEWAY CENTER 19TH FLOOR STREET 2: C/O CRBIDE GRAPHITE GROUP INC CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4125623700 MAIL ADDRESS: STREET 1: THE CARBIDE GRAPHITE GROUP INC STREET 2: ONE GATEWAY CENTER 19TH FLOOR CITY: PITTSBURGH STATE: PA ZIP: 15222 4 1 FORM 4 - DECEMBER, 1996 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Kaiser, Nicholas T. One Gateway Center 19th Floor Pittsburgh, PA 15222 2. Issuer Name and Ticker or Trading Symbol The Carbide/Graphite Group, Inc. CGGI 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year December, 1996 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Chairman and Chief Executive Officer 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock, $.01 par va|12/2/9|X | |15,000 |A |$1.00 | | | | lue |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, $.01 par va|12/2/9|S | |15,000 |D |$19.00 | | | | lue |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, $.01 par va|12/2/9|X | |25,000 |A |$1.00 | | | | lue |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, $.01 par va|12/2/9|S | |25,000 |D |$19.125 | | | | lue |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, $.01 par va|12/3/9|X | |20,000 |A |$1.00 | | | | lue |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, $.01 par va|12/3/9|S | |20,000 |D |$19.25 | | | | lue |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, $.01 par va|12/3/9|X | |20,000 |A |$1.00 | | | | lue |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, $.01 par va|12/3/9|S | |20,000 |D |$19.25 | | | | lue |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, $.01 par va|12/4/9|X | |15,000 |A |$1.00 | | | | lue |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, $.01 par va|12/4/9|S | |15,000 |D |$19.25 |250,000 |D | | lue |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Options|$1.00 |12/2/|X | |40,000 |D |9/13/|8/5/9|Common Stock|40,000 | | | | | | |96 | | | | |95 |7 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| (Right to Buy) | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options|$1.00 |12/3/|X | |40,000 |D |9/13/|8/5/9|Common Stock|40,000 | | | | | | |96 | | | | |95 |7 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| (Right to Buy) | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options|$1.00 |12/4/|X | |15,000 |D |9/13/|8/5/9|Common Stock|15,000 | |65,000 |D | | | |96 | | | | |95 |7 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| (Right to Buy) | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options|$15.75 | | | | | |(1) |7/31/|Common Stock| | |21,000 |D | | | | | | | | | |06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| (Right to Buy) | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Options vest and become exerciable as follows: - One third (7,000) on July 31, 1997 - One third (7,000) on July 31, 1998 - One third (7,000) on July 31, 1999 SIGNATURE OF REPORTING PERSON Filed by EDGAR -- Manual signature maintained by the Company DATE January 9, 1997 -----END PRIVACY-ENHANCED MESSAGE-----