8-K 1 file001.txt ITEM 9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Sections 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2003 AXA FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-11166 13-3623351 ---------------------------- ------------------------ ---------------------- (State or other jurisdiction (Commission File Number) (I.R.S. Employer of incorporation) Identification No.) 1290 Avenue of the Americas New York, New York 10104 (Address of principal executive offices) (Zip Code) (212) 554-1234 (Registrant's telephone number, including area code) ITEM 9. REGULATION FD DISCLOSURE. On December 2, 2003, AXA Financial, Inc. issued a press release announcing its acquisition of warrants to purchase newly issued common stock of The MONY Group Inc. ("MONY") equivalent to approximately 4.6% of MONY's currently outstanding common stock from GS Mezzanine Partners and affiliated funds managed by Goldman Sachs & Co. A copy of the press release is furnished as Exhibit 99.1 hereto. Note: the information in this report (including the exhibits) is furnished pursuant to Item 9 and shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section, or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing. This report will not be deemed a determination or an admission as to the materiality of any information in the report that is required to be disclosed solely by Regulation FD. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AXA FINANCIAL, INC. ------------------------------------ (Registrant) Date: December 2, 2003 By: /s/ Kevin R. Byrne --------------------------------- Name: Kevin R. Byrne Title: Senior Vice President and Treasurer EXHIBIT INDEX EXHIBIT NUMBER DESCRIPTION -------------- ----------- Exhibit 99.1 Press release of AXA Financial, Inc., dated December 2, 2003.