-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N+OB+ro3Wh71YOVyd7M5DgsmJ0Cq7CDjaGPjkwgOu3JplSC+2fYY73uq58mI00Kk Z/eGLsghjUHHi6vcib8hjw== 0001181431-03-024461.txt : 20030926 0001181431-03-024461.hdr.sgml : 20030926 20030926122332 ACCESSION NUMBER: 0001181431-03-024461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030924 FILED AS OF DATE: 20030926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMATEL INC CENTRAL INDEX KEY: 0001043639 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 742691412 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3815 SOUTH CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 300, BUILDING 3 CITY: AUSTIN STATE: TX ZIP: 78704 BUSINESS PHONE: 512-381-3700 MAIL ADDRESS: STREET 1: 3815 SOUTH CAPITAL OF TEXAS HWY STREET 2: SUITE 300 BLDG 3 CITY: AUSTIN STATE: TX ZIP: 78704 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CREATIVE TECHNOLOGY LTD CENTRAL INDEX KEY: 0000888295 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] STATE OF INCORPORATION: U0 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50391 FILM NUMBER: 03911616 BUSINESS ADDRESS: STREET 1: 31 INTERNATIONAL BUSINESS PARK STREET 2: CREATIVE RESOURCE CITY: SINGAPORE 0513 SINGA STATE: U0 ZIP: 609921 BUSINESS PHONE: 1165895400 MAIL ADDRESS: STREET 1: 31 INTERNATIONAL BUSINESS PARK STREET 2: CREATIVE RESOURCES CITY: SINGAPORE STATE: U0 ZIP: 609921 4 1 rrd18986.xml CREATIVE FORM 4 X0201 42003-09-240 0001043639 SIGMATEL INC SGTL 0000888295 CREATIVE TECHNOLOGY LTD CREATIVE RESOURCE 31 INTERNATIONAL BUSINESS PARK U0 609921 SINGAPORE 0010Common Stock2003-09-244C015608010A1560801I< value>By subsidiaryCommon Stock2003-09-244C09553830A955383IBy subsidiary Common Stock2003-09-244C05504520A550452IBy subsidiaryCommon Stoc k2003-09-244C09449980A944998IBy subsidiaryCommon Stock2003-09-24< transactionCoding>4C07801340A780134IBy subsidiaryCommon Stock2003-09-244C027664770A2766477IBy subsidiaryCommon Stock26666IBy subsidiaryCommon Stock65059IBy subsidiarySeries I Convertible Preferred Stock02003-09-244X05163900A2003-09-241988-08-08Common Stock212546884629IBy subsidiaryWarrant (right to buy)2.572003-09-244X05163900D2001-04-102006-04-10Series I Convertible Preferred Stock5163900IBy subsidiarySeries I Convertible Preferred Stock02003-09-244C013789800A2003-09-241988-08-08Common Stock5675881378980IBy subsidiary10% Convertible Debentures due 20062.572003-09-244C013789800D2001-04-102006-04-10Series I Convertible Preferred Stock13789800IBy subsidiarySeries A Convertible Preferred Stock02003-09-244C011706010D1998-06-251988-08-08Common Stock15608010IBy subsidiarySeries F Convertible Preferred Stock02003-09-244C010753580D1999-08-061988-08-08Common Stock9553830IBy subsidiarySeries G Convertible Preferred Stock02003-09-244C07552500D1999-09-231988-08-08Common Stock5504520IBy subsidiarySeries H Convertible Preferred Stock02003-09-244C012422110D2000-08-151988-08-08Common Stock9449980IBy subsidiarySeries I Convertible Preferred Stock02003-09-244C018953700D2003-09-241988-08-08Common Stock7801340IBy subsidiarySeries J Convertible Preferred Stock02003-09-244C033197120D2003-02-211988-08-08Common Stock27664770IBy subsidiaryThese securities were received upon the automatic conversion of shares of preferred stock held by the reporting person upon the closing of SigmaTel's initial public offering.This report is filed jointly by Creative Technology Ltd., CTI Limited and CTI II Limited, all of which are 10% owners.These securities are held directly by CTI Limited which is a wholly-owned subsidiary of Creative Technology Ltd. Creative Technology Ltd. is an indirect beneficial owner of the reported securities.These securities are held directly by CTI II Limited, which is a wholly-owned subsidiary of Creative Technology Ltd. Creative Technology Ltd. is an indirect beneficial owner of the reported securities.The securities convert into Common Stock at a ratio of .41 shares of Common Stock for each share of Series I Convertible Preferred Stock.The securities convert into Common Stock at a ratio of 1.33 shares of Common Stock for each share of Series A Convertible Preferred Stock.The securities convert into Common Stock at a ratio of .89 shares of Common Stock for each share of Series F Convertible Preferred Stock.The securities convert into Common Stock at a ratio of .73 shares of Common Stock for each share of Series G Convertible Preferred Stock.The securities convert into Common Stock at a ratio of .76 shares of Common Stock for each share of Series H Convertible Preferred Stock.The securities convert into Common Stock at a ratio of .83 shares of Common Stock for each share of Series J Convertible Preferred Stock.The data "08/08/1988" was entered in this box pursuant to instructions from the Securities and Exchange Commission because this particular box may not be left blank. These securities are Serial Preferred Stock of SigmaTel and do not expire on a specified date. As is reported in this Form 4, these securities automatically converted into shares of SigmaTel's Common Stock upon the effectivness of SigmaTel's initial public of fering.This warrant was exercised pursuant to a net exercise provision which allowed the holder to exercise the warrant without making a cash payment and instead to receive an amount of shares determined by subtracting from the total number of shares for which the warrant was exercisable, the number of shares which had an aggregate value equal to the aggregate exercise price for the warrant at the time of exercise.Exhibit List: Exhibit 99 Joint Filer InformationCreative Technology Ltd., By /s/ Ng Keh Long2003-09-24 EX-99. 3 rrd10839_12466.htm JOINT FILER


Form 4 Joint Filer Information

Exhibit 99

Name:
CTI Limited


Address:
c/o Creative Technology Ltd.
31 International Business Park
Creative Resource
Singapore 609921


Designated Filer:
Creative Technology Ltd.


Issuer & Ticker Symbol:
SigmaTel, Inc. (SGTL)


Date of Event
Requiring Statement:

9/24/2003


Signature
By: /s/ Ng Keh Long        
Name: Ng Keh Long        
Title: President        


Name:
CTI II Limited


Address:
c/o Creative Technology Ltd.
31 International Business Park
Creative Resource
Singapore 609921


Designated Filer:
Creative Technology Ltd.


Issuer & Ticker Symbol:
SigmaTel, Inc. (SGTL)


Date of Event
Requiring Statement:

9/24/2003


Signature:
By: /s/ Ng Keh Long        
Name: Ng Keh Long        
Title: President        



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