0001127602-20-000810.txt : 20200103
0001127602-20-000810.hdr.sgml : 20200103
20200103170921
ACCESSION NUMBER: 0001127602-20-000810
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190313
FILED AS OF DATE: 20200103
DATE AS OF CHANGE: 20200103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PICKETT C TAYLOR
CENTRAL INDEX KEY: 0001143567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11316
FILM NUMBER: 20506628
MAIL ADDRESS:
STREET 1: C/O OMEGA HEALTHCARE INVESTORS
STREET 2: 900 VICTORS WAY #350
CITY: ANN ARBOR
STATE: MI
ZIP: 48108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OMEGA HEALTHCARE INVESTORS INC
CENTRAL INDEX KEY: 0000888491
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 383041398
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 303 INTERNATIONAL CIRCLE,
STREET 2: SUITE 200
CITY: HUNT VALLEY
STATE: MD
ZIP: 21030
BUSINESS PHONE: 410-427-1700
MAIL ADDRESS:
STREET 1: 303 INTERNATIONAL CIRCLE,
STREET 2: SUITE 200
CITY: HUNT VALLEY
STATE: MD
ZIP: 21030
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-03-13
0000888491
OMEGA HEALTHCARE INVESTORS INC
OHI
0001143567
PICKETT C TAYLOR
303 INTERNATIONAL CIRCLE
SUITE 200
HUNT VALLEY
MD
21030
1
1
Chief Executive Officer
Common Stock
2019-03-13
5
G
0
E
425
36.62
D
351496
D
Common Stock
2019-12-31
4
M
0
39156
42.35
A
245588
D
Common Stock
2019-12-31
4
F
0
18976
42.35
D
226612
D
Common Stock
8200
I
Family Trust
Restricted Stock Units
2019-12-31
4
M
0
39156
0
D
Common Stock
39156
45330
D
Def. Res. Stock Units
2019-12-31
4
M
0
19874
0
D
Common Stock
19874
0
D
Deferred Stock Units
2019-12-31
4
M
0
19874
0
A
Common Stock
19874
378726
D
Profit Interest Units
2019-12-31
4
M
0
19338
0
D
OP Units
19338
39673
D
OP Units
2019-12-31
4
M
0
19338
0
A
Common Stock
19338
77349
D
Represents the vesting of Restricted Stock Units subject to three-year cliff vesting granted on 1/1/2017, subject to continued employment and accelerated vesting in certain events and converted to common stock on a one-for-one basis.
Represents the portion of Restricted Stock Units that was delivered by the reporting person as payment of income tax liability in connection with the expiration of the deferral.
Represents Deferred Restricted Stock Units which the reporting person elected to receive in lieu of Restricted Stock Units upon earning of Performance Restricted Stock Units. Each Deferred Restricted Stock Unit represents a right to receive one share of common stock.
25% of the units earned based on performance for the 2016-2018 performance period vest at the end of each calendar quarter of 2019, subject to continued employment and accelerated vesting in certain events.
Represents Deferred Stock Units which the reporting person elected to receive upon the vesting of Deferred Restricted Stock Units. Each Deferred Stock Unit represents a right to receive one share of common stock when vested. If the participant previously elected, dividends will also be converted into Deferred Stock Units.
The Deferred Stock Units become payable in February 2023
Represents Profits Interest Units ("Profits Units") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each Profits Unit represents a contingent right to receive one unit of limited partnership interest (an "OP Unit") in the Operating Partnership upon vesting and the satisfaction of certain tax-driven economic requirements. Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement.
Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. the OP Units have no expiration date.
/s/ Thomas H. Peterson, Attorney-in-Fact
2020-01-03