0001398344-17-007121.txt : 20170531 0001398344-17-007121.hdr.sgml : 20170531 20170531142453 ACCESSION NUMBER: 0001398344-17-007121 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170525 FILED AS OF DATE: 20170531 DATE AS OF CHANGE: 20170531 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHINA REGION FUND, INC. CENTRAL INDEX KEY: 0000888137 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 223178023 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 E PRATT ST CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4106256640 MAIL ADDRESS: STREET 1: C/O JPMORGAN CHASE BANK, N.A. STREET 2: 4 NEW YORK PLAZA CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: JFMORGAN CHINA REGION FUND INC DATE OF NAME CHANGE: 20140115 FORMER COMPANY: FORMER CONFORMED NAME: JF CHINA REGION FUND INC DATE OF NAME CHANGE: 20031016 FORMER COMPANY: FORMER CONFORMED NAME: JARDINE FLEMING CHINA REGION FUND INC DATE OF NAME CHANGE: 19920929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Opportunity Income Plus LP CENTRAL INDEX KEY: 0001581172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06686 FILM NUMBER: 17880589 BUSINESS ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE., STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 881-7100 MAIL ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE., STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Full Value Offshore Fund, Ltd. CENTRAL INDEX KEY: 0001584439 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06686 FILM NUMBER: 17880590 BUSINESS ADDRESS: STREET 1: C.O MAPLES CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309, UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 1-345-949-8066 MAIL ADDRESS: STREET 1: C.O MAPLES CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309, UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bulldog Investors General Partnership CENTRAL INDEX KEY: 0001364773 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06686 FILM NUMBER: 17880591 BUSINESS ADDRESS: STREET 1: PARK 80 WEST, 250 PEHLE AVENUE STREET 2: SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201-556-0092 MAIL ADDRESS: STREET 1: PARK 80 WEST, 250 PEHLE AVENUE STREET 2: SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 3 1 fp0026111_3.xml OWNERSHIP DOCUMENT X0206 3 2017-05-25 0 0000888137 JPMORGAN CHINA REGION FUND, INC. JFC 0001364773 Bulldog Investors General Partnership PARK 80 WEST - PLAZA TWO 250 PEHLE AVE., SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001584439 Full Value Offshore Fund, Ltd. PARK 80 WEST - PLAZA TWO P250 PEHLE AVE., SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001581172 Opportunity Income Plus LP PARK 80 WEST - PLAZA TWO 250 PEHLE AVE., SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 Common Stock 22517 D Common Stock 48849 D Common Stock 741501 D This Form 3 is filed jointly by Full Value Offshore Fund, Ltd., Opportunity Income Plus Fund, LP, and Bulldog Investors General Partnership (collectively, the "Reporting Persons"). Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Shares are held by Full Value Offshore Fund, Ltd. Shares are held by Opportunity Income Plus Fund, LP. Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. /s/ Phillip Goldstein - Manager of the Managing General Partner - Bulldog Investors General Partnership 2017-05-31 /s/ Phillip Goldstein - Manager of the General Partner - Full Value Offshore Fund, Ltd. 2017-05-31 /s/ Phillip Goldstein - Manager of the General Partner - Opportunity Income Plus, LP 2017-05-31