0001532155-13-000074.txt : 20130423
0001532155-13-000074.hdr.sgml : 20130423
20130423173957
ACCESSION NUMBER: 0001532155-13-000074
CONFORMED SUBMISSION TYPE: 13F-NT
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130423
DATE AS OF CHANGE: 20130423
EFFECTIVENESS DATE: 20130423
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXA FINANCIAL INC
CENTRAL INDEX KEY: 0000888002
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 133623351
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-NT
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03344
FILM NUMBER: 13777312
BUSINESS ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
BUSINESS PHONE: 2125541234
MAIL ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
FORMER COMPANY:
FORMER CONFORMED NAME: EQUITABLE COMPANIES INC
DATE OF NAME CHANGE: 19950721
13F-NT
1
13F_NT_AXF.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.):[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: AXA FINANCIAL, INC.
Address: 1290 Avenue of the Americas
New York, New York 10104
13F File Number: 28-3344
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Allen Zabusky
Title: Senior Vice President and Controller
Phone: (201) 743-5327
Signature, Place, and Date of Signing:
/s/ Allen Zabusky Jersey City, N.J. April 19, 2013
-------------------------- -------------------- --------------------
[Signature] [City, State] [Date]
(Please direct all questions to Dean Dubovy, (201) 743-5068 )
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[X] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F
File Number Name
28-3570 AXA
28-10562 AllianceBernstein
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: None
Form 13F Information Table Value Total: None