8-K 1 file001.txt ITEM 9 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 14, 2002 Date of earliest event reported: August 14, 2002 AXA FINANCIAL, INC. -------------------------------------------------------------------------------- (Exact name of Registrant as specified in its charter) Delaware 1-11166 13-3623351 -------------------------------------------------------------------------------- (State or other jurisdiction of (Commission File Number) (I.R.S. Employer incorporation or organization) Identification No.) 1290 Avenue of the Americas New York, New York 10104 ----------------------------------------- ----------------- (Address of principal executive offices) (Zip Code) (212) 554-1234 ---------------------------------- (Registrant's telephone number, including area code) None -------------------------------------------------------------------------------- (Former name or address, if changed since last report) ITEM 9. REGULATION FD DISCLOSURE On August 14, 2002, each of the Chief Executive Officer, Christopher M. Condron, and the Chief Financial Officer, Stanley B. Tulin, of Registrant made certifications pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, accompanying Registrant's Quarterly Report on Form 10-Q for the quarter ended June 30, 2002. Copies of these certifications are attached hereto as Exhibits 99.1 and 99.2 respectively. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AXA FINANCIAL, INC. Date: August 14, 2002 By: /s/ Kevin R. Byrne --------------------------------- Name: Kevin R. Byrne Title: Senior Vice President and Treasurer (Duly Authorized Officer) 3 Exhibit Index Exhibit Exhibit Number Description 99.1 Certification of the Chief Executive Officer, Christopher M. Condron, of AXA Financial, Inc. pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 99.2 Certification of the Chief Financial Officer, Stanley B. Tulin, of AXA Financial, Inc. pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.