-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DLmbAm0/75x9zaR1R//9E+FuHO+L5Pn9JOAqxEYa/tHft3heqYpgcQcbqUY5vee8 R5hMJDMKX8UYJqrfPgw4VQ== 0000933430-07-000002.txt : 20070706 0000933430-07-000002.hdr.sgml : 20070706 20070706160726 ACCESSION NUMBER: 0000933430-07-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070626 FILED AS OF DATE: 20070706 DATE AS OF CHANGE: 20070706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ISCO INTERNATIONAL INC CENTRAL INDEX KEY: 0000888693 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 363688459 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 CAMBRIDGE DRIVE CITY: ELK GROVE VILLAGE STATE: IL ZIP: 60007 BUSINESS PHONE: 8473919400 MAIL ADDRESS: STREET 1: 1001 CAMBRIDGE DRIVE CITY: ELK GROVE VILLAGE STATE: IL ZIP: 60007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPURGEON CORP CENTRAL INDEX KEY: 0001061060 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-22302 FILM NUMBER: 07967533 BUSINESS ADDRESS: STREET 1: 290 S COUNTY FARM RD STREET 2: THIRD FL CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 6305887200 MAIL ADDRESS: STREET 1: 290 S COUNTY FARM RD STREET 2: THIRD FL CITY: WHEATON STATE: IL ZIP: 60187 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALEXANDER FINANCE LP CENTRAL INDEX KEY: 0001098820 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-22302 FILM NUMBER: 07967534 BUSINESS ADDRESS: STREET 1: 1560 SHERMAN AVE STREET 2: STE 900 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 8477331230 MAIL ADDRESS: STREET 1: 1560 SHERMAN AVE STREET 2: STE 900 CITY: EVANSTON STATE: IL ZIP: 60201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITMORE BRADFORD T CENTRAL INDEX KEY: 0000933430 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-22302 FILM NUMBER: 07967535 BUSINESS ADDRESS: BUSINESS PHONE: 8477331230 MAIL ADDRESS: STREET 1: 1560 SHERMAN AVE STREET 2: SUITE 900 CITY: EVANSTON STATE: IL ZIP: 60201 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-06-26 0 0000888693 ISCO INTERNATIONAL INC iso 0000933430 WHITMORE BRADFORD T 1560 SHERMAN AVE SUITE 900 EVANSTON IL 60201 0 0 1 0 0001098820 ALEXANDER FINANCE LP 1560 SHERMAN AVE STE 900 EVANSTON IL 60201 0 0 1 0 0001061060 SPURGEON CORP 290 S COUNTY FARM RD THIRD FL WHEATON IL 60187 0 0 1 0 Common Stock 2007-06-26 4 C 0 4166667 0.18 A 48064846 I See footnote (2) 7% Convertible Notes 0.2 2007-06-26 4 J 0 4861705 0.2 A 2007-06-26 2009-08-01 Common Stock 24308525 24308525 I See footnote (2) 7% Convertible Notes 0.18 2007-06-26 4 J 0 750000 0.18 A 2007-06-26 2009-08-01 Common Stock 4166667 28475192 I See footnote (2) 7% Convertible Notes 0.18 2007-06-26 4 C 0 750000 0 D 2007-06-26 2009-08-01 Common Stock 4166667 24308525 I See footnote (2) The reporting persons converted $750,000 face amount of amended and restated 7% convertible notes on June 26, 2007, at a conversion price of $0.18 per share, resulting in the acquisition of 4,166,667 shares of common stock. As president of Bun Partners, Inc., General Partner of Alexander Finance, LP, and as General Partner of Grace Brothers, Ltd. Bradford T. Whitmore is an indirect beneficial owner. As General Partner of Alexander Finance, LP, and Grace Brothers, Ltd., Spurgeon Corporation is an indirect beneficial owner. The reporting persons amended and restated existing notes to extend the maturity date to August 1, 2009, reduce the interest rate of the notes, and provide for the convertibility of the notes into common stock at a conversion price of $0.20 per share. Bradford T. Whitmore 2007-07-06 Jerald A. Trannel, Vice President: Spurgeon Corporation 2007-07-06 Bradford T. Whitmore, President: Bun Partners, Inc. 2007-07-06 -----END PRIVACY-ENHANCED MESSAGE-----