8-K 1 file001.txt ITEM 5 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 30, 2001 Date of earliest event reported: May 16, 2001 AXA FINANCIAL, INC. -------------------------------------------------------------------------------- (Exact name of Registrant as specified in its charter) Delaware 1-11166 13-3623351 -------------------------------------------------------------------------------- (State or other jurisdiction of (Commission File Number) (I.R.S. Employer incorporation or organization) Identification No.) 1290 Avenue of the Americas New York, New York 10104 ---------------------------------------- ----------------- (Address of principal executive offices) (Zip Code) (212) 554-1234 ---------------------------------- (Registrant's telephone number, including area code) None -------------------------------------------------------------------------------- (Former name or address, if changed since last report) ITEM 5. OTHER EVENTS On May 16, 2001, the Registrant issued a press release announcing certain management changes. A copy of that press release is attached hereto as exhibit 99.1. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits 99.1 Press release, dated May 16, 2001, announcing certain management changes. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AXA FINANCIAL, INC. Date: May 30, 2001 By: /s/ Kevin R. Byrne --------------------------------- Name: Kevin R. Byrne Title: Senior Vice President and Treasurer (Duly Authorized Officer) 3 Exhibit Index Exhibit Exhibit Number Description 99.1 Press release, dated May 16, 2001, announcing certain management changes. 139609 4