-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LvSaYUivsL777vDsnzbtpKgdS3L9sw4BlClCJ6oy9nNJZbwN1CdmoxTupOE9bGBP LErHTKXI1gn0mYOyo7b4HA== 0001019056-04-001165.txt : 20040908 0001019056-04-001165.hdr.sgml : 20040908 20040907173200 ACCESSION NUMBER: 0001019056-04-001165 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040907 ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20040908 DATE AS OF CHANGE: 20040907 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXA FINANCIAL INC CENTRAL INDEX KEY: 0000888002 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 133623351 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11166 FILM NUMBER: 041019253 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 2125541234 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: EQUITABLE COMPANIES INC DATE OF NAME CHANGE: 19950721 8-K 1 file001.txt ITEM 7 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 7, 2004 Date of earliest event reported: September 7, 2004 AXA FINANCIAL, INC. - ------------------------------------------------------------------------------- (Exact name of Registrant as specified in its charter) Delaware 1-11166 13-3623351 - ------------------------------------------------------------------------------- (State or other jurisdiction of (Commission File Number) (I.R.S. Employer incorporation or organization) Identification No.) 1290 Avenue of the Americas New York, New York 10104 - ------------------------------------------------- ------------------------- (Address of principal executive offices) (Zip Code) (212) 554-1234 ---------------------------------- (Registrant's telephone number, including area code) None ------------------------------------------------------------------------- (Former name or address, if changed since last report) ITEM 7.01 REGULATION FD DISCLOSURE The information provided in connection with Item 7.01 of this report is being furnished pursuant to Regulation FD of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). In accordance with General Instruction B of Form 8-K, the information provided in connection with Item 7.01 of this report shall not be deemed to be "filed" for purposes of Section 18 of the Exchange Act or otherwise subject to the liabilities of that section or Sections 11 and 12(a) (2) of the Securities Act of 1933, as amended (the "Securities Act"), nor shall it be deemed incorporated by reference in any filing under the Securities Act. The furnishing of the information set forth in connection with Item 7.01 of this report is not intended to, and does not, constitute a determination or admission as to the materiality or completeness of such information that is required to be disclosed solely by Regulation FD. AXA Financial, Inc. is furnishing its press release dated September 7, 2004. The press release is attached hereto as Exhibit 99.01. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AXA FINANCIAL, INC. Date: September 7, 2004 By: /s/ Alvin H. Fenichel --------------------- Name: Alvin H. Fenichel Title: Senior Vice President and Controller EXHIBIT INDEX EXHIBIT NUMBER EXHIBIT DESCRIPTION 99.1 Press release issued on September 7, 2004 by AXA Financial, announcing that its wholly-owned subsidiary, The Equitable Life Assurance Society of the United States has been renamed to AXA Equitable Life Insurance Company. EX-99.1 2 file002.txt PRESS RELEASE FOR IMMEDIATE RELEASE: CONTACT: JEFF TOLVIN TUESDAY, SEPT. 7, 2004 212-314-2811 jeffrey.tolvin@axa-financial.com AFTER 145 YEARS, "EQUITABLE LIFE" IS RENAMED AXA EQUITABLE LIFE INSURANCE COMPANY NEW YORK, September 7, 2004 - AXA Financial, Inc. today announced that The Equitable Life Assurance Society of the United States (Equitable Life), a wholly-owned insurer offering life insurance and annuity products, has been renamed AXA Equitable Life Insurance Company (AXA Equitable), effective immediately. The new name leverages the equity of the strong Equitable and AXA brands. Equitable Life has been providing life insurance products for 145 years. AXA, the parent of AXA Financial, is the holding company for one of the world's largest insurance groups, with approximately 120,000 employees worldwide. "Changing the name of our life insurance company to AXA Equitable brings together the rich heritage of Equitable Life with the global presence of AXA," said Christopher M. "Kip" Condron, president and chief executive officer of AXA Financial. "This new presentation of the Equitable and AXA brand names creates a powerful brand image that more accurately reflects our relationship with the AXA Group and our vision to become the industry leader in providing financial protection. "This change is certainly significant in our company's branding strategy," Mr. Condron noted. "However, the strong commitment to our policyholders and to continuing to develop innovative, quality products for which Equitable has long been known, remain our priorities." AXA Equitable will retain its status as a New York State life insurer, and the name change will not affect the terms or conditions of any life insurance policy or annuity contract. AXA Equitable will continue to offer a broad portfolio of traditional and variable life insurance and fixed and variable annuities. Product and fund names will remain the same. To reflect the change, the new logo appearing on all AXA Equitable communications, policies and other printed materials, will include the AXA "blue box" in combination with "AXA Equitable." Since its founding, Equitable Life has been recognized as an innovator in the insurance industry. Among its many achievements, Equitable Life was the first New York company approved to market variable annuities, and pioneered variable life, the first investment-based life insurance in the United States. Equitable Life has been a part of the global AXA group since 1992. AXA is one of the world's leaders in financial protection and wealth management, with more than 50 million individual and corporate clients. Financial products issued by AXA Equitable are distributed through AXA Advisors, LLC, AXA Distributors, LLC and AXA Network, LLC, wholly-owned subsidiaries of AXA Financial, Inc. ABOUT AXA FINANCIAL AXA Financial is one of the premier U.S. organizations in financial protection and wealth management through its strong brands: AXA Equitable Life Insurance Company, AXA Advisors, LLC, Alliance Capital Management, L.P., Sanford C. Bernstein & Co., LLC, AXA Distributors, LLC, and the MONY family of companies, including MONY Life Insurance Company, U.S. Financial Life Insurance Company, Advest, Inc., and Lebenthal, a division of Advest, Inc. Member: NYSE, NASD, SIPC. AXA Financial had approximately $520.2 billion in assets under management as of June 30, 2004. The MONY family of companies had approximately $60 billion in assets under management and administration as of March 31, 2004. AXA Financial is a member of the global AXA Group. ABOUT AXA GROUP AXA is a worldwide leader in financial protection and wealth management. AXA's operations are diverse geographically, with major operations in Western Europe, North America, and the Asia/Pacific region. AXA had $1,005 billion in assets under management as of June 30, 2004 and reported revenues of approximately $45.8 billion for the first half of 2004. The AXA ordinary share is listed and trades under the symbol AXA on the Paris Stock Exchange. The AXA American Depositary Share is also listed on the NYSE under the ticker symbol AXA. -----END PRIVACY-ENHANCED MESSAGE-----