-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S04E01lrab2dgWrPcOnwOoBtaAadPw82gPGXmbSjVjuJqnTbkprg8Qp94JNbtyGH KGBEV/QLcxZuL6Sxp8YXGg== 0000950142-97-000302.txt : 19970423 0000950142-97-000302.hdr.sgml : 19970423 ACCESSION NUMBER: 0000950142-97-000302 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970411 FILED AS OF DATE: 19970421 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SLM INTERNATIONAL INC /DE CENTRAL INDEX KEY: 0000880036 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 133632297 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19596 FILM NUMBER: 97584556 BUSINESS ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA STREET 2: SUITE 4314 CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 2123321610 MAIL ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA STREET 2: STE 4314 CITY: NEW YORK STATE: NY ZIP: 10112 COMPANY DATA: COMPANY CONFORMED NAME: EQUITABLE COMPANIES INC CENTRAL INDEX KEY: 0000888002 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] OWNER IRS NUMBER: 133623351 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 787 SEVENTH AVE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125541234 3 1 FORM 3 FORM 3 OMB APPROVAL OMB NUMBER:3235-0104 EXPIRES:APRIL 30, 1997 ESTIMATED AVERAGE BURDEN HOURS PER RESPONSE 0.5 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ----------------------------------------------------------------------------- 1. Name and Address of Reporting Person The Equitable Companies Incorporated (see attachement A for additional Reporting Persons) (Last) (First) (Middle) 1290 Avenue of the Americas (Street) New York New York 10104 (City) (State) (ZIP) - ----------------------------------------------------------------------------- 2. Date of Event Requiring Statement (Month/Day/Year) 4/11/97 - ----------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) - ----------------------------------------------------------------------------- 4. Issuer Name and Ticker or Trading Symbol SLM International, Inc. - ----------------------------------------------------------------------------- 5. Relationship of Reporting Person to Issuer (Check all applicable) Director X 10% Owner ---------- ---------- Officer (give title below) Other ---------- ---------- (specify below) - ----------------------------------------------------------------------------- 6. If Amendment, date of Original (Month/Day/Year) - ----------------------------------------------------------------------------- Table I - Non-Derivative Securties Beneficially Owned
3. Ownership 4. Name of 2. Amount of Securities Form: Direct (D) Indirect Beneficial 1. Title of security Beneficially Owned or Indirect (I) Ownership (Inst.4) (Instr.4) (Inst.5) (Instr.5) Common Stock 1,253,684 (I)* (1)(2) (See Attachement A for numerical footnotes) * -See footnotes (1) and (2) (in Attachment A) with respect to direct ownership of this stock by certain reporting persons other than The Equitable Companies Incorporated.
- ----------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. FORM 3 (CONTINUED) TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exercisable and 3. Title and Amount of 4. Conversion or 5. Ownership 6. Nature Derivate Expiration Date Securities Underlying Excercise Price Form of of Security (Month/Day/Year) Derivative Security of Derivative Derivative Indirect (Instr.4) (Instr. 4) Security Security: Beneficial Direct (D) Ownership or (Instr. 5) Date Expiration Title Amount or Indirect Exercisable Date Number of (I) Shares (Instr. 5)
Explanation of Responses: See Attachment A for numerical footnotes. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, SEE Instruction 6 for procedure. See Attachment A for signatures of additional Reporting Persons. /s/ Alvin H. Fenichel 4/21/97 - ----------------------------------------------- ------------------ **Signature of Reporting Person Date Alvin H. Fenichel, Senior Vice President, The Equitable Companies Incorporated ATTACHMENT A REPORTING PERSONS AND SIGNATURES COMPANY ADDRESS - ------- ------- ALPHA ASSURANCES VIE MUTUELLE Tour Franklin 100/101 Terrasse Boieldieu Cedex 11 92042 Paris La Defense, France AXA ASSURANCES I.A.R.D. MUTUELLE 21, rue de Chateaudun 75009 Paris France AXA ASSURANCES VIE MUTUELLE Same as above AXA COURTAGE ASSURANCE MUTUELLE 26, rue Louis le Grand 75002 Paris, France FINAXA 23, avenue Matignon 75008 Paris, France AXA-UAP 9 Place Vendome 75001 Paris, France are Reporting Persons through their interest in The Equitable Companies Incorporated. SIGNED ON BEHALF OF THE ABOVE ENTITIES (collectively, the "Mutuelles AXA, Finaxa and AXA-UAP") By: /s/ Alvin H. Fenichel ------------------------------------ Alvin H. Fenichel, Attorney-in-Fact ATTACHMENT A (Continued) ADDRESS ------- THE EQUITABLE COMPANIES INCORPORATED 1290 Avenue of the Americas New York, NY 10104 By: /s/ Alvin H. Fenichel ---------------------------------------- Alvin H. Fenichel, Senior Vice President THE EQUITABLE LIFE ASSURANCE SOCIETY 1290 Avenue of the Americas OF THE UNITED STATES New York, NY 10104 By: /s/ Alvin H. Fenichel ---------------------------------------- Alvin H. Fenichel, Senior Vice President THE VOTING TRUSTEES - ------------------- Claude Bebear; c/o Secretaire General, AXA-UAP Henri de Clermont-Tonnerre; and Patrice 9 Place Vendome Garnier (collectively, the "Trustees") 75001 Paris France pursuant to the Voting Trust Agreement dated as of May 12, 1992 with AXA-UAP By: /s/ Alvin H. Fenichel ---------------------------------------- Alvin H. Fenichel, Senior Vice President 2 ATTACHMENT A (Continued) FOOTNOTES: (1) For Form 3 reporting purposes, The Equitable Life Assurance Society of the United States ("ELAS"), a wholly-owned subsidiary of The Equitable Companies Incorporated ("Equitable"), directly beneficially owns 1,253,684 shares of SLM International, Inc. common stock ("SLM Common Shares"). (2) AXA-UAP beneficially owns approximately 60.7% of the common stock (the "Equitable Common Stock"), as well as certain convertible preferred stock, of Equitable. By virtue of their indirect (through Finaxa) and direct share ownership of AXA-UAP, the Mutuelles AXA, acting as a group, indirectly control AXA-UAP. The Mutuelles AXA, Finaxa and AXA-UAP expressly declare that the filing of this Form 3 shall not be construed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, as an admission of beneficial ownership of the SLM Common Shares reported in this Form 3. AXA-UAP has deposited its shares of Equitable Common Stock into a voting trust. While AXA-UAP remains the beneficial owner of such Equitable Common Stock, during the term of the voting trust, the Trustees (each of whom is a member of either the Executive Board or the Supervisory Board of AXA-UAP) will exercise all voting rights with respect to such Equitable Common Stock. Accordingly, the Trustees may be deemed to beneficially own the SLM Common Shares reported in this Form 3. The Trustees expressly declare that the filing of this Form 3 shall not be construed as an admission that the Trustees are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owners of any SLM Common Shares reported in this Form 3. 3 -----END PRIVACY-ENHANCED MESSAGE-----