8-K 1 y41516e8-k.txt FORM 8-K 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2000 AXA FINANCIAL, INC. ------------------------------------------------------------------------------- (Exact name of Registrant as specified in its charter) Delaware 1-11166 13-3623351 ------------------------------------------------------------------------------- (State or other jurisdiction of (Commission File Number) (I.R.S. Employer Incorporation or Organization) Identification Number) 1290 Avenue of the Americas New York, New York 10104 ------------------------------------------------------------------------------- (Address of principal executive offices) (212) 554-1234 ---------------------------------- (Registrant's telephone number) 2 ITEM 5. OTHER EVENTS On October 18, 2000 the registrant issued a press release announcing that it had reached an agreement with AXA Group providing for AXA Group to acquire approximately 40% of registrant's outstanding common shares that AXA Group does not already own. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits 99 Press release, dated October 18, 2000, announcing an approval by the AXA Financial Board of Directors of an agreement with AXA Group providing for AXA Group to acquire approximately 40% of registrant's outstanding common shares that AXA Group does not already own. 2 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AXA FINANCIAL, INC. Date: October 18, 2000 By: /s/ Kevin R. Byrne Name: Kevin R. Byrne Title: Senior Vice President and Treasurer (Duly Authorized Officer) 3 4 Exhibit Index Exhibit Exhibit Number Description ----------- 99 Press release, dated October 18, 2000, announcing an approval by the AXA Financial Board of Directors of an agreement with AXA Group providing for AXA Group to acquire approximately 40% of registrant's outstanding common shares that AXA Group doers not already own. 4